Stock Transactions — TCW STRATEGIC INCOME FD INC

Total Bought
3,122,255
24 transactions
Total Sold
1,974,683
20 transactions
Net
+1,147,572
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Focus Partners Wealth01,468,362+1,468,3620.000.01+0.01buy
SIT INVESTMENT ASSOCIATES INC9,441,98910,208,852+766,8630.940.99+0.05buy
NATIONAL BANK OF CANADA /FI/0360,738+360,7380.000.00+0.00buy
JP Wealth Management, Inc.3,006,0233,237,474+231,4519.9511.31+1.36buy
MORGAN STANLEY1,250,8841,312,802+61,9180.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC939,399986,994+47,5950.000.00+0.00buy
Integrated Wealth Concepts LLC31,85677,756+45,9000.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC174,353208,992+34,6390.010.02+0.00buy
Hara Capital LLC45,31472,214+26,9000.130.20+0.07buy
HighPoint Advisor Group LLC018,725+18,7250.000.00+0.00buy
&PARTNERS014,349+14,3490.000.00+0.00buy
Concurrent Investment Advisors, LLC010,339+10,3390.000.00+0.00buy
UBS Group AG156,821164,791+7,9700.000.00+0.00buy
SEVEN MILE ADVISORY107,700114,997+7,2970.090.10+0.01buy
Intellus Advisors LLC68,79675,670+6,8740.050.05+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.17,82621,372+3,5460.000.00+0.00buy
HighTower Advisors, LLC62,19664,953+2,7570.000.00+0.00buy
Whipplewood Advisors, LLC159,568161,434+1,8660.520.51-0.00buy
Allworth Financial LP23,00024,588+1,5880.000.00-0.00buy
EVOLUTION WEALTH MANAGEMENT INC.01,061+1,0610.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV22,73623,336+6000.000.00-0.00buy
RDA Financial Network43,94444,344+4000.050.05-0.00buy
ASSETMARK, INC0273+2730.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC35,18535,429+2440.110.10-0.00buy
FIRST FOUNDATION ADVISORS20,20220,20200.000.00+0.00hold
WHITTIER TRUST CO15,97815,97800.000.00-0.00hold
North Star Investment Management Corp.31,21231,21200.010.01-0.00hold
Sigma Planning Corp41,95241,95200.010.01-0.00hold
Thomas J. Herzfeld Advisors, Inc.2,0002,00000.000.00-0.00hold
Litman Gregory Wealth Management LLC16,20016,20000.010.01-0.00hold
Regal Investment Advisors LLC13,35013,35000.000.00-0.00hold
Private Advisor Group, LLC13,85013,85000.000.00-0.00hold
Northside Capital Management, LLC905,985905,98500.410.39-0.02hold
Sowell Financial Services LLC33,23133,23100.010.01-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
Cetera Investment Advisers17,19017,19000.000.00-0.00hold
McIlrath & Eck, LLC96596500.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,9231,92300.000.00-0.00hold
Farther Finance Advisors, LLC2,0082,00800.000.00-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC12,00012,00000.000.00+0.00hold
COMERICA BANK6,0006,00000.000.00+0.00hold
NBC SECURITIES, INC.8,4198,230-1890.000.00-0.00sell
OSAIC HOLDINGS, INC.95,85895,533-3250.000.00+0.00sell
WHITENER CAPITAL MANAGEMENT, INC.34,53733,137-1,4000.040.04-0.00sell
TRANSATLANTIQUE PRIVATE WEALTH LLC35,84433,727-2,1170.060.05-0.01sell
MML INVESTORS SERVICES, LLC36,40933,868-2,5410.000.00-0.00sell
CARY STREET PARTNERS FINANCIAL LLC45,29442,594-2,7000.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO12,7079,627-3,0800.000.00-0.00sell
AMERIPRISE FINANCIAL INC816,935812,503-4,4320.000.00-0.00sell
Institute for Wealth Management, LLC.49,00440,028-8,9760.030.02-0.00sell
READYSTATE ASSET MANAGEMENT LP10,0080-10,0080.000.00-0.00sell
Avidian Wealth Enterprises, LLC10,1000-10,1000.000.00-0.00sell
XTX Topco Ltd10,4440-10,4440.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC37,05926,526-10,5330.010.01-0.01sell
PNC FINANCIAL SERVICES GROUP, INC.17,8264,000-13,8260.000.00-0.00sell
STIFEL FINANCIAL CORP14,2410-14,2410.000.00-0.00sell
Tortoise Investment Management, LLC16,3250-16,3250.010.00-0.01sell
SeaBridge Investment Advisors LLC697,752667,324-30,4280.560.54-0.01sell
WELLS FARGO & COMPANY/MN266,469211,764-54,7050.000.00-0.00sell
1607 Capital Partners, LLC2,377,4341,956,788-420,6460.880.66-0.22sell
Kovitz Investment Group Partners, LLC1,357,6670-1,357,6670.030.00-0.03sell
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