Stock Transactions — TCW STRATEGIC INCOME FD INC

Total Bought
14,593,782
28 transactions
Total Sold
932,350
17 transactions
Net
+13,661,432
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC10,208,85218,951,319+8,742,4670.991.73+0.73buy
TCW GROUP INC01,408,383+1,408,3830.000.05+0.05buy
JP Wealth Management, Inc.3,237,4744,480,723+1,243,24911.3113.64+2.34buy
Focus Partners Wealth1,468,3622,434,597+966,2350.010.01+0.00buy
Hara Capital LLC72,214738,114+665,9000.201.65+1.45buy
1607 Capital Partners, LLC1,956,7882,609,048+652,2600.660.84+0.19buy
RAYMOND JAMES FINANCIAL INC986,9941,150,017+163,0230.000.00+0.00buy
Quantinno Capital Management LP0147,982+147,9820.000.00+0.00buy
Northside Capital Management, LLC905,9851,030,526+124,5410.390.41+0.02buy
BALYASNY ASSET MANAGEMENT L.P.091,306+91,3060.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC208,992290,073+81,0810.020.03+0.01buy
Independent Advisor Alliance072,899+72,8990.000.00+0.00buy
MORGAN STANLEY1,312,8021,362,075+49,2730.000.00-0.00buy
NATIONAL BANK OF CANADA /FI/360,738394,505+33,7670.000.00-0.00buy
HighTower Advisors, LLC64,95393,451+28,4980.000.00+0.00buy
HRT FINANCIAL LP022,187+22,1870.000.00+0.00buy
Beacon Pointe Advisors, LLC021,600+21,6000.000.00+0.00buy
RDA Financial Network44,34459,805+15,4610.050.07+0.01buy
Rareview Capital LLC015,286+15,2860.000.04+0.04buy
UHLMANN PRICE SECURITIES, LLC35,42950,245+14,8160.100.02-0.09buy
STIFEL FINANCIAL CORP010,770+10,7700.000.00+0.00buy
FIFTH THIRD BANCORP08,000+8,0000.000.00+0.00buy
Intellus Advisors LLC75,67081,271+5,6010.050.05+0.00buy
Whipplewood Advisors, LLC161,434165,778+4,3440.510.39-0.13buy
Rockefeller Capital Management L.P.01,680+1,6800.000.00+0.00buy
MML INVESTORS SERVICES, LLC33,86835,262+1,3940.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.2,0003,258+1,2580.000.00+0.00buy
GHP Investment Advisors, Inc.0521+5210.000.00+0.00buy
FIRST FOUNDATION ADVISORS20,20220,20200.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO9,6279,62700.000.00-0.00hold
North Star Investment Management Corp.31,21231,21200.010.01-0.00hold
Sigma Planning Corp41,95241,95200.010.01-0.00hold
Institute for Wealth Management, LLC.40,02840,02800.020.02-0.00hold
Allworth Financial LP24,58824,58800.000.00-0.00hold
Regal Investment Advisors LLC13,35013,35000.000.00-0.00hold
Private Advisor Group, LLC13,85013,85000.000.00-0.00hold
Sowell Financial Services LLC33,23133,23100.010.01-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
Cetera Investment Advisers17,19017,19000.000.00-0.00hold
McIlrath & Eck, LLC96596500.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,9231,92300.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC26,52626,52600.010.01-0.00hold
Farther Finance Advisors, LLC2,0082,00800.000.00-0.00hold
Concurrent Investment Advisors, LLC10,33910,33900.000.00-0.00hold
EVOLUTION WEALTH MANAGEMENT INC.1,0611,06100.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV23,33623,33600.000.00-0.00hold
ASSETMARK, INC2730-2730.000.00-0.00sell
NBC SECURITIES, INC.8,2307,839-3910.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.21,37219,926-1,4460.000.00-0.00sell
CARY STREET PARTNERS FINANCIAL LLC42,59440,594-2,0000.010.00-0.00sell
HighPoint Advisor Group LLC18,72516,625-2,1000.000.00-0.00sell
UBS Group AG164,791160,392-4,3990.000.00-0.00sell
WELLS FARGO & COMPANY/MN211,764206,366-5,3980.000.00-0.00sell
BARTLETT & CO. WEALTH MANAGEMENT LLC12,0005,000-7,0000.000.00-0.00sell
WHITENER CAPITAL MANAGEMENT, INC.33,13725,075-8,0620.040.03-0.01sell
WHITTIER TRUST CO15,9785,210-10,7680.000.00-0.00sell
&PARTNERS14,3490-14,3490.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.21,3724,000-17,3720.000.00-0.00sell
OSAIC HOLDINGS, INC.95,53375,508-20,0250.000.00-0.00sell
AMERIPRISE FINANCIAL INC812,503791,474-21,0290.000.00-0.00sell
Integrated Wealth Concepts LLC77,75642,339-35,4170.000.00-0.00sell
SEVEN MILE ADVISORY114,9970-114,9970.100.00-0.10sell
SeaBridge Investment Advisors LLC667,3240-667,3240.540.00-0.54sell
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