ROYCE SMALL CAP TRUST INC
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 12,824 | 596,845 | +584,021 | 0.01 | 0.55 | +0.54 | buy |
| Cornerstone Advisors, LLC | 118,943 | 685,519 | +566,576 | 0.06 | 0.36 | +0.30 | buy |
| Waterfront Wealth Inc. | 481,428 | 679,108 | +197,680 | 1.62 | 2.21 | +0.58 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 492,176 | 563,372 | +71,196 | 1.24 | 1.38 | +0.14 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 52,384 | 104,816 | +52,432 | 0.06 | 0.11 | +0.05 | buy |
| INTREPID FAMILY OFFICE LLC | 50,000 | 86,335 | +36,335 | 0.81 | 1.26 | +0.45 | buy |
| Jaffetilchin Investment Partners, LLC | 11,515 | 44,796 | +33,281 | 0.01 | 0.04 | +0.03 | buy |
| MCCARTER PRIVATE WEALTH SERVICES LLC | 12,320 | 44,966 | +32,646 | 0.11 | 0.37 | +0.27 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 44,191 | 64,791 | +20,600 | 0.06 | 0.08 | +0.02 | buy |
| Consolidated Portfolio Review Corp | 107,300 | 125,510 | +18,210 | 0.22 | 0.26 | +0.04 | buy |
| Quantedge Capital Pte Ltd | 14,600 | 31,000 | +16,400 | 0.20 | 0.27 | +0.07 | buy |
| LEVEL FOUR ADVISORY SERVICES, LLC | 22,337 | 35,755 | +13,418 | 0.01 | 0.02 | +0.01 | buy |
| Comprehensive Money Management Services LLC | 52,100 | 56,345 | +4,245 | 0.60 | 0.64 | +0.05 | buy |
| VERUS CAPITAL PARTNERS, LLC | 10,112 | 13,624 | +3,512 | 0.01 | 0.02 | +0.00 | buy |
| Bay Rivers Group | 42,559 | 45,209 | +2,650 | 0.29 | 0.31 | +0.01 | buy |
| UHLMANN PRICE SECURITIES, LLC | 11,847 | 13,368 | +1,521 | 0.13 | 0.13 | +0.00 | buy |
| Beacon Financial Advisory LLC | 16,095 | 17,370 | +1,275 | 0.06 | 0.06 | +0.00 | buy |
| RB Capital Management, LLC | 164,625 | 165,823 | +1,198 | 0.56 | 0.56 | -0.00 | buy |
| NWF Advisory Services Inc. | 54,903 | 56,052 | +1,149 | 0.10 | 0.10 | +0.00 | buy |
| Stolper Co | 50,531 | 51,379 | +848 | 0.25 | 0.25 | +0.00 | buy |
| WHITENER CAPITAL MANAGEMENT, INC. | 47,758 | 48,512 | +754 | 0.19 | 0.19 | -0.00 | buy |
| Triumph Capital Management | 50,318 | 51,034 | +716 | 0.23 | 0.22 | -0.01 | buy |
| Moors & Cabot, Inc. | 23,841 | 24,501 | +660 | 0.02 | 0.02 | +0.00 | buy |
| Alexander Randolph Advisory, Inc. | 32,233 | 32,807 | +574 | 0.43 | 0.44 | +0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 47,930 | 48,352 | +422 | 0.05 | 0.05 | -0.00 | buy |
| Mezzasalma Advisors, LLC | 24,783 | 25,150 | +367 | 0.11 | 0.10 | -0.01 | buy |
| VISTA INVESTMENT PARTNERS II, LLC | 23,394 | 23,753 | +359 | 0.17 | 0.18 | +0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 19,490 | 19,837 | +347 | 0.05 | 0.03 | -0.02 | buy |
| Carson Advisory Inc. | 16,892 | 17,192 | +300 | 0.16 | 0.15 | -0.01 | buy |
| TIAA TRUST, NATIONAL ASSOCIATION | 14,595 | 14,854 | +259 | 0.00 | 0.00 | +0.00 | buy |
| FCA CORP /TX | 14,843 | 15,097 | +254 | 0.07 | 0.07 | +0.00 | buy |
| NorthStar Asset Management LLC /NJ/ | 10,329 | 10,513 | +184 | 0.08 | 0.08 | -0.00 | buy |
| SITTNER & NELSON, LLC | 9,713 | 9,886 | +173 | 0.06 | 0.06 | -0.00 | buy |
| DAYMARK WEALTH PARTNERS, LLC | 23,794 | 23,828 | +34 | 0.01 | 0.01 | -0.00 | buy |
| Pinnacle Bancorp, Inc. | 1,351 | 1,375 | +24 | 0.01 | 0.01 | +0.00 | buy |
| Kovack Advisors, Inc. | 10,467 | 10,481 | +14 | 0.02 | 0.02 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 375 | 382 | +7 | 0.00 | 0.00 | +0.00 | buy |
| COUNTRY TRUST BANK | 306 | 311 | +5 | 0.00 | 0.00 | +0.00 | buy |
| Tidemark, LLC | 102 | 103 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Focused Wealth Management, Inc | 64,389 | 63,874 | -515 | 0.12 | 0.11 | -0.01 | sell |
| HBK Sorce Advisory LLC | 18,895 | 18,379 | -516 | 0.01 | 0.01 | -0.00 | sell |
| Samalin Investment Counsel, LLC | 75,679 | 75,082 | -597 | 0.44 | 0.42 | -0.02 | sell |
| Hennion & Walsh Asset Management, Inc. | 113,273 | 112,500 | -773 | 0.07 | 0.07 | -0.00 | sell |
| Uncommon Cents Investing LLC | 24,674 | 23,874 | -800 | 0.10 | 0.10 | -0.00 | sell |
| Formidable Asset Management, LLC | 11,496 | 10,687 | -809 | 0.03 | 0.03 | -0.00 | sell |
| KENNEDY INVESTMENT GROUP | 80,701 | 79,469 | -1,232 | 0.52 | 0.51 | -0.01 | sell |
| BARRETT & COMPANY, INC. | 14,470 | 13,228 | -1,242 | 0.08 | 0.07 | -0.01 | sell |
| David J Yvars Group | 29,514 | 28,164 | -1,350 | 0.26 | 0.24 | -0.02 | sell |
| SIERRA OCEAN, LLC | 19,563 | 17,377 | -2,186 | 0.21 | 0.24 | +0.03 | sell |
| SOL Capital Management CO | 31,345 | 26,647 | -4,698 | 0.05 | 0.04 | -0.01 | sell |
| Accel Wealth Management | 105,628 | 100,781 | -4,847 | 0.53 | 0.47 | -0.06 | sell |
| Modern Wealth Management, LLC | 514,049 | 508,809 | -5,240 | 0.19 | 0.16 | -0.03 | sell |
| 1776 Wealth LLC | 32,199 | 25,465 | -6,734 | 0.20 | 0.16 | -0.04 | sell |
| READYSTATE ASSET MANAGEMENT LP | 232,709 | 44,812 | -187,897 | 0.15 | 0.04 | -0.11 | sell |
| Shaker Financial Services, LLC | 585,074 | 289,696 | -295,378 | 3.19 | 1.60 | -1.59 | sell |