Stock TransactionsHIGH INCOME SECS FD

Total Bought
392,285
24 transactions
Total Sold
177,548
17 transactions
Net
+214,737
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Almitas Capital LLC77,807209,322+131,5150.100.27+0.18buy
MORGAN STANLEY640,613715,049+74,4360.000.00-0.00buy
LPL Financial LLC1,398,2131,440,083+41,8700.000.00-0.00buy
MELFA WEALTH MANAGEMENT, INC.30,72261,119+30,3970.100.18+0.08buy
Samalin Investment Counsel, LLC125,678150,363+24,6850.250.26+0.02buy
NBC SECURITIES, INC.22,25344,129+21,8760.010.02+0.01buy
Invesco Ltd.275,884292,889+17,0050.000.00-0.00buy
Saba Capital Management, L.P.178,077194,477+16,4000.030.03+0.00buy
AlphaStar Capital Management, LLC011,100+11,1000.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC12,01517,517+5,5020.000.00-0.00buy
Integrated Wealth Concepts LLC04,270+4,2700.000.00+0.00buy
SeaCrest Wealth Management, LLC29,37432,848+3,4740.020.02+0.00buy
Kovack Advisors, Inc.16,43819,495+3,0570.000.01+0.00buy
Logan Stone Capital, LLC15,04817,820+2,7720.020.02-0.00buy
Arax Advisory Partners01,264+1,2640.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC35,77536,807+1,0320.000.00-0.00buy
Institute for Wealth Management, LLC.0600+6000.000.00+0.00buy
Merit Financial Group, LLC18,57519,045+4700.000.00-0.00buy
Global Retirement Partners, LLC2,3022,555+2530.000.00-0.00buy
Tactive Advisors, LLC21,00721,226+2190.030.03-0.00buy
Advisors Asset Management, Inc.119,358119,413+550.010.01-0.00buy
Lido Advisors, LLC12,00012,013+130.000.00-0.00buy
FIFTH THIRD BANCORP5264+120.000.00+0.00buy
WPG Advisers, LLC384392+80.000.00-0.00buy
EASTERN BANK8,0008,00000.000.00-0.00hold
TRUST CO OF VERMONT50050000.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC72,14772,14700.060.05-0.01hold
K2 PRINCIPAL FUND, L.P.16,61716,61700.010.01-0.00hold
Bulldog Investors, LLP13,96113,96100.020.02-0.00hold
Gilman Hill Asset Management, LLC20,00020,00000.020.01-0.00hold
Pinnacle Wealth Planning Services, Inc.87487400.000.00-0.00hold
Live Oak Private Wealth LLC17,55717,55700.010.01-0.00hold
CoreCap Advisors, LLC1,2001,20000.000.00-0.00hold
Millstone Evans Group, LLC1,6001,60000.010.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC50050000.000.00-0.00hold
NWF Advisory Services Inc.13,70013,70000.010.01-0.00hold
WINMILL & CO. INC66266200.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.2200.000.00-0.00hold
MGO ONE SEVEN LLC35,01334,999-140.000.00-0.00sell
Tower Research Capital LLC (TRC)870-870.000.00-0.00sell
MAI Capital Management1570-1570.000.00-0.00sell
SILVERLAKE WEALTH MANAGEMENT LLC22,29721,579-7180.030.02-0.00sell
BENJAMIN EDWARDS INC15,34814,472-8760.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC102,563101,167-1,3960.030.03-0.00sell
Savvy Advisors, Inc.13,01011,460-1,5500.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.14,36311,383-2,9800.000.00-0.00sell
HARBOUR INVESTMENTS, INC.100,92696,449-4,4770.010.01-0.00sell
Cetera Investment Advisers24,26319,410-4,8530.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC483,634477,665-5,9690.000.00-0.00sell
NewEdge Advisors, LLC72,90061,800-11,1000.000.00-0.00sell
Hunting Hill Global Capital, LLC14,3170-14,3170.090.00-0.09sell
OSAIC HOLDINGS, INC.82,59857,956-24,6420.000.00-0.00sell
Quarry LP64,94636,689-28,2570.070.03-0.04sell
WELLS FARGO & COMPANY/MN28,8950-28,8950.000.00-0.00sell
ABSOLUTE INVESTMENT ADVISERS, LLC108,62361,363-47,2600.070.03-0.04sell
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