Stock Transactions — ROYCE SMALL CAP TRUST INC

Total Bought
1,533,157
81 transactions
Total Sold
799,582
64 transactions
Net
+733,575
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY5,434,0735,772,073+338,0000.010.01-0.00buy
Cornerstone Advisors, LLC453,290734,489+281,1990.280.43+0.15buy
Advisors Asset Management, Inc.668,494776,683+108,1890.190.22+0.02buy
Shaker Financial Services, LLC95,125188,256+93,1310.561.10+0.54buy
AQR Arbitrage LLC521,586596,883+75,2970.280.22-0.05buy
WOLVERINE ASSET MANAGEMENT LLC068,335+68,3350.000.02+0.02buy
Quantedge Capital Pte Ltd33,90098,800+64,9000.220.52+0.30buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.209,271264,932+55,6610.280.32+0.05buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC406,826460,923+54,0971.321.38+0.05buy
Prospera Financial Services Inc047,747+47,7470.000.02+0.02buy
Triumph Capital Management041,770+41,7700.000.24+0.24buy
AMERIPRISE FINANCIAL INC034,357+34,3570.000.00+0.00buy
Logan Stone Capital, LLC023,641+23,6410.000.09+0.09buy
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC023,292+23,2920.000.01+0.01buy
Bay Rivers Group021,863+21,8630.000.16+0.16buy
SouthState Corp018,972+18,9720.000.02+0.02buy
Private Advisor Group, LLC113,303128,957+15,6540.010.01+0.00buy
Beacon Financial Advisory LLC012,594+12,5940.000.07+0.07buy
Virtu Financial LLC012,505+12,5050.000.01+0.01buy
CIBC Private Wealth Group LLC011,024+11,0240.000.00+0.00buy
Formidable Asset Management, LLC010,818+10,8180.000.03+0.03buy
WELLS FARGO & COMPANY/MN1,286,2971,297,029+10,7320.010.00-0.00buy
Calamos Advisors LLC010,704+10,7040.000.00+0.00buy
J.W. COLE ADVISORS, INC.010,026+10,0260.000.01+0.01buy
Cetera Investment Advisers290,215299,470+9,2550.010.01-0.00buy
Cambridge Investment Research Advisors, Inc.96,287104,263+7,9760.010.01-0.00buy
Atria Investments, Inc85,62993,354+7,7250.020.02-0.00buy
Waterfront Wealth Inc.267,736275,349+7,6131.071.08+0.01buy
WHITENER CAPITAL MANAGEMENT, INC.37,93244,375+6,4430.190.19+0.01buy
FIRST TRUST ADVISORS LP36,25841,330+5,0720.000.00+0.00buy
Janney Montgomery Scott LLC431,555435,761+4,2060.020.02-0.00buy
SALEM INVESTMENT COUNSELORS INC04,047+4,0470.000.00+0.00buy
B. Riley Wealth Advisors, Inc.15,51718,825+3,3080.010.01+0.00buy
Hennion & Walsh Asset Management, Inc.34,47037,636+3,1660.030.03+0.00buy
RB Capital Management, LLC152,925156,068+3,1430.620.58-0.04buy
Focused Wealth Management, Inc50,03952,847+2,8080.120.11-0.01buy
KENNEDY INVESTMENT GROUP82,25484,949+2,6950.670.62-0.04buy
Walleye Capital LLC43,22545,893+2,6680.010.01-0.00buy
ROYAL BANK OF CANADA1,135,0391,137,245+2,2060.000.00-0.00buy
1776 Wealth LLC36,06737,369+1,3020.260.24-0.02buy
Invesco Ltd.20,26721,472+1,2050.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC174,570175,761+1,1910.190.18-0.01buy
Samalin Investment Counsel, LLC66,44167,548+1,1070.480.46-0.02buy
Riggs Asset Managment Co. Inc.01,068+1,0680.000.00+0.00buy
HBK Sorce Advisory LLC13,92314,869+9460.010.01+0.00buy
Accel Wealth Management120,848121,778+9300.780.71-0.07buy
SOL Capital Management CO57,58658,481+8950.110.10-0.01buy
Realta Investment Advisors43,85044,715+8650.140.13-0.01buy
Stolper Co45,76846,475+7070.250.24-0.01buy
Tradition Wealth Management, LLC20,92721,531+6040.030.03-0.00buy
Alexander Randolph Advisory, Inc.28,98429,556+5720.390.40+0.02buy
PNC FINANCIAL SERVICES GROUP, INC.28,51129,042+5310.000.00-0.00buy
Redwood Wealth Management Group, LLC0525+5250.000.01+0.01buy
TIAA TRUST, NATIONAL ASSOCIATION13,12713,566+4390.000.00-0.00buy
Investors Research Corp0430+4300.000.00+0.00buy
COMERICA BANK94,21194,524+3130.010.01-0.00buy
NATIONAL BANK OF CANADA /FI/0312+3120.000.00+0.00buy
Carson Advisory Inc.15,19515,494+2990.160.16-0.00buy
FCA CORP /TX13,41113,663+2520.070.06-0.00buy
THRIVENT FINANCIAL FOR LUTHERANS12,62712,876+2490.000.00-0.00buy
Laird Norton Wetherby Wealth Management, LLC11,57011,798+2280.010.01-0.00buy
Tortoise Investment Management, LLC0225+2250.000.00+0.00buy
Parisi Gray Wealth Management11,11011,329+2190.060.06-0.00buy
SITTNER & NELSON, LLC10,79511,008+2130.080.08-0.00buy
Farther Finance Advisors, LLC0137+1370.000.00+0.00buy
PRINCIPAL SECURITIES, INC.3,2693,398+1290.000.00-0.00buy
Allworth Financial LP10,55510,633+780.000.00-0.00buy
STEPHENS INC /AR/14,34714,416+690.000.00-0.00buy
ESL Trust Services, LLC2,5792,630+510.010.01-0.00buy
McIlrath & Eck, LLC2,5082,557+490.010.01-0.00buy
Quent Capital, LLC2,5222,571+490.000.00-0.00buy
Moors & Cabot, Inc.23,66823,699+310.020.02-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC17,29217,315+230.130.10-0.03buy
KESTRA PRIVATE WEALTH SERVICES, LLC12,90512,926+210.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.331344+130.000.00-0.00buy
FMR LLC013+130.000.00+0.00buy
NBC SECURITIES, INC.504514+100.000.00-0.00buy
City State Bank447455+80.000.00-0.00buy
GPS Wealth Strategies Group, LLC307313+60.000.00-0.00buy
Global Retirement Partners, LLC178181+30.000.00-0.00buy
Pathway Financial Advisers, LLC1,4941,495+10.010.01-0.00buy
GABELLI FUNDS LLC124,158124,15800.010.01-0.00hold
TRUST CO OF VERMONT5,0005,00000.000.00-0.00hold
LAZARD ASSET MANAGEMENT LLC384,792384,79200.010.01-0.00hold
First Financial Bank - Trust Division10,89910,89900.020.02-0.00hold
North Star Investment Management Corp.6,1256,12500.010.01-0.00hold
Mariner, LLC60,93660,93600.000.00-0.00hold
LaFleur & Godfrey LLC10,24710,24700.020.02-0.00hold
HARBOR INVESTMENT ADVISORY, LLC121200.000.00-0.00hold
BROWN, LISLE/CUMMINGS, INC.2,9002,90000.010.01-0.00hold
Redmond Asset Management, LLC17,90017,90000.090.09-0.00hold
Miracle Mile Advisors, LLC65,46465,46400.020.02-0.00hold
IFP Advisors, Inc15515500.000.00-0.00hold
Mascoma Wealth Management LLC10,21710,21700.040.04-0.00hold
Graves Light Lenhart Wealth, Inc.10,25310,25300.020.02-0.00hold
Apollon Wealth Management, LLC16,23316,23300.010.01-0.00hold
Salomon & Ludwin, LLC3,2993,29900.000.01+0.00hold
Key FInancial Inc313100.000.00-0.00hold
Game Plan Financial Advisors, LLC30030000.000.00-0.00hold
CAROLINAS WEALTH CONSULTING LLC9,1449,14400.030.03-0.00hold
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