Stock TransactionsTCW STRATEGIC INCOME FD INC

Total Bought
2,680,108
24 transactions
Total Sold
1,042,367
17 transactions
Net
+1,637,741
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC18,951,31920,744,061+1,792,7421.731.77+0.04buy
Rareview Capital LLC15,286307,541+292,2550.040.84+0.80buy
Focus Partners Wealth2,434,5972,605,913+171,3160.010.01-0.00buy
GUGGENHEIM CAPITAL LLC0156,678+156,6780.000.00+0.00buy
TCW GROUP INC1,408,3831,473,369+64,9860.050.04-0.00buy
AMERIPRISE FINANCIAL INC791,474839,961+48,4870.000.00-0.00buy
Logan Stone Capital, LLC026,926+26,9260.000.03+0.03buy
READYSTATE ASSET MANAGEMENT LP025,489+25,4890.000.00+0.00buy
Compound Planning, Inc.021,000+21,0000.000.00+0.00buy
Intellus Advisors LLC81,27198,452+17,1810.050.05+0.00buy
Hara Capital LLC738,114755,114+17,0001.651.80+0.14buy
JP Wealth Management, Inc.4,480,7234,493,487+12,76413.6412.76-0.89buy
RIVERBRIDGE PARTNERS LLC290,073298,509+8,4360.030.04+0.01buy
UHLMANN PRICE SECURITIES, LLC50,24558,079+7,8340.020.01-0.01buy
RAYMOND JAMES FINANCIAL INC1,150,0171,156,221+6,2040.000.00-0.00buy
UBS Group AG160,392163,904+3,5120.000.00-0.00buy
OSAIC HOLDINGS, INC.75,50877,861+2,3530.000.00-0.00buy
Beacon Pointe Advisors, LLC21,60023,600+2,0000.000.00-0.00buy
Whipplewood Advisors, LLC165,778166,871+1,0930.390.51+0.12buy
Farther Finance Advisors, LLC2,0083,008+1,0000.000.00+0.00buy
IFG Advisory, LLC0600+6000.000.00+0.00buy
Concurrent Investment Advisors, LLC10,33910,484+1450.000.00-0.00buy
STIFEL FINANCIAL CORP10,77010,848+780.000.00-0.00buy
NBC SECURITIES, INC.7,8397,868+290.000.00-0.00buy
FIRST FOUNDATION ADVISORS20,20220,20200.000.00-0.00hold
WHITTIER TRUST CO5,2105,21000.000.00-0.00hold
North Star Investment Management Corp.31,21231,21200.010.01-0.00hold
GHP Investment Advisors, Inc.52152100.000.00-0.00hold
Sigma Planning Corp41,95241,95200.010.00-0.00hold
CARY STREET PARTNERS FINANCIAL LLC40,59440,59400.000.00-0.00hold
Thomas J. Herzfeld Advisors, Inc.3,2583,25800.000.00-0.00hold
Allworth Financial LP24,58824,58800.000.00+0.00hold
Regal Investment Advisors LLC13,35013,35000.000.00-0.00hold
Private Advisor Group, LLC13,85013,85000.000.00-0.00hold
Northside Capital Management, LLC1,030,5261,030,52600.410.38-0.03hold
Sowell Financial Services LLC33,23133,23100.010.00-0.00hold
Steward Partners Investment Advisory, LLC1,9231,92300.000.00+0.00hold
Rockefeller Capital Management L.P.1,6801,68000.000.00-0.00hold
Quantinno Capital Management LP147,982147,98200.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC26,52626,52600.010.01-0.00hold
EVOLUTION WEALTH MANAGEMENT INC.1,0611,06100.000.00-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC5,0005,00000.000.00-0.00hold
FIFTH THIRD BANCORP8,0008,00000.000.00-0.00hold
Cetera Investment Advisers17,19016,777-4130.000.00-0.00sell
MERCER GLOBAL ADVISORS INC /ADV23,33622,911-4250.000.00-0.00sell
IFP Advisors, Inc5000-5000.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.19,92619,229-6970.000.00-0.00sell
HighPoint Advisor Group LLC16,62515,725-9000.000.00-0.00sell
Institute for Wealth Management, LLC.40,02838,028-2,0000.020.02-0.00sell
RDA Financial Network59,80557,805-2,0000.070.06-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO9,6274,959-4,6680.000.00-0.00sell
WELLS FARGO & COMPANY/MN206,366201,565-4,8010.000.00-0.00sell
Integrated Wealth Concepts LLC42,33934,949-7,3900.000.00-0.00sell
HRT FINANCIAL LP22,18713,789-8,3980.000.00-0.00sell
WHITENER CAPITAL MANAGEMENT, INC.25,07515,185-9,8900.030.01-0.01sell
HighTower Advisors, LLC93,45174,895-18,5560.000.00-0.00sell
MML INVESTORS SERVICES, LLC35,2620-35,2620.000.00-0.00sell
Independent Advisor Alliance72,8990-72,8990.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.91,30616,994-74,3120.000.00-0.00sell
1607 Capital Partners, LLC2,609,0481,809,792-799,2560.840.71-0.13sell
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