Stock Transactions — ROYCE SMALL CAP TRUST INC

Total Bought
1,951,076
98 transactions
Total Sold
1,674,636
74 transactions
Net
+276,440
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY5,732,5386,252,497+519,9590.010.01+0.00buy
LPL Financial LLC2,062,6212,257,033+194,4120.010.01+0.00buy
Altium Capital Management LLC0192,509+192,5090.0012.25+12.25buy
Cypress Capital Management LLC (WY)32,523189,871+157,3480.482.84+2.36buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC563,372652,300+88,9281.381.54+0.16buy
OSAIC HOLDINGS, INC.266,055338,554+72,4990.010.01+0.00buy
LAZARD ASSET MANAGEMENT LLC549,864615,825+65,9610.010.02+0.00buy
&PARTNERS85,205146,093+60,8880.010.01+0.00buy
Logan Stone Capital, LLC048,819+48,8190.000.19+0.19buy
Mariner, LLC64,039102,121+38,0820.000.00+0.00buy
Cetera Investment Advisers93,485130,106+36,6210.000.00+0.00buy
Advisors Asset Management, Inc.336,820370,097+33,2770.090.10+0.01buy
Saba Capital Management, L.P.1,404,1731,437,153+32,9800.750.78+0.03buy
Vontobel Holding Ltd.031,356+31,3560.000.00+0.00buy
Farther Finance Advisors, LLC10,07141,184+31,1130.000.01+0.00buy
JANE STREET GROUP, LLC027,945+27,9450.000.00+0.00buy
ROYAL BANK OF CANADA1,585,0321,611,687+26,6550.000.00+0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD64,79183,901+19,1100.080.10+0.02buy
Simplicity Wealth,LLC017,757+17,7570.000.02+0.02buy
INTREPID FAMILY OFFICE LLC86,335103,360+17,0251.261.60+0.34buy
Alpine Global Management, LLC015,506+15,5060.000.06+0.06buy
Focus Partners Wealth015,494+15,4940.000.00+0.00buy
US BANCORP \DE\015,441+15,4410.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC2,855,2002,870,323+15,1230.010.01-0.00buy
Janney Montgomery Scott LLC768,215782,755+14,5400.030.03-0.00buy
HighTower Advisors, LLC160,802174,499+13,6970.000.00+0.00buy
World Investment Advisors013,117+13,1170.000.00+0.00buy
Private Advisor Group, LLC170,977182,148+11,1710.010.01+0.00buy
Almitas Capital LLC010,456+10,4560.000.04+0.04buy
ECLECTIC ASSOCIATES INC /ADV010,142+10,1420.000.03+0.03buy
FIRST TRUST ADVISORS LP62,80371,604+8,8010.000.00+0.00buy
Focused Wealth Management, Inc63,87471,871+7,9970.110.12+0.01buy
Steward Partners Investment Advisory, LLC159,279166,889+7,6100.010.01+0.00buy
ROTHSCHILD INVESTMENT LLC223,693229,703+6,0100.200.20-0.00buy
ENVESTNET ASSET MANAGEMENT INC20,94226,889+5,9470.000.00+0.00buy
RB Capital Management, LLC165,823170,498+4,6750.560.56-0.00buy
Kovack Advisors, Inc.10,48115,129+4,6480.020.01-0.00buy
Waverly Advisors, LLC48,05652,399+4,3430.010.01-0.00buy
BANK OF MONTREAL /CAN/34,56038,860+4,3000.000.00+0.00buy
Private Wealth Asset Management, LLC03,258+3,2580.000.01+0.01buy
SPIREPOINT PRIVATE CLIENT, LLC20,85923,640+2,7810.040.04+0.00buy
Creative Planning10,99913,736+2,7370.000.00+0.00buy
WHITENER CAPITAL MANAGEMENT, INC.48,51251,167+2,6550.190.19+0.00buy
Triumph Capital Management51,03453,367+2,3330.110.19+0.08buy
PKS Advisory Services, LLC18,60820,832+2,2240.060.08+0.01buy
KENNEDY INVESTMENT GROUP79,46981,658+2,1890.510.50-0.01buy
RIVERNORTH CAPITAL MANAGEMENT, LLC596,845598,883+2,0380.550.46-0.09buy
Bay Rivers Group45,20946,975+1,7660.310.31-0.00buy
TrueMark Investments, LLC69,04170,779+1,7380.190.22+0.02buy
Stolper Co51,37953,094+1,7150.250.25+0.00buy
TRUIST FINANCIAL CORP10,37611,999+1,6230.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC22,57324,136+1,5630.030.03-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,36512,893+1,5280.000.00+0.00buy
Baird Financial Group, Inc.26,54127,954+1,4130.000.00+0.00buy
Jefferies Financial Group Inc.36,36237,580+1,2180.010.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO11,24512,417+1,1720.000.00+0.00buy
Alexander Randolph Advisory, Inc.32,80733,909+1,1020.440.45+0.02buy
Navalign, LLC01,071+1,0710.000.00+0.00buy
Global Retirement Partners, LLC1941,222+1,0280.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC35,75536,769+1,0140.020.02-0.00buy
EverSource Wealth Advisors, LLC3,5004,500+1,0000.000.00+0.00buy
1776 Wealth LLC25,46526,308+8430.160.16+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV48,35249,163+8110.050.04-0.01buy
Beacon Financial Advisory LLC17,37018,124+7540.060.07+0.00buy
K2 PRINCIPAL FUND, L.P.19,83720,503+6660.030.03+0.00buy
Kestra Advisory Services, LLC24,94325,573+6300.000.00-0.00buy
Carson Advisory Inc.17,19217,768+5760.150.15-0.00buy
WEDBUSH SECURITIES INC24,34724,921+5740.010.01-0.00buy
TIAA TRUST, NATIONAL ASSOCIATION14,85415,352+4980.000.00+0.00buy
STEPHENS INC /AR/15,49915,996+4970.000.00+0.00buy
FCA CORP /TX15,09715,583+4860.070.07+0.00buy
UHLMANN PRICE SECURITIES, LLC13,36813,819+4510.130.13-0.00buy
Comprehensive Money Management Services LLC56,34556,770+4250.640.63-0.01buy
Pinnacle Wealth Planning Services, Inc.0397+3970.000.00+0.00buy
NorthStar Asset Management LLC /NJ/10,51310,867+3540.080.08-0.00buy
SITTNER & NELSON, LLC9,88610,218+3320.060.06+0.01buy
Vermillion Wealth Management, Inc.2,2502,429+1790.010.02+0.01buy
DAVENPORT & Co LLC10,49310,667+1740.000.00+0.00buy
WPG Advisers, LLC0164+1640.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0125+1250.000.00+0.00buy
Lodestone Wealth Management LLC0107+1070.000.00+0.00buy
Coastline Trust Co3,0003,101+1010.010.00-0.00buy
Quent Capital, LLC2,8502,945+950.000.00-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC088+880.000.00+0.00buy
Moors & Cabot, Inc.24,50124,580+790.020.02-0.00buy
Westfuller Advisors, LLC1,7691,828+590.010.01-0.00buy
Formidable Asset Management, LLC10,68710,734+470.030.03-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.12,71312,754+410.000.00-0.00buy
NBC SECURITIES, INC.571590+190.000.00+0.00buy
Geneos Wealth Management Inc.538555+170.000.00-0.00buy
BARRETT & COMPANY, INC.13,22813,242+140.070.07-0.00buy
Thomas J. Herzfeld Advisors, Inc.382395+130.000.00+0.00buy
GPS Wealth Strategies Group, LLC345356+110.000.00+0.00buy
COUNTRY TRUST BANK311321+100.000.00-0.00buy
Tradition Wealth Management, LLC12,57012,576+60.010.01-0.00buy
Tidemark, LLC103106+30.000.00+0.00buy
Capital Analysts, LLC3334+10.000.00-0.00buy
Key FInancial Inc3132+10.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.50050000.000.00-0.00hold
EASTERN BANK83883800.000.00-0.00hold
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