Stock Transactions — ROYCE SMALL CAP TRUST INC

Total Bought
3,691,654
106 transactions
Total Sold
2,650,786
57 transactions
Net
+1,040,868
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Saba Capital Management, L.P.01,404,173+1,404,1730.000.75+0.75buy
RIVERNORTH CAPITAL MANAGEMENT, LLC12,824596,845+584,0210.010.55+0.54buy
Cornerstone Advisors, LLC118,943685,519+566,5760.060.36+0.30buy
Waterfront Wealth Inc.481,428679,108+197,6801.622.21+0.58buy
Janney Montgomery Scott LLC693,008768,215+75,2070.030.03+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC492,176563,372+71,1961.241.38+0.14buy
TrueMark Investments, LLC069,041+69,0410.000.19+0.19buy
Cetera Investment Advisers36,28293,485+57,2030.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.52,384104,816+52,4320.060.11+0.05buy
Jefferies Financial Group Inc.036,362+36,3620.000.01+0.01buy
INTREPID FAMILY OFFICE LLC50,00086,335+36,3350.811.26+0.45buy
Jaffetilchin Investment Partners, LLC11,51544,796+33,2810.010.04+0.03buy
MCCARTER PRIVATE WEALTH SERVICES LLC12,32044,966+32,6460.110.37+0.27buy
Cypress Capital Management LLC (WY)032,523+32,5230.000.48+0.48buy
STIFEL FINANCIAL CORP754,541783,968+29,4270.010.01+0.00buy
&PARTNERS57,58485,205+27,6210.010.01+0.00buy
SPIREPOINT PRIVATE CLIENT, LLC020,859+20,8590.000.04+0.04buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD44,19164,791+20,6000.060.08+0.02buy
ROTHSCHILD INVESTMENT LLC203,172223,693+20,5210.190.20+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC134,731154,235+19,5040.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC019,000+19,0000.000.00+0.00buy
PKS Advisory Services, LLC018,608+18,6080.000.06+0.06buy
Consolidated Portfolio Review Corp107,300125,510+18,2100.220.26+0.04buy
D.A. DAVIDSON & CO.220,323237,676+17,3530.020.02+0.00buy
LPL Financial LLC2,045,6222,062,621+16,9990.010.01-0.00buy
Quantedge Capital Pte Ltd14,60031,000+16,4000.200.27+0.07buy
LEVEL FOUR ADVISORY SERVICES, LLC22,33735,755+13,4180.010.02+0.01buy
Private Advisor Group, LLC158,192170,977+12,7850.010.01+0.00buy
ROYAL BANK OF CANADA1,572,6211,585,032+12,4110.000.00-0.00buy
ENDEAVOR PRIVATE WEALTH, INC.012,205+12,2050.000.06+0.06buy
Belpointe Asset Management LLC010,980+10,9800.000.01+0.01buy
Fortis Capital Advisors, LLC010,980+10,9800.000.03+0.03buy
FIRST TRUST ADVISORS LP52,24162,803+10,5620.000.00+0.00buy
B. Riley Wealth Advisors, Inc.010,296+10,2960.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.121,530129,789+8,2590.010.01+0.00buy
Allspring Global Investments Holdings, LLC184,744192,339+7,5950.000.00+0.00buy
Kestra Advisory Services, LLC17,57824,943+7,3650.000.00+0.00buy
OPPENHEIMER & CO INC210,890217,834+6,9440.040.04+0.00buy
Atlantic Union Bankshares Corp91,91597,918+6,0030.030.03-0.00buy
Baird Financial Group, Inc.21,73526,541+4,8060.000.00+0.00buy
Steward Partners Investment Advisory, LLC155,004159,279+4,2750.020.01-0.00buy
Comprehensive Money Management Services LLC52,10056,345+4,2450.600.64+0.05buy
VERUS CAPITAL PARTNERS, LLC10,11213,624+3,5120.010.02+0.00buy
NewEdge Advisors, LLC58,85662,167+3,3110.000.00-0.00buy
Sound Income Strategies, LLC03,150+3,1500.000.00+0.00buy
Coastline Trust Co03,000+3,0000.000.01+0.01buy
Quent Capital, LLC02,850+2,8500.000.00+0.00buy
HighTower Advisors, LLC157,963160,802+2,8390.000.00-0.00buy
Bay Rivers Group42,55945,209+2,6500.290.31+0.01buy
Allworth Financial LP21,59824,040+2,4420.000.00+0.00buy
Rockefeller Capital Management L.P.01,826+1,8260.000.00+0.00buy
Westfuller Advisors, LLC01,769+1,7690.000.01+0.01buy
EverSource Wealth Advisors, LLC1,7503,500+1,7500.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV29,90131,639+1,7380.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC11,84713,368+1,5210.130.13+0.00buy
Pathway Financial Advisers, LLC01,495+1,4950.000.01+0.01buy
Beacon Financial Advisory LLC16,09517,370+1,2750.060.06+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.11,49212,713+1,2210.000.00+0.00buy
RB Capital Management, LLC164,625165,823+1,1980.560.56-0.00buy
NWF Advisory Services Inc.54,90356,052+1,1490.100.10+0.00buy
JONES FINANCIAL COMPANIES LLLP701,214+1,1440.000.00+0.00buy
Pacifica Partners Inc.01,092+1,0920.000.01+0.01buy
BROWN ADVISORY INC24,80125,778+9770.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS270,822271,779+9570.010.01-0.00buy
Stolper Co50,53151,379+8480.250.25+0.00buy
EASTERN BANK0838+8380.000.00+0.00buy
WEDBUSH SECURITIES INC23,53324,347+8140.010.01+0.00buy
WHITENER CAPITAL MANAGEMENT, INC.47,75848,512+7540.190.19-0.00buy
Triumph Capital Management50,31851,034+7160.230.11-0.12buy
Triumph Capital Management50,31851,034+7160.230.11-0.12buy
Russell Investments Group, Ltd.0687+6870.000.00+0.00buy
Moors & Cabot, Inc.23,84124,501+6600.020.02+0.00buy
CIBC Private Wealth Group LLC407994+5870.000.00+0.00buy
Alexander Randolph Advisory, Inc.32,23332,807+5740.430.44+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10,68911,245+5560.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV47,93048,352+4220.050.05-0.00buy
Vermillion Wealth Management, Inc.1,8342,250+4160.010.01-0.00buy
TRUST CO OF VERMONT5,0005,408+4080.000.00+0.00buy
Mezzasalma Advisors, LLC24,78325,150+3670.110.10-0.01buy
VISTA INVESTMENT PARTNERS II, LLC23,39423,753+3590.170.18+0.01buy
K2 PRINCIPAL FUND, L.P.19,49019,837+3470.050.03-0.02buy
Carson Advisory Inc.16,89217,192+3000.160.15-0.01buy
TIAA TRUST, NATIONAL ASSOCIATION14,59514,854+2590.000.00+0.00buy
STEPHENS INC /AR/15,24415,499+2550.000.00+0.00buy
FCA CORP /TX14,84315,097+2540.070.07+0.00buy
NorthStar Asset Management LLC /NJ/10,32910,513+1840.080.08-0.00buy
SITTNER & NELSON, LLC9,7139,886+1730.060.06-0.00buy
CWM, LLC1,6871,743+560.000.00-0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC27,94127,985+440.010.01-0.00buy
Blue Trust, Inc.035+350.000.00+0.00buy
DAYMARK WEALTH PARTNERS, LLC23,79423,828+340.010.01-0.00buy
Capital Analysts, LLC033+330.000.00+0.00buy
Newbridge Financial Services Group, Inc.1,8741,907+330.000.00+0.00buy
DAVENPORT & Co LLC10,46810,493+250.000.00+0.00buy
Pinnacle Bancorp, Inc.1,3511,375+240.010.01+0.00buy
Apollon Wealth Management, LLC42,95042,971+210.010.01-0.00buy
ASSETMARK, INC1,3191,339+200.000.00-0.00buy
Kovack Advisors, Inc.10,46710,481+140.020.02+0.00buy
FIFTH THIRD BANCORP013+130.000.00+0.00buy
NBC SECURITIES, INC.561571+100.000.00+0.00buy
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