Stock Transactions — TCW STRATEGIC INCOME FD INC

Total Bought
1,299,933
27 transactions
Total Sold
1,289,562
23 transactions
Net
+10,371
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC6,712,5107,467,312+754,8020.760.83+0.07buy
Invesco Ltd.0317,452+317,4520.000.00+0.00buy
Sigma Planning Corp11,86141,951+30,0900.000.01+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.57,99384,215+26,2220.020.04+0.01buy
AMERIPRISE FINANCIAL INC764,303789,958+25,6550.000.00-0.00buy
SeaBridge Investment Advisors LLC439,905464,352+24,4470.590.59+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors022,466+22,4660.000.02+0.02buy
HARTLINE INVESTMENT CORP/022,466+22,4660.000.02+0.02buy
LINCOLN NATIONAL CORP015,763+15,7630.000.00+0.00buy
DRW Securities, LLC010,600+10,6000.000.00+0.00buy
Cetera Investment Advisers010,442+10,4420.000.00+0.00buy
MORGAN STANLEY993,9911,001,551+7,5600.000.00-0.00buy
FIRST FOUNDATION ADVISORS140,163147,625+7,4620.030.03-0.00buy
COMERICA BANK06,000+6,0000.000.00+0.00buy
UBS Group AG129,485134,483+4,9980.000.00-0.00buy
RIVERBRIDGE PARTNERS LLC138,263141,752+3,4890.010.01+0.00buy
LPL Financial LLC16,96219,628+2,6660.000.00+0.00buy
STIFEL FINANCIAL CORP11,02013,112+2,0920.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.9,11810,705+1,5870.000.00+0.00buy
WHITENER CAPITAL MANAGEMENT, INC.38,33539,671+1,3360.060.06-0.00buy
MML INVESTORS SERVICES, LLC33,93935,072+1,1330.000.00-0.00buy
Clear Point Advisors Inc.1,9392,944+1,0050.010.01+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,3983,474+760.000.00-0.00buy
OSAIC HOLDINGS, INC.87,59687,661+650.000.00+0.00buy
Avidian Wealth Enterprises, LLC11,65311,690+370.000.00-0.00buy
Institute for Wealth Management, LLC.53,12353,139+160.040.03-0.01buy
Castleview Partners, LLC438444+60.000.00-0.00buy
WHITTIER TRUST CO16,91016,91000.000.00-0.00hold
ProVise Management Group, LLC15,40115,40100.010.01+0.00hold
North Star Investment Management Corp.31,21231,21200.010.01-0.00hold
Freestone Capital Holdings, LLC10,00010,00000.000.00-0.00hold
Thomas J. Herzfeld Advisors, Inc.2,0002,00000.000.00+0.00hold
Litman Gregory Wealth Management LLC16,20016,20000.010.01+0.00hold
Regal Investment Advisors LLC13,35013,35000.000.00-0.00hold
Cumberland Partners Ltd35,04535,04500.010.01-0.00hold
Northside Capital Management, LLC1,131,2251,131,22501.630.97-0.66hold
IFP Advisors, Inc50050000.000.00-0.00hold
McIlrath & Eck, LLC96596500.000.00-0.00hold
EVOKE WEALTH, LLC100,000100,00000.950.01-0.94hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC46,38246,38200.030.02-0.00hold
TRANSATLANTIQUE PRIVATE WEALTH LLC41,37541,37500.090.09-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC12,00012,00000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
FIRST MANHATTAN CO. LLC.36036000.000.00-0.00hold
RDA Financial Network43,37243,311-610.080.07-0.00sell
Steward Partners Investment Advisory, LLC3,5063,249-2570.000.00-0.00sell
US BANCORP \DE\4500-4500.000.00-0.00sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC44,17443,294-8800.010.01-0.00sell
NBC SECURITIES, INC.9,3458,419-9260.000.00-0.00sell
Integrated Wealth Concepts LLC37,58136,588-9930.000.00-0.00sell
HARBOUR INVESTMENTS, INC.14,00812,905-1,1030.000.00-0.00sell
HighTower Advisors, LLC54,31752,949-1,3680.000.00-0.00sell
Atria Wealth Solutions, Inc.19,45118,010-1,4410.000.00-0.00sell
Stonebrook Private Inc.41,70236,638-5,0640.060.05-0.01sell
PNC FINANCIAL SERVICES GROUP, INC.9,1184,000-5,1180.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.48,13342,692-5,4410.010.01-0.00sell
WELLS FARGO & COMPANY/MN240,972235,115-5,8570.000.00-0.00sell
Focused Wealth Management, Inc7,1430-7,1430.010.00-0.01sell
Forum Financial Management, LP10,0000-10,0000.000.00-0.00sell
Elequin Capital, LP14,8980-14,8980.020.00-0.02sell
Concurrent Investment Advisors, LLC18,0680-18,0680.000.00-0.00sell
NOMURA HOLDINGS INC23,5980-23,5980.000.00-0.00sell
HRT FINANCIAL LP25,1180-25,1180.000.00-0.00sell
GOLDMAN SACHS GROUP INC25,8000-25,8000.000.00-0.00sell
Berkeley, Inc1,134,1871,080,888-53,2993.273.15-0.13sell
COMMONWEALTH EQUITY SERVICES, LLC381,030162,501-218,5290.000.00-0.00sell
1607 Capital Partners, LLC2,140,8691,276,719-864,1500.690.50-0.19sell
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