Stock Transactions — HIGH INCOME SECS FD

Total Bought
100,129
13 transactions
Total Sold
215,118
16 transactions
Net
-114,989
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SUSQUEHANNA INTERNATIONAL GROUP, LLP033,611+33,6110.000.00+0.00buy
LPL Financial LLC93,421118,697+25,2760.000.00+0.00buy
ROYAL BANK OF CANADA016,201+16,2010.000.00+0.00buy
CoreCap Advisors, LLC010,825+10,8250.000.00+0.00buy
Invesco Ltd.211,360220,228+8,8680.000.00-0.00buy
First Horizon Advisors, Inc.03,200+3,2000.000.00+0.00buy
Blackston Financial Advisory Group, LLC0825+8250.000.00+0.00buy
Plante Moran Financial Advisors, LLC0544+5440.000.00+0.00buy
Advisory Services Network, LLC18,65919,151+4920.000.00-0.00buy
Baird Financial Group, Inc.90,34890,505+1570.000.00-0.00buy
McClarren Financial Advisors, Inc.3,9964,110+1140.020.02+0.00buy
MELFA WEALTH MANAGEMENT, INC.31,63231,646+140.190.15-0.04buy
CALDWELL SUTTER CAPITAL, INC.02+20.000.00+0.00buy
CIBC Private Wealth Group LLC12,40012,40000.000.00-0.00hold
Cambridge Investment Research Advisors, Inc.14,69614,69600.000.00-0.00hold
Bulldog Investors, LLP284,687284,68700.600.64+0.04hold
Gilman Hill Asset Management, LLC32,50032,50000.040.04+0.00hold
Merit Financial Group, LLC14,63714,63700.000.00-0.00hold
Aptus Capital Advisors, LLC30,66030,66000.010.00-0.00hold
Hunting Hill Global Capital, LLC70,03770,03700.340.28-0.06hold
TSFG, LLC20020000.000.00-0.00hold
McGlone Suttner Wealth Management, Inc.17,92417,92400.020.02+0.00hold
SILVERLAKE WEALTH MANAGEMENT LLC25,16025,16000.090.09-0.00hold
NWF Advisory Services Inc.13,00013,00000.020.01-0.00hold
WINMILL & CO. INC6,4806,48000.010.01-0.00hold
SeaCrest Wealth Management, LLC40,73640,554-1820.030.03+0.00sell
L.M. KOHN & COMPANY15,31613,816-1,5000.030.03-0.01sell
OSAIC HOLDINGS, INC.184,565182,865-1,7000.000.00+0.00sell
Detalus Advisors, LLC12,34210,342-2,0000.030.02-0.01sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC5,3363,036-2,3000.010.00-0.00sell
WELLS FARGO & COMPANY/MN57,05754,096-2,9610.000.00-0.00sell
Cetera Investment Advisers762,231758,730-3,5010.040.01-0.03sell
WOLVERINE ASSET MANAGEMENT LLC5,5000-5,5000.000.00-0.00sell
NewEdge Advisors, LLC118,300110,700-7,6000.010.01-0.00sell
BANK OF AMERICA CORP /DE/167,277156,895-10,3820.000.00-0.00sell
CSS LLC/IL23,45212,452-11,0000.010.01-0.00sell
CITADEL ADVISORS LLC11,4110-11,4110.000.00-0.00sell
GUGGENHEIM CAPITAL LLC22,8770-22,8770.000.00-0.00sell
Shaker Financial Services, LLC37,5670-37,5670.100.00-0.10sell
Founders Financial Alliance, LLC38,5370-38,5370.100.00-0.10sell
Yakira Capital Management, Inc.117,23761,137-56,1000.250.14-0.10sell
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