Stock Transactions — TCW STRATEGIC INCOME FD INC

Total Bought
1,572,193
18 transactions
Total Sold
1,150,941
26 transactions
Net
+421,252
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC8,096,6769,441,989+1,345,3130.840.94+0.10buy
SEVEN MILE ADVISORY0107,700+107,7000.000.09+0.09buy
MORGAN STANLEY1,228,2341,250,884+22,6500.000.00-0.00buy
WELLS FARGO & COMPANY/MN244,449266,469+22,0200.000.00+0.00buy
Intellus Advisors LLC49,75468,796+19,0420.040.05+0.01buy
Private Advisor Group, LLC013,850+13,8500.000.00+0.00buy
Hara Capital LLC34,22345,314+11,0910.100.13+0.03buy
XTX Topco Ltd010,444+10,4440.000.00+0.00buy
HighTower Advisors, LLC51,82362,196+10,3730.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC170,101174,353+4,2520.010.01+0.00buy
Farther Finance Advisors, LLC02,008+2,0080.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO11,36212,707+1,3450.000.00+0.00buy
Whipplewood Advisors, LLC158,266159,568+1,3020.420.52+0.09buy
MML INVESTORS SERVICES, LLC35,93036,409+4790.000.00-0.00buy
Cetera Investment Advisers16,96517,190+2250.000.00-0.00buy
STIFEL FINANCIAL CORP14,19014,241+510.000.00-0.00buy
Avidian Wealth Enterprises, LLC10,05810,100+420.000.00-0.00buy
OSAIC HOLDINGS, INC.95,85295,858+60.000.00-0.00buy
WHITTIER TRUST CO15,97815,97800.000.00-0.00hold
North Star Investment Management Corp.31,21231,21200.010.01-0.00hold
Sigma Planning Corp41,95241,95200.010.01-0.00hold
CARY STREET PARTNERS FINANCIAL LLC45,29445,29400.010.01-0.00hold
Thomas J. Herzfeld Advisors, Inc.2,0002,00000.000.00-0.00hold
Institute for Wealth Management, LLC.49,00449,00400.030.03-0.00hold
Litman Gregory Wealth Management LLC16,20016,20000.010.01-0.00hold
Allworth Financial LP23,00023,00000.000.00-0.00hold
Regal Investment Advisors LLC13,35013,35000.000.00-0.00hold
Tortoise Investment Management, LLC16,32516,32500.010.01-0.00hold
Sowell Financial Services LLC33,23133,23100.010.01-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
McIlrath & Eck, LLC96596500.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,9231,92300.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC37,05937,05900.010.01+0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC12,00012,00000.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV22,73622,73600.000.00-0.00hold
COMERICA BANK6,0006,00000.000.00-0.00hold
Integrated Wealth Concepts LLC31,97631,856-1200.000.00-0.00sell
Tower Research Capital LLC (TRC)1580-1580.000.00-0.00sell
NBC SECURITIES, INC.8,6198,419-2000.000.00-0.00sell
WFA of San Diego, LLC7500-7500.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.19,72217,826-1,8960.000.00-0.00sell
RDA Financial Network45,85343,944-1,9090.060.05-0.01sell
WHITENER CAPITAL MANAGEMENT, INC.37,14734,537-2,6100.050.04-0.01sell
UHLMANN PRICE SECURITIES, LLC38,74635,185-3,5610.130.11-0.03sell
Elequin Capital, LP6,3510-6,3510.000.00-0.00sell
TRANSATLANTIQUE PRIVATE WEALTH LLC44,61735,844-8,7730.080.06-0.02sell
Focus Partners Wealth10,2750-10,2750.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.19,7224,000-15,7220.000.00-0.00sell
GOLDMAN SACHS GROUP INC16,4000-16,4000.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP27,45610,008-17,4480.010.00-0.00sell
RAYMOND JAMES FINANCIAL INC957,307939,399-17,9080.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC21,6510-21,6510.000.00-0.00sell
UBS Group AG183,825156,821-27,0040.000.00-0.00sell
FIRST FOUNDATION ADVISORS52,99420,202-32,7920.010.00-0.01sell
LPL Financial LLC43,0590-43,0590.000.00-0.00sell
AMERIPRISE FINANCIAL INC875,524816,935-58,5890.000.00-0.00sell
JANE STREET GROUP, LLC70,2810-70,2810.000.00-0.00sell
SeaBridge Investment Advisors LLC805,169697,752-107,4170.730.56-0.17sell
Kovitz Investment Group Partners, LLC1,476,1471,357,667-118,4800.030.03-0.00sell
Northside Capital Management, LLC1,058,672905,985-152,6870.390.41+0.01sell
JP Wealth Management, Inc.3,213,0233,006,023-207,00011.739.95-1.78sell
1607 Capital Partners, LLC2,585,3342,377,434-207,9001.020.88-0.14sell
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