Stock Transactions — TCW STRATEGIC INCOME FD INC

Total Bought
1,184,389
29 transactions
Total Sold
2,047,641
24 transactions
Net
-863,252
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
1607 Capital Partners, LLC1,276,7191,842,236+565,5170.500.78+0.28buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.84,215244,152+159,9370.040.10+0.06buy
SeaBridge Investment Advisors LLC464,352577,399+113,0470.590.71+0.12buy
Tortoise Investment Management, LLC0103,295+103,2950.000.06+0.06buy
MORGAN STANLEY1,001,5511,031,019+29,4680.000.00-0.00buy
Calamos Advisors LLC028,144+28,1440.000.00+0.00buy
WELLS FARGO & COMPANY/MN235,115258,146+23,0310.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV022,736+22,7360.000.00+0.00buy
Kestra Advisory Services, LLC018,841+18,8410.000.00+0.00buy
WHITENER CAPITAL MANAGEMENT, INC.39,67158,451+18,7800.060.08+0.02buy
ENVESTNET ASSET MANAGEMENT INC016,843+16,8430.000.00+0.00buy
TRANSATLANTIQUE PRIVATE WEALTH LLC41,37556,565+15,1900.090.11+0.02buy
AMERIPRISE FINANCIAL INC789,958801,662+11,7040.000.00-0.00buy
Virtu Financial LLC010,429+10,4290.000.00+0.00buy
Corient Private Wealth LLC010,227+10,2270.000.00+0.00buy
Creative Planning010,050+10,0500.000.00+0.00buy
Cetera Investment Advisers10,44219,471+9,0290.000.00+0.00buy
HighTower Advisors, LLC52,94959,635+6,6860.000.00+0.00buy
OSAIC HOLDINGS, INC.87,66192,066+4,4050.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC141,752146,008+4,2560.010.01+0.00buy
RDA Financial Network43,31145,352+2,0410.070.07-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.10,70511,225+5200.000.00-0.00buy
Atria Wealth Solutions, Inc.18,01018,081+710.000.00-0.00buy
Avidian Wealth Enterprises, LLC11,69011,728+380.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,4743,510+360.000.00-0.00buy
STIFEL FINANCIAL CORP13,11213,146+340.000.00-0.00buy
NBC SECURITIES, INC.8,4198,446+270.000.00-0.00buy
Castleview Partners, LLC444450+60.000.00+0.00buy
Sigma Planning Corp41,95141,952+10.010.01-0.00buy
WHITTIER TRUST CO16,91016,91000.000.00-0.00hold
ProVise Management Group, LLC15,40115,40100.010.01-0.00hold
North Star Investment Management Corp.31,21231,21200.010.01+0.00hold
Thomas J. Herzfeld Advisors, Inc.2,0002,00000.000.00-0.00hold
Litman Gregory Wealth Management LLC16,20016,20000.010.01-0.00hold
Regal Investment Advisors LLC13,35013,35000.000.00-0.00hold
Cumberland Partners Ltd35,04535,04500.010.01-0.00hold
Northside Capital Management, LLC1,131,2251,131,22500.970.92-0.05hold
IFP Advisors, Inc50050000.000.00-0.00hold
McIlrath & Eck, LLC96596500.000.00-0.00hold
CARY STREET PARTNERS INVESTMENT ADVISORY LLC43,29443,29400.010.01-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC46,38246,38200.020.02-0.00hold
WFA of San Diego, LLC75075000.000.00-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC12,00012,00000.000.00-0.00hold
COMERICA BANK6,0006,00000.000.00-0.00hold
MML INVESTORS SERVICES, LLC35,07234,802-2700.000.00-0.00sell
FIRST MANHATTAN CO. LLC.3600-3600.000.00-0.00sell
Strategic Investment Solutions, Inc. /IL5800-5800.000.00-0.00sell
Steward Partners Investment Advisory, LLC3,2492,598-6510.000.00-0.00sell
Institute for Wealth Management, LLC.53,13952,052-1,0870.030.03-0.00sell
Integrated Wealth Concepts LLC36,58835,289-1,2990.000.00-0.00sell
Clear Point Advisors Inc.2,9441,582-1,3620.010.01-0.01sell
Invesco Ltd.317,452315,812-1,6400.000.00-0.00sell
UBS Group AG134,483132,569-1,9140.000.00-0.00sell
FIRST FOUNDATION ADVISORS147,625145,074-2,5510.030.03-0.00sell
LPL Financial LLC19,62816,091-3,5370.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.10,7054,000-6,7050.000.00-0.00sell
Freestone Capital Holdings, LLC10,0000-10,0000.000.00-0.00sell
DRW Securities, LLC10,6000-10,6000.000.00-0.00sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors22,46610,109-12,3570.020.01-0.01sell
HARBOUR INVESTMENTS, INC.12,9050-12,9050.000.00-0.00sell
LINCOLN NATIONAL CORP15,7630-15,7630.000.00-0.00sell
HARTLINE INVESTMENT CORP/22,4660-22,4660.020.00-0.02sell
Stonebrook Private Inc.36,6380-36,6380.050.00-0.05sell
Hennion & Walsh Asset Management, Inc.42,6920-42,6920.010.00-0.01sell
EVOKE WEALTH, LLC100,0000-100,0000.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC162,5010-162,5010.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC7,467,3126,937,293-530,0190.830.76-0.07sell
Berkeley, Inc1,080,88811,144-1,069,7443.150.03-3.11sell
Page 1 of 1