Stock Transactions — TCW STRATEGIC INCOME FD INC

Total Bought
1,351,814
22 transactions
Total Sold
872,133
22 transactions
Net
+479,681
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC7,486,7368,096,676+609,9400.850.84-0.01buy
JP Wealth Management, Inc.3,042,7353,213,023+170,28811.9211.73-0.19buy
Whipplewood Advisors, LLC0158,266+158,2660.000.42+0.42buy
SeaBridge Investment Advisors LLC684,704805,169+120,4650.720.73+0.01buy
JANE STREET GROUP, LLC070,281+70,2810.000.00+0.00buy
MORGAN STANLEY1,182,6111,228,234+45,6230.000.00-0.00buy
Hara Capital LLC034,223+34,2230.000.10+0.10buy
UBS Group AG153,959183,825+29,8660.000.00+0.00buy
LPL Financial LLC15,09143,059+27,9680.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP027,456+27,4560.000.01+0.01buy
Allworth Financial LP023,000+23,0000.000.00+0.00buy
GOLDMAN SACHS GROUP INC016,400+16,4000.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC163,574170,101+6,5270.010.01+0.00buy
Elequin Capital, LP06,351+6,3510.000.00+0.00buy
Intellus Advisors LLC46,91849,754+2,8360.040.04-0.00buy
STIFEL FINANCIAL CORP13,12214,190+1,0680.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC38,23638,746+5100.140.13-0.00buy
MML INVESTORS SERVICES, LLC35,45435,930+4760.000.00-0.00buy
Tower Research Capital LLC (TRC)0158+1580.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO11,32111,362+410.000.00-0.00buy
Avidian Wealth Enterprises, LLC10,01710,058+410.000.00-0.00buy
NBC SECURITIES, INC.8,5898,619+300.000.00-0.00buy
WHITTIER TRUST CO15,97815,97800.000.00-0.00hold
North Star Investment Management Corp.31,21231,21200.010.01-0.00hold
ENVESTNET ASSET MANAGEMENT INC21,65121,65100.000.00-0.00hold
Sigma Planning Corp41,95241,95200.010.01-0.00hold
HighTower Advisors, LLC51,82351,82300.000.00-0.00hold
CARY STREET PARTNERS FINANCIAL LLC45,29445,29400.010.01-0.00hold
Thomas J. Herzfeld Advisors, Inc.2,0002,00000.000.00+0.00hold
Focus Partners Wealth10,27510,27500.000.00-0.00hold
Litman Gregory Wealth Management LLC16,20016,20000.010.01-0.00hold
Regal Investment Advisors LLC13,35013,35000.010.00-0.00hold
Northside Capital Management, LLC1,058,6721,058,67200.840.39-0.44hold
Sowell Financial Services LLC33,23133,23100.010.01-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
McIlrath & Eck, LLC96596500.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,9231,92300.000.00-0.00hold
WFA of San Diego, LLC75075000.000.00-0.00hold
TRANSATLANTIQUE PRIVATE WEALTH LLC44,61744,61700.090.08-0.01hold
BARTLETT & CO. WEALTH MANAGEMENT LLC12,00012,00000.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV22,73622,73600.000.00-0.00hold
COMERICA BANK6,0006,00000.000.00-0.00hold
Integrated Wealth Concepts LLC32,05631,976-800.000.00-0.00sell
BESSEMER GROUP INC2800-2800.000.00-0.00sell
Institute for Wealth Management, LLC.49,40449,004-4000.030.03-0.00sell
RDA Financial Network47,05345,853-1,2000.070.06-0.01sell
WHITENER CAPITAL MANAGEMENT, INC.38,65737,147-1,5100.050.05-0.01sell
Cetera Investment Advisers21,44816,965-4,4830.000.00-0.00sell
Tortoise Investment Management, LLC23,75516,325-7,4300.010.01-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC46,38237,059-9,3230.020.01-0.01sell
Creative Planning10,4370-10,4370.000.00-0.00sell
Atria Wealth Solutions, Inc.12,6650-12,6650.000.00-0.00sell
FIRST FOUNDATION ADVISORS67,39052,994-14,3960.010.01-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.38,36619,722-18,6440.000.00-0.00sell
OSAIC HOLDINGS, INC.114,57095,852-18,7180.000.00-0.00sell
WELLS FARGO & COMPANY/MN270,077244,449-25,6280.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC986,159957,307-28,8520.000.00-0.00sell
CITADEL ADVISORS LLC31,1240-31,1240.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.38,3664,000-34,3660.000.00-0.00sell
Kovitz Investment Group Partners, LLC1,513,5681,476,147-37,4210.040.03-0.01sell
AMERIPRISE FINANCIAL INC928,022875,524-52,4980.000.00-0.00sell
IEQ CAPITAL, LLC76,0490-76,0490.000.00-0.00sell
1607 Capital Partners, LLC2,670,3042,585,334-84,9701.051.02-0.02sell
Invesco Ltd.401,6590-401,6590.000.00-0.00sell
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