Stock TransactionsROYCE SMALL CAP TRUST INC

Total Bought
4,054,589
105 transactions
Total Sold
1,137,191
59 transactions
Net
+2,917,398
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Saba Capital Management, L.P.01,247,806+1,247,8060.000.70+0.70buy
Shaker Financial Services, LLC138,511605,745+467,2340.803.50+2.70buy
RAYMOND JAMES FINANCIAL INC2,831,7663,088,819+257,0530.010.02+0.00buy
BANK OF AMERICA CORP /DE/5,836,3376,054,512+218,1750.010.01+0.00buy
Logan Stone Capital, LLC0195,674+195,6740.000.76+0.76buy
WOLVERINE ASSET MANAGEMENT LLC0178,790+178,7900.000.04+0.04buy
OSAIC HOLDINGS, INC.344,827484,010+139,1830.010.01+0.00buy
LPL Financial LLC2,279,5772,396,929+117,3520.010.01-0.00buy
Allspring Global Investments Holdings, LLC189,145287,283+98,1380.010.01+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.088,150+88,1500.000.11+0.11buy
1607 Capital Partners, LLC070,000+70,0000.000.11+0.11buy
Hennion & Walsh Asset Management, Inc.122,485177,676+55,1910.070.09+0.03buy
Quantedge Capital Pte Ltd054,300+54,3000.000.76+0.76buy
Penserra Capital Management LLC1,331,5461,384,409+52,8630.260.20-0.06buy
Private Advisor Group, LLC182,851231,258+48,4070.010.02+0.01buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD74,901119,199+44,2980.090.13+0.04buy
JANE STREET GROUP, LLC25,21068,238+43,0280.000.00+0.00buy
Stolper Co13,84356,794+42,9510.570.27-0.30buy
MGO ONE SEVEN LLC41,89284,159+42,2670.010.03+0.01buy
XTX Topco Ltd041,667+41,6670.000.01+0.01buy
Samalin Investment Counsel, LLC112,755147,347+34,5920.660.87+0.21buy
EP Wealth Advisors, LLC033,637+33,6370.000.00+0.00buy
Cypress Capital Management LLC (WY)216,884243,763+26,8793.333.76+0.43buy
Heritage Wealth Management, Inc.026,268+26,2680.000.12+0.12buy
NewEdge Advisors, LLC56,10282,369+26,2670.000.00+0.00buy
J.W. COLE ADVISORS, INC.026,085+26,0850.000.01+0.01buy
STIFEL FINANCIAL CORP825,089848,245+23,1560.010.01+0.00buy
HighTower Advisors, LLC177,803200,824+23,0210.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC653,774674,729+20,9551.561.55-0.01buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC019,316+19,3160.000.05+0.05buy
Karpus Management, Inc.16,08834,568+18,4800.010.02+0.01buy
Calamos Advisors LLC018,410+18,4100.000.00+0.00buy
Advisors Asset Management, Inc.320,258336,541+16,2830.090.09+0.01buy
Steward Partners Investment Advisory, LLC276,056290,748+14,6920.020.03+0.00buy
ROYAL BANK OF CANADA1,624,7741,639,146+14,3720.010.01+0.00buy
Janney Montgomery Scott LLC728,481742,462+13,9810.030.03-0.00buy
TWO SIGMA SECURITIES, LLC013,198+13,1980.000.02+0.02buy
RMR Wealth Builders013,093+13,0930.000.02+0.02buy
HBK Sorce Advisory LLC16,63429,544+12,9100.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.120,196132,934+12,7380.010.01+0.00buy
Invesco Ltd.011,734+11,7340.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC240,212250,772+10,5600.210.17-0.04buy
SEI INVESTMENTS CO010,258+10,2580.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC010,002+10,0020.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC20,84130,365+9,5240.010.02+0.00buy
FCA CORP /TX15,86024,532+8,6720.070.11+0.04buy
WHITENER CAPITAL MANAGEMENT, INC.53,29260,929+7,6370.200.24+0.04buy
OPPENHEIMER & CO INC217,046222,656+5,6100.040.04+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC601,975607,243+5,2680.500.53+0.03buy
TrueMark Investments, LLC74,57179,839+5,2680.240.18-0.06buy
Institute for Wealth Management, LLC.04,647+4,6470.000.01+0.01buy
Comprehensive Money Management Services LLC65,47069,950+4,4800.710.81+0.10buy
&PARTNERS161,158164,931+3,7730.010.01-0.00buy
Arax Advisory Partners03,548+3,5480.000.00+0.00buy
WEDBUSH SECURITIES INC25,93829,047+3,1090.010.01+0.00buy
BROWN ADVISORY INC25,77828,736+2,9580.000.00+0.00buy
INTREPID FAMILY OFFICE LLC152,777155,643+2,8662.212.65+0.44buy
Center for Financial Planning, Inc.02,756+2,7560.000.00+0.00buy
Triumph Capital Management57,27060,025+2,7550.190.20+0.01buy
Clearstead Advisors, LLC02,486+2,4860.000.00+0.00buy
BANK OF MONTREAL /CAN/43,56045,945+2,3850.000.00+0.00buy
FIFTH THIRD BANCORP71,23173,504+2,2730.000.00+0.00buy
Bay Rivers Group51,42553,475+2,0500.360.34-0.02buy
Focused Wealth Management, Inc71,46473,461+1,9970.120.12-0.00buy
Integrated Wealth Concepts LLC01,886+1,8860.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO19,24121,090+1,8490.000.00+0.00buy
HAGER INVESTMENT MANAGEMENT SERVICES, LLC1611,944+1,7830.000.02+0.02buy
Baird Financial Group, Inc.28,31829,604+1,2860.000.00+0.00buy
HARBOUR INVESTMENTS, INC.6341,912+1,2780.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV50,21951,281+1,0620.040.05+0.00buy
Waverly Advisors, LLC52,25453,079+8250.010.01-0.00buy
TRUIST FINANCIAL CORP11,93812,746+8080.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC14,07414,809+7350.020.01-0.01buy
Alexander Randolph Advisory, Inc.34,53735,134+5970.490.53+0.04buy
Newton One Investments LLC0568+5680.000.00+0.00buy
SAGE PRIVATE WEALTH GROUP, LLC14,08014,587+5070.120.12+0.00buy
1776 Wealth LLC26,78327,231+4480.170.18+0.00buy
Focus Partners Wealth15,59615,994+3980.000.00+0.00buy
Mezzasalma Advisors, LLC25,29825,694+3960.110.10-0.01buy
FIRST TRUST ADVISORS LP85,99286,326+3340.000.00-0.00buy
RB Capital Management, LLC170,896171,223+3270.600.62+0.02buy
MB, LEVIS & ASSOCIATES, LLC0325+3250.000.00+0.00buy
Carson Advisory Inc.18,09618,408+3120.160.16+0.00buy
STEPHENS INC /AR/16,27716,541+2640.000.00+0.00buy
Allworth Financial LP26,54026,774+2340.000.00+0.00buy
Trust Co0203+2030.000.00+0.00buy
NorthStar Asset Management LLC /NJ/11,06811,259+1910.090.08-0.00buy
Redmond Asset Management, LLC17,90018,011+1110.080.08+0.00buy
Rockefeller Capital Management L.P.5114+1090.000.00+0.00buy
Quent Capital, LLC2,9993,050+510.000.00-0.00buy
Moors & Cabot, Inc.24,62624,669+430.020.02+0.00buy
DAYMARK WEALTH PARTNERS, LLC21,93021,965+350.010.01-0.00buy
Westfuller Advisors, LLC1,8621,894+320.010.01-0.00buy
DAVENPORT & Co LLC10,78710,813+260.000.00+0.00buy
Kovack Advisors, Inc.16,77716,796+190.020.01-0.00buy
SPIREPOINT PRIVATE CLIENT, LLC29,22529,243+180.050.04-0.00buy
NBC SECURITIES, INC.601611+100.000.00+0.00buy
Geneos Wealth Management Inc.565574+90.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.402409+70.000.00+0.00buy
BARRETT & COMPANY, INC.13,25013,257+70.080.07-0.01buy
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