| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC | 4,726,720 | 5,116,551 | +389,831 | 0.43 | 0.44 | +0.01 | buy |
| First Light Asset Management, LLC | 765,886 | 3,344,033 | +2,578,147 | 0.47 | 2.12 | +1.65 | buy |
| Soleus Capital Management, L.P. | 3,105,815 | 3,305,815 | +200,000 | 2.20 | 2.11 | -0.09 | buy |
| MORGAN STANLEY | 3,180,578 | 2,520,388 | -660,190 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 2,411,403 | 2,411,916 | +513 | 0.00 | 0.00 | -0.00 | buy |
| Assenagon Asset Management S.A. | 61,988 | 1,310,811 | +1,248,823 | 0.00 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 930,810 | 978,896 | +48,086 | 0.00 | 0.00 | -0.00 | buy |
| DAFNA Capital Management LLC | 935,894 | 935,894 | 0 | 1.72 | 1.62 | -0.10 | hold |
| STATE STREET CORP | 799,051 | 801,623 | +2,572 | 0.00 | 0.00 | -0.00 | buy |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | 790,647 | 800,921 | +10,274 | 0.04 | 0.04 | -0.00 | buy |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 769,900 | 769,900 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Divisadero Street Capital Management, LP | 99,970 | 686,994 | +587,024 | 0.19 | 0.81 | +0.62 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,316,146 | 681,755 | -634,391 | 0.01 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 714,247 | 614,165 | -100,082 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 606,555 | 608,585 | +2,030 | 0.01 | 0.01 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 579,376 | 574,725 | -4,651 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 468,435 | 470,661 | +2,226 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 377,761 | 365,337 | -12,424 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 346,953 | 335,105 | -11,848 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 654,585 | 331,285 | -323,300 | 0.01 | 0.00 | -0.00 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 294,788 | 293,536 | -1,252 | 0.05 | 0.05 | -0.00 | sell |
| PANAGORA ASSET MANAGEMENT INC | 373,237 | 292,214 | -81,023 | 0.02 | 0.01 | -0.01 | sell |
| PERKINS CAPITAL MANAGEMENT INC | 297,949 | 289,349 | -8,600 | 2.00 | 1.97 | -0.03 | sell |
| AMERIPRISE FINANCIAL INC | 276,645 | 231,905 | -44,740 | 0.00 | 0.00 | -0.00 | sell |
| Birchview Capital, LP | 173,000 | 197,000 | +24,000 | 1.14 | 1.32 | +0.18 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 153,174 | 194,269 | +41,095 | 0.07 | 0.08 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 191,746 | 192,487 | +741 | 0.00 | 0.00 | -0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 192,001 | 185,568 | -6,433 | 0.01 | 0.01 | -0.00 | sell |
| Legal & General Group Plc | 129,302 | 182,252 | +52,950 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 147,094 | 160,892 | +13,798 | 0.00 | 0.00 | -0.00 | buy |
| NORGES BANK | 226,700 | 148,300 | -78,400 | 0.00 | 0.00 | -0.00 | sell |
| EXCHANGE TRADED CONCEPTS, LLC | 106,644 | 147,458 | +40,814 | 0.02 | 0.03 | +0.00 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 137,575 | 137,575 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Engineers Gate Manager LP | 160,819 | 129,433 | -31,386 | 0.03 | 0.02 | -0.01 | sell |
| WHITE PINE CAPITAL LLC | 111,143 | 116,312 | +5,169 | 0.27 | 0.32 | +0.05 | buy |
| Cubist Systematic Strategies, LLC | 119,226 | 90,092 | -29,134 | 0.01 | 0.01 | +0.00 | sell |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 24,611 | 85,107 | +60,496 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 80,023 | +80,023 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 73,262 | +73,262 | 0.00 | 0.00 | +0.00 | buy |
| M&T BANK CORP | 62,690 | 70,508 | +7,818 | 0.00 | 0.00 | -0.00 | buy |
| FRANKLIN RESOURCES INC | 65,237 | 69,281 | +4,044 | 0.00 | 0.00 | -0.00 | buy |
| Squarepoint Ops LLC | 21,289 | 60,913 | +39,624 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 54,777 | 58,157 | +3,380 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 47,790 | 55,330 | +7,540 | 0.00 | 0.00 | +0.00 | buy |
| Empire Financial Management Company, LLC | 52,500 | 52,500 | 0 | 0.14 | 0.13 | -0.01 | hold |
| WELLS FARGO & COMPANY/MN | 50,285 | 47,807 | -2,478 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 46,815 | 47,377 | +562 | 0.00 | 0.00 | -0.00 | buy |
| TWINBEECH CAPITAL LP | 0 | 46,430 | +46,430 | 0.00 | 0.01 | +0.01 | buy |
| Invesco Ltd. | 16,759 | 44,561 | +27,802 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 34,796 | 37,129 | +2,333 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 42,025 | 32,854 | -9,171 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 29,650 | 31,173 | +1,523 | 0.00 | 0.00 | -0.00 | buy |
| Centiva Capital, LP | 13,549 | 30,426 | +16,877 | 0.01 | 0.01 | +0.00 | buy |
| PERCEPTIVE ADVISORS LLC | 1,553,929 | 30,421 | -1,523,508 | 0.22 | 0.01 | -0.22 | sell |
| HSBC HOLDINGS PLC | 35,141 | 30,332 | -4,809 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 0 | 28,986 | +28,986 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 29,123 | 28,602 | -521 | 0.00 | 0.00 | -0.00 | sell |
| Corton Capital Inc. | 0 | 25,220 | +25,220 | 0.00 | 0.10 | +0.10 | buy |
| MetLife Investment Management, LLC | 17,776 | 23,715 | +5,939 | 0.00 | 0.00 | +0.00 | buy |
| STONE RUN CAPITAL, LLC | 25,500 | 23,000 | -2,500 | 0.08 | 0.07 | -0.01 | sell |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 22,003 | 21,251 | -752 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 21,719 | 21,227 | -492 | 0.00 | 0.00 | -0.00 | sell |
| PAX Financial Group, LLC | 18,884 | 18,884 | 0 | 0.03 | 0.03 | -0.00 | hold |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 17,414 | +17,414 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,241 | 17,023 | +782 | 0.00 | 0.00 | -0.00 | buy |
| MAIRS & POWER INC | 17,000 | 17,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 16,843 | 16,933 | +90 | 0.00 | 0.00 | -0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 31,200 | 16,700 | -14,500 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 16,090 | +16,090 | 0.00 | 0.00 | +0.00 | buy |
| SENTRY INVESTMENT MANAGEMENT LLC | 19,138 | 15,885 | -3,253 | 0.06 | 0.05 | -0.01 | sell |
| Graham Capital Management, L.P. | 0 | 15,583 | +15,583 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 13,469 | 14,801 | +1,332 | 0.00 | 0.00 | -0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 14,238 | 14,249 | +11 | 0.00 | 0.00 | -0.00 | buy |
| Russell Investments Group, Ltd. | 298 | 13,798 | +13,500 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 11,539 | 12,517 | +978 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 0 | 11,810 | +11,810 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 0 | 11,262 | +11,262 | 0.00 | 0.00 | +0.00 | buy |
| Koss-Olinger Consulting, LLC | 0 | 10,367 | +10,367 | 0.00 | 0.01 | +0.01 | buy |
| CITIGROUP INC | 6,857 | 9,231 | +2,374 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 8,055 | +8,055 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 7,805 | 7,916 | +111 | 0.00 | 0.00 | -0.00 | buy |
| Aquatic Capital Management LLC | 0 | 7,100 | +7,100 | 0.00 | 0.00 | +0.00 | buy |
| VALLEY NATIONAL ADVISERS INC | 5,635 | 5,635 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 4,047 | 4,047 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 20,820 | 3,628 | -17,192 | 0.00 | 0.00 | -0.00 | sell |
| HighMark Wealth Management LLC | 235 | 3,235 | +3,000 | 0.00 | 0.01 | +0.01 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 4,130 | 3,073 | -1,057 | 0.00 | 0.00 | -0.00 | sell |
| Point72 (DIFC) Ltd | 2,221 | 2,283 | +62 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 1,691 | 2,005 | +314 | 0.01 | 0.01 | +0.00 | buy |
| SIGNATUREFD, LLC | 1,952 | 1,952 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 1,581 | 1,525 | -56 | 0.00 | 0.00 | -0.00 | sell |
| First Horizon Advisors, Inc. | 1,408 | 1,362 | -46 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 1,346 | 1,346 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 0 | 1,087 | +1,087 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 606 | 606 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Center for Financial Planning, Inc. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avior Wealth Management, LLC | 308 | 300 | -8 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Smartleaf Asset Management LLC | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |