Stock Transactions — ROYCE SMALL CAP TRUST INC

Total Bought
2,328,829
93 transactions
Total Sold
1,449,319
69 transactions
Net
+879,510
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Shaker Financial Services, LLC284,397585,074+300,6771.583.19+1.62buy
READYSTATE ASSET MANAGEMENT LP0232,709+232,7090.000.15+0.15buy
RAYMOND JAMES FINANCIAL INC2,975,6023,174,507+198,9050.020.02+0.00buy
Janney Montgomery Scott LLC502,022693,008+190,9860.020.03+0.01buy
WOLVERINE ASSET MANAGEMENT LLC7,834163,139+155,3050.000.04+0.04buy
LPL Financial LLC1,919,6912,045,622+125,9310.010.01-0.00buy
Cornerstone Advisors, LLC0118,943+118,9430.000.06+0.06buy
BALYASNY ASSET MANAGEMENT L.P.077,968+77,9680.000.00+0.00buy
OSAIC HOLDINGS, INC.198,722273,832+75,1100.010.01+0.00buy
WELLS FARGO & COMPANY/MN1,785,2511,855,580+70,3290.010.01+0.00buy
Consolidated Portfolio Review Corp46,400107,300+60,9000.110.22+0.12buy
BANK OF AMERICA CORP /DE/6,239,0506,293,535+54,4850.010.01-0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.052,384+52,3840.000.06+0.06buy
JANE STREET GROUP, LLC051,579+51,5790.000.00+0.00buy
Walleye Capital LLC051,507+51,5070.000.01+0.01buy
INTREPID FAMILY OFFICE LLC050,000+50,0000.000.81+0.81buy
Waterfront Wealth Inc.441,474481,428+39,9541.531.62+0.09buy
Abel Hall, LLC22,00057,000+35,0000.190.40+0.21buy
Prospera Financial Services Inc47,64778,018+30,3710.020.02+0.01buy
&PARTNERS27,69257,584+29,8920.000.01+0.00buy
Elequin Capital, LP1,13829,323+28,1850.000.06+0.06buy
Allspring Global Investments Holdings, LLC158,174184,744+26,5700.000.00+0.00buy
Virtu Financial LLC10,93231,246+20,3140.010.02+0.02buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC472,636492,176+19,5401.271.24-0.04buy
MERCER GLOBAL ADVISORS INC /ADV14,29829,901+15,6030.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC12,93927,941+15,0020.000.01+0.00buy
Quantedge Capital Pte Ltd014,600+14,6000.000.20+0.20buy
RIVERNORTH CAPITAL MANAGEMENT, LLC012,824+12,8240.000.01+0.01buy
MCCARTER PRIVATE WEALTH SERVICES LLC012,320+12,3200.000.11+0.11buy
Jaffetilchin Investment Partners, LLC011,515+11,5150.000.01+0.01buy
AVANTAX ADVISORY SERVICES, INC.011,311+11,3110.000.00+0.00buy
Allworth Financial LP10,91221,598+10,6860.000.00+0.00buy
TRUIST FINANCIAL CORP010,376+10,3760.000.00+0.00buy
BROWN ADVISORY INC14,60824,801+10,1930.000.00+0.00buy
VERUS CAPITAL PARTNERS, LLC010,112+10,1120.000.01+0.01buy
HighTower Advisors, LLC148,264157,963+9,6990.000.00+0.00buy
Penserra Capital Management LLC315,029324,599+9,5700.080.07-0.01buy
ROTHSCHILD INVESTMENT LLC194,268203,172+8,9040.190.19+0.01buy
CAPTRUST FINANCIAL ADVISORS262,825270,822+7,9970.010.01-0.00buy
ENVESTNET ASSET MANAGEMENT INC23,58929,640+6,0510.000.00+0.00buy
NewEdge Advisors, LLC53,33558,856+5,5210.000.00+0.00buy
Comprehensive Money Management Services LLC46,83052,100+5,2700.540.60+0.06buy
Colonial Trust Advisors03,508+3,5080.000.00+0.00buy
Accel Wealth Management102,204105,628+3,4240.530.53+0.00buy
OPPENHEIMER & CO INC208,136210,890+2,7540.040.04-0.00buy
Cetera Investment Advisers33,78836,282+2,4940.000.00-0.00buy
Bay Rivers Group40,27442,559+2,2850.300.29-0.01buy
Hennion & Walsh Asset Management, Inc.111,059113,273+2,2140.070.07-0.00buy
Private Advisor Group, LLC156,122158,192+2,0700.010.01-0.00buy
Samalin Investment Counsel, LLC73,79975,679+1,8800.430.44+0.01buy
Newbridge Financial Services Group, Inc.01,874+1,8740.000.00+0.00buy
Stolper Co48,83250,531+1,6990.230.25+0.02buy
CWM, LLC01,687+1,6870.000.00+0.00buy
Focused Wealth Management, Inc62,71864,389+1,6710.120.12-0.00buy
Keyes, Stange & Wooten Wealth Management, LLC14,04715,695+1,6480.110.12+0.01buy
WHITENER CAPITAL MANAGEMENT, INC.46,17247,758+1,5860.190.19+0.00buy
Kestra Advisory Services, LLC16,09517,578+1,4830.000.00+0.00buy
Pinnacle Bancorp, Inc.01,351+1,3510.000.01+0.01buy
David J Yvars Group28,16429,514+1,3500.320.26-0.06buy
BARRETT & COMPANY, INC.13,71214,470+7580.080.08-0.00buy
Ameritas Advisory Services, LLC0700+7000.000.00+0.00buy
Alexander Randolph Advisory, Inc.31,60032,233+6330.440.43-0.01buy
HANTZ FINANCIAL SERVICES, INC.0500+5000.000.00+0.00buy
Brooklyn Investment Group0500+5000.000.00+0.00buy
ASSETMARK, INC8221,319+4970.000.00+0.00buy
PRINCIPAL SECURITIES, INC.3,3983,889+4910.000.00-0.00buy
Beacon Financial Advisory LLC15,62516,095+4700.070.06-0.00buy
Baird Financial Group, Inc.21,28221,735+4530.000.00-0.00buy
Mezzasalma Advisors, LLC24,37824,783+4050.120.11-0.01buy
K2 PRINCIPAL FUND, L.P.19,10819,490+3820.040.05+0.01buy
SeaCrest Wealth Management, LLC57,78758,168+3810.090.10+0.00buy
Carson Advisory Inc.16,56216,892+3300.160.16+0.00buy
COUNTRY TRUST BANK0306+3060.000.00+0.00buy
TIAA TRUST, NATIONAL ASSOCIATION14,30914,595+2860.000.00-0.00buy
FCA CORP /TX14,56414,843+2790.070.07+0.00buy
STEPHENS INC /AR/14,96815,244+2760.000.00+0.00buy
Parisi Gray Wealth Management12,11112,353+2420.060.05-0.00buy
NorthStar Asset Management LLC /NJ/10,12710,329+2020.090.08-0.01buy
SITTNER & NELSON, LLC9,5239,713+1900.060.06+0.00buy
1776 Wealth LLC32,05332,199+1460.210.20-0.01buy
Tidemark, LLC0102+1020.000.00+0.00buy
McIlrath & Eck, LLC2,7342,789+550.000.00+0.00buy
DAYMARK WEALTH PARTNERS, LLC23,75723,794+370.010.01-0.00buy
Moors & Cabot, Inc.23,80723,841+340.020.02-0.00buy
DAVENPORT & Co LLC10,44010,468+280.000.00-0.00buy
Apollon Wealth Management, LLC42,92642,950+240.010.01-0.00buy
NBC SECURITIES, INC.550561+110.000.00+0.00buy
Golden State Wealth Management, LLC08+80.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.368375+70.000.00+0.00buy
GPS Wealth Strategies Group, LLC333339+60.000.00-0.00buy
Global Retirement Partners, LLC185191+60.000.00-0.00buy
Creative Planning12,00112,006+50.000.00-0.00buy
Farther Finance Advisors, LLC10,06510,068+30.000.00-0.00buy
NORTH STAR ASSET MANAGEMENT INC13,19713,19700.010.01-0.00hold
FIRST TRUST ADVISORS LP52,24152,24100.000.00-0.00hold
TRUST CO OF VERMONT5,0005,00000.000.00-0.00hold
LAZARD ASSET MANAGEMENT LLC556,039556,03900.010.01-0.00hold
Laird Norton Wetherby Wealth Management, LLC11,79811,79800.010.01-0.00hold
CIBC Private Wealth Group LLC40740700.000.00+0.00hold
North Star Investment Management Corp.6,1256,12500.010.01+0.00hold
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