| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC | 5,152,300 | 4,726,720 | -425,580 | 0.39 | 0.43 | +0.04 | sell |
| MORGAN STANLEY | 3,082,437 | 3,180,578 | +98,141 | 0.00 | 0.00 | +0.00 | buy |
| Soleus Capital Management, L.P. | 2,595,815 | 3,105,815 | +510,000 | 1.97 | 2.20 | +0.23 | buy |
| VANGUARD GROUP INC | 2,465,496 | 2,411,403 | -54,093 | 0.00 | 0.00 | +0.00 | sell |
| PERCEPTIVE ADVISORS LLC | 808,380 | 1,553,929 | +745,549 | 0.12 | 0.22 | +0.10 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,488,720 | 1,316,146 | -172,574 | 0.01 | 0.01 | -0.00 | sell |
| DAFNA Capital Management LLC | 935,894 | 935,894 | 0 | 1.53 | 1.72 | +0.19 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 896,336 | 930,810 | +34,474 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 792,087 | 799,051 | +6,964 | 0.00 | 0.00 | +0.00 | buy |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | 756,248 | 790,647 | +34,399 | 0.04 | 0.04 | +0.01 | buy |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 769,900 | 769,900 | 0 | 0.10 | 0.10 | +0.01 | hold |
| First Light Asset Management, LLC | 276,489 | 765,886 | +489,397 | 0.15 | 0.47 | +0.32 | buy |
| DIMENSIONAL FUND ADVISORS LP | 579,266 | 714,247 | +134,981 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 140,085 | 654,585 | +514,500 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 610,988 | 606,555 | -4,433 | 0.01 | 0.01 | +0.00 | sell |
| DEUTSCHE BANK AG\ | 578,640 | 579,376 | +736 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 521,715 | 468,435 | -53,280 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 382,292 | 377,761 | -4,531 | 0.00 | 0.00 | +0.00 | sell |
| PANAGORA ASSET MANAGEMENT INC | 165,461 | 373,237 | +207,776 | 0.01 | 0.02 | +0.01 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 331,313 | 346,953 | +15,640 | 0.00 | 0.00 | +0.00 | buy |
| PERKINS CAPITAL MANAGEMENT INC | 299,615 | 297,949 | -1,666 | 1.75 | 2.00 | +0.26 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 299,202 | 294,788 | -4,414 | 0.04 | 0.05 | +0.00 | sell |
| OBERWEIS ASSET MANAGEMENT INC/ | 0 | 286,400 | +286,400 | 0.00 | 0.17 | +0.17 | buy |
| AMERIPRISE FINANCIAL INC | 282,047 | 276,645 | -5,402 | 0.00 | 0.00 | +0.00 | sell |
| NORGES BANK | 226,700 | 226,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Connor, Clark & Lunn Investment Management Ltd. | 152,781 | 192,001 | +39,220 | 0.00 | 0.01 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 509,214 | 191,746 | -317,468 | 0.00 | 0.00 | -0.00 | sell |
| Birchview Capital, LP | 173,000 | 173,000 | 0 | 0.92 | 1.14 | +0.21 | hold |
| Engineers Gate Manager LP | 147,024 | 160,819 | +13,795 | 0.03 | 0.03 | +0.01 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 0 | 153,174 | +153,174 | 0.00 | 0.07 | +0.07 | buy |
| Bank of New York Mellon Corp | 155,423 | 147,094 | -8,329 | 0.00 | 0.00 | +0.00 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 137,575 | 137,575 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Legal & General Group Plc | 104,111 | 129,302 | +25,191 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 109,530 | 119,226 | +9,696 | 0.01 | 0.01 | +0.00 | buy |
| WHITE PINE CAPITAL LLC | 107,733 | 111,143 | +3,410 | 0.28 | 0.27 | -0.01 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 79,863 | 106,644 | +26,781 | 0.01 | 0.02 | +0.01 | buy |
| Divisadero Street Capital Management, LP | 45,969 | 99,970 | +54,001 | 0.07 | 0.19 | +0.12 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 108,600 | 87,600 | -21,000 | 0.00 | 0.00 | -0.00 | sell |
| FRANKLIN RESOURCES INC | 0 | 65,237 | +65,237 | 0.00 | 0.00 | +0.00 | buy |
| M&T BANK CORP | 56,780 | 62,690 | +5,910 | 0.00 | 0.00 | +0.00 | buy |
| Assenagon Asset Management S.A. | 61,988 | 61,988 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RHUMBLINE ADVISERS | 53,127 | 54,777 | +1,650 | 0.00 | 0.00 | +0.00 | buy |
| Empire Financial Management Company, LLC | 70,350 | 52,500 | -17,850 | 0.19 | 0.14 | -0.05 | sell |
| WELLS FARGO & COMPANY/MN | 40,044 | 50,285 | +10,241 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 47,790 | 47,790 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMERICAN CENTURY COMPANIES INC | 16,902 | 46,815 | +29,913 | 0.00 | 0.00 | +0.00 | buy |
| Roubaix Capital, LLC | 0 | 43,442 | +43,442 | 0.00 | 0.22 | +0.22 | buy |
| BARCLAYS PLC | 69,877 | 42,025 | -27,852 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 44,695 | 41,957 | -2,738 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 42,619 | 35,141 | -7,478 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 34,796 | +34,796 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 56,000 | 31,200 | -24,800 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 27,446 | 29,650 | +2,204 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 44,480 | 29,123 | -15,357 | 0.00 | 0.00 | -0.00 | sell |
| STONE RUN CAPITAL, LLC | 22,500 | 25,500 | +3,000 | 0.07 | 0.08 | +0.01 | buy |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 24,611 | 24,611 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Y-Intercept (Hong Kong) Ltd | 25,124 | 23,562 | -1,562 | 0.02 | 0.01 | -0.00 | sell |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 22,136 | 22,003 | -133 | 0.00 | 0.00 | +0.00 | sell |
| FMR LLC | 9,936 | 21,719 | +11,783 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 81,346 | 21,289 | -60,057 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 19,169 | 20,820 | +1,651 | 0.00 | 0.00 | -0.00 | buy |
| AMERICAN INTERNATIONAL GROUP, INC. | 20,212 | 20,248 | +36 | 0.00 | 0.00 | +0.00 | buy |
| SENTRY INVESTMENT MANAGEMENT LLC | 19,138 | 19,138 | 0 | 0.06 | 0.06 | +0.00 | hold |
| PAX Financial Group, LLC | 18,884 | 18,884 | 0 | 0.04 | 0.03 | -0.01 | hold |
| MetLife Investment Management, LLC | 23,064 | 17,776 | -5,288 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 18,401 | 17,616 | -785 | 0.00 | 0.00 | +0.00 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 53,093 | 17,522 | -35,571 | 0.00 | 0.00 | -0.00 | sell |
| MAIRS & POWER INC | 17,000 | 17,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 16,933 | 16,843 | -90 | 0.00 | 0.00 | +0.00 | sell |
| Invesco Ltd. | 17,806 | 16,759 | -1,047 | 0.00 | 0.00 | +0.00 | sell |
| JPMORGAN CHASE & CO | 26,897 | 16,419 | -10,478 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 17,365 | 16,241 | -1,124 | 0.00 | 0.00 | +0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 14,260 | 14,238 | -22 | 0.00 | 0.00 | +0.00 | sell |
| Centiva Capital, LP | 30,577 | 13,549 | -17,028 | 0.01 | 0.01 | -0.01 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 17,007 | 13,469 | -3,538 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 18,020 | 13,093 | -4,927 | 0.03 | 0.01 | -0.01 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 12,505 | 12,965 | +460 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 8,868 | 11,539 | +2,671 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 10,262 | +10,262 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 22,790 | 9,908 | -12,882 | 0.03 | 0.01 | -0.02 | sell |
| NISA INVESTMENT ADVISORS, LLC | 7,805 | 7,805 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 5,886 | 6,857 | +971 | 0.00 | 0.00 | +0.00 | buy |
| VALLEY NATIONAL ADVISERS INC | 5,635 | 5,635 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 6,693 | 4,130 | -2,563 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 3,047 | 4,047 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| METROPOLITAN LIFE INSURANCE CO/NY | 3,027 | 2,211 | -816 | 0.00 | 0.00 | -0.00 | sell |
| SIGNATUREFD, LLC | 1,952 | 1,952 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 993 | 1,691 | +698 | 0.00 | 0.01 | +0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 1,581 | +1,581 | 0.00 | 0.00 | +0.00 | buy |
| First Horizon Advisors, Inc. | 1,129 | 1,408 | +279 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 5,732 | 1,346 | -4,386 | 0.00 | 0.00 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 606 | 606 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SIMPLEX TRADING, LLC | 5,199 | 503 | -4,696 | 0.00 | 0.00 | -0.00 | sell |
| Center for Financial Planning, Inc. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avior Wealth Management, LLC | 300 | 308 | +8 | 0.00 | 0.00 | -0.00 | buy |
| Russell Investments Group, Ltd. | 12,399 | 298 | -12,101 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Smartleaf Asset Management LLC | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighMark Wealth Management LLC | 235 | 235 | 0 | 0.00 | 0.00 | -0.00 | hold |