Stock Transactions — HIGH INCOME SECS FD

Total Bought
248,291
20 transactions
Total Sold
252,909
17 transactions
Net
-4,618
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
RAYMOND JAMES FINANCIAL INC287,212340,228+53,0160.000.00+0.00buy
Samalin Investment Counsel, LLC25,05971,556+46,4970.070.17+0.11buy
JANE STREET GROUP, LLC031,312+31,3120.000.00+0.00buy
Shaker Financial Services, LLC028,503+28,5030.000.07+0.07buy
OSAIC HOLDINGS, INC.37,94857,289+19,3410.000.00+0.00buy
Tactive Advisors, LLC015,862+15,8620.000.03+0.03buy
HighTower Advisors, LLC013,758+13,7580.000.00+0.00buy
Bulldog Investors, LLP010,705+10,7050.000.02+0.02buy
MORGAN STANLEY499,486509,198+9,7120.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC43,37650,237+6,8610.050.05-0.00buy
Advisors Asset Management, Inc.116,647122,592+5,9450.010.01-0.00buy
Kingstone Capital Partners Texas, LLC25,11427,616+2,5020.130.07-0.06buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC38,21739,787+1,5700.000.00-0.00buy
HARBOUR INVESTMENTS, INC.49,62150,642+1,0210.010.01-0.00buy
WELLS FARGO & COMPANY/MN40,02440,926+9020.000.00-0.00buy
Merit Financial Group, LLC16,95817,393+4350.000.00-0.00buy
NWF Advisory Services Inc.16,50016,700+2000.020.01-0.00buy
Tower Research Capital LLC (TRC)0131+1310.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC13,82013,834+140.070.06-0.00buy
MAI Capital Management140144+40.000.00-0.00buy
EASTERN BANK8,0008,00000.000.00-0.00hold
CIBC Private Wealth Group LLC1,2631,26300.000.00-0.00hold
K2 PRINCIPAL FUND, L.P.16,71716,71700.020.02+0.00hold
Gilman Hill Asset Management, LLC20,00020,00000.020.02-0.00hold
Aptus Capital Advisors, LLC30,66030,66000.000.00-0.00hold
Hunting Hill Global Capital, LLC14,31714,31700.120.05-0.07hold
Naviter Wealth, LLC15,16915,16900.010.01-0.00hold
CoreCap Advisors, LLC1,2001,20000.000.00-0.00hold
SILVERLAKE WEALTH MANAGEMENT LLC24,72124,72100.060.05-0.02hold
Millstone Evans Group, LLC1,6001,60000.010.01-0.00hold
WINMILL & CO. INC66266200.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.2200.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
COMERICA BANK6549-160.000.00-0.00sell
Geneos Wealth Management Inc.2,1972,176-210.000.00-0.00sell
MGO ONE SEVEN LLC35,38535,359-260.010.01-0.00sell
WPG Advisers, LLC492378-1140.000.00-0.00sell
SeaCrest Wealth Management, LLC29,34629,140-2060.020.02-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC4440-4440.000.00-0.00sell
MELFA WEALTH MANAGEMENT, INC.31,64630,722-9240.140.12-0.02sell
Cetera Investment Advisers28,89927,397-1,5020.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.14,69612,711-1,9850.000.00-0.00sell
McClarren Financial Advisors, Inc.4,6280-4,6280.020.00-0.02sell
NewEdge Advisors, LLC87,00082,100-4,9000.000.00-0.00sell
Atria Wealth Solutions, Inc.10,6540-10,6540.000.00-0.00sell
L.M. KOHN & COMPANY13,8160-13,8160.020.00-0.02sell
ROYAL BANK OF CANADA14,9120-14,9120.000.00-0.00sell
Baird Financial Group, Inc.27,5850-27,5850.000.00-0.00sell
LPL Financial LLC1,589,3231,514,348-74,9750.000.00-0.00sell
Invesco Ltd.356,919260,718-96,2010.000.00-0.00sell
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