Stock Transactions — HIGH INCOME SECS FD

Total Bought
727,889
24 transactions
Total Sold
281,523
21 transactions
Net
+446,366
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Saba Capital Management, L.P.0178,077+178,0770.000.03+0.03buy
MORGAN STANLEY510,769640,613+129,8440.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC400,973483,634+82,6610.000.00+0.00buy
Almitas Capital LLC077,807+77,8070.000.10+0.10buy
LPL Financial LLC1,328,2001,398,213+70,0130.000.00-0.00buy
HARBOUR INVESTMENTS, INC.50,077100,926+50,8490.010.01+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC52,560102,563+50,0030.020.03+0.01buy
Samalin Investment Counsel, LLC97,583125,678+28,0950.210.25+0.03buy
Live Oak Private Wealth LLC017,557+17,5570.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.014,363+14,3630.000.00+0.00buy
Lido Advisors, LLC012,000+12,0000.000.00+0.00buy
WELLS FARGO & COMPANY/MN24,39528,895+4,5000.000.00+0.00buy
Tactive Advisors, LLC17,22721,007+3,7800.030.03+0.00buy
Bulldog Investors, LLP10,70513,961+3,2560.010.02+0.00buy
Kovack Advisors, Inc.14,78016,438+1,6580.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC71,15272,147+9950.060.06-0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC34,82535,775+9500.000.00+0.00buy
Quarry LP64,34264,946+6040.060.07+0.01buy
Merit Financial Group, LLC18,20618,575+3690.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC11,67212,015+3430.040.00-0.04buy
Tower Research Capital LLC (TRC)087+870.000.00+0.00buy
FIFTH THIRD BANCORP052+520.000.00+0.00buy
WPG Advisers, LLC362384+220.000.00-0.00buy
MAI Capital Management153157+40.000.00-0.00buy
EASTERN BANK8,0008,00000.000.00-0.00hold
BENJAMIN EDWARDS INC15,34815,34800.000.00-0.00hold
K2 PRINCIPAL FUND, L.P.16,61716,61700.010.01-0.00hold
Gilman Hill Asset Management, LLC20,00020,00000.020.02-0.00hold
Hunting Hill Global Capital, LLC14,31714,31700.090.09+0.01hold
CoreCap Advisors, LLC1,2001,20000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.30,72230,72200.110.10-0.01hold
Millstone Evans Group, LLC1,6001,60000.010.01-0.00hold
WINMILL & CO. INC66266200.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.2200.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.932874-580.000.00-0.00sell
MGO ONE SEVEN LLC35,08135,013-680.000.00-0.00sell
HIGHLINE WEALTH PARTNERS LLC600500-1000.000.00-0.00sell
SeaCrest Wealth Management, LLC30,44529,374-1,0710.020.02-0.00sell
OSAIC HOLDINGS, INC.83,95682,598-1,3580.000.00-0.00sell
Advisors Asset Management, Inc.121,294119,358-1,9360.010.01-0.00sell
Indiana Trust & Investment Management Co2,3100-2,3100.000.00-0.00sell
SILVERLAKE WEALTH MANAGEMENT LLC24,65822,297-2,3610.030.03-0.01sell
NWF Advisory Services Inc.16,70013,700-3,0000.010.01-0.00sell
NewEdge Advisors, LLC78,30072,900-5,4000.000.00-0.00sell
Cetera Investment Advisers30,57124,263-6,3080.000.00-0.00sell
NBC SECURITIES, INC.30,10022,253-7,8470.010.01-0.00sell
Invesco Ltd.286,408275,884-10,5240.000.00-0.00sell
HighTower Advisors, LLC10,5820-10,5820.000.00-0.00sell
XTX Topco Ltd11,4770-11,4770.000.00-0.00sell
Savvy Advisors, Inc.25,39513,010-12,3850.010.00-0.00sell
ROYAL BANK OF CANADA15,6570-15,6570.000.00-0.00sell
Aptus Capital Advisors, LLC20,6600-20,6600.000.00-0.00sell
Logan Stone Capital, LLC55,59115,048-40,5430.080.02-0.06sell
ABSOLUTE INVESTMENT ADVISERS, LLC167,337108,623-58,7140.120.07-0.05sell
Shaker Financial Services, LLC69,1640-69,1640.130.00-0.13sell
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