| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 129,658 | 1,574,349 | +1,444,691 | 0.32 | 3.58 | +3.26 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 1,155,192 | +1,155,192 | 0.00 | 0.38 | +0.38 | buy |
| Cetera Investment Advisers | 711,259 | 1,723,345 | +1,012,086 | 0.01 | 0.03 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 16,770 | 901,436 | +884,666 | 0.02 | 1.18 | +1.15 | buy |
| ICON ADVISERS INC/CO | 100,993 | 899,044 | +798,051 | 0.16 | 1.29 | +1.13 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 73,322 | 828,129 | +754,807 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 289,608 | 1,010,075 | +720,467 | 0.76 | 2.31 | +1.56 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,000 | 693,423 | +692,423 | 0.00 | 0.11 | +0.11 | buy |
| Yakira Capital Management, Inc. | 40,993 | 627,416 | +586,423 | 0.11 | 1.66 | +1.55 | buy |
| MORGAN STANLEY | 322,882 | 764,867 | +441,985 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 40,000 | 250,000 | +210,000 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 224,740 | 387,380 | +162,640 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 15,941 | 150,593 | +134,652 | 0.00 | 0.02 | +0.01 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 129,576 | +129,576 | 0.00 | 0.12 | +0.12 | buy |
| CSS LLC/IL | 42,875 | 123,339 | +80,464 | 0.02 | 0.05 | +0.03 | buy |
| Hunting Hill Global Capital, LLC | 70,037 | 140,615 | +70,578 | 0.24 | 1.35 | +1.11 | buy |
| Quarry LP | 10 | 50,296 | +50,286 | 0.00 | 0.11 | +0.11 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 48,770 | +48,770 | 0.00 | 0.01 | +0.01 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 36,916 | +36,916 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 14,877 | +14,877 | 0.00 | 0.00 | +0.00 | buy |
| L.M. KOHN & COMPANY | 0 | 13,816 | +13,816 | 0.00 | 0.02 | +0.02 | buy |
| HRT FINANCIAL LP | 0 | 13,194 | +13,194 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 21,380 | 33,461 | +12,081 | 0.00 | 0.00 | +0.00 | buy |
| Atria Wealth Solutions, Inc. | 0 | 10,639 | +10,639 | 0.00 | 0.00 | +0.00 | buy |
| EASTERN BANK | 0 | 7,000 | +7,000 | 0.00 | 0.00 | +0.00 | buy |
| NWF Advisory Services Inc. | 13,000 | 19,500 | +6,500 | 0.01 | 0.02 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 60,096 | 65,197 | +5,101 | 0.00 | 0.00 | -0.00 | buy |
| McClarren Financial Advisors, Inc. | 6 | 4,384 | +4,378 | 0.02 | 0.00 | -0.02 | buy |
| SeaCrest Wealth Management, LLC | 39,135 | 41,491 | +2,356 | 0.03 | 0.03 | -0.00 | buy |
| ROYAL BANK OF CANADA | 16,247 | 17,641 | +1,394 | 0.00 | 0.00 | -0.00 | buy |
| Jaffetilchin Investment Partners, LLC | 0 | 988 | +988 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 29 | 951 | +922 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 292 | +292 | 0.00 | 0.00 | +0.00 | buy |
| Merit Financial Group, LLC | 14,637 | 14,828 | +191 | 0.00 | 0.00 | +0.00 | buy |
| WINMILL & CO. INC | 6,480 | 6,500 | +20 | 0.02 | 0.01 | -0.00 | buy |
| CIBC Private Wealth Group LLC | 12,400 | 12,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 14,696 | 14,696 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 26,352 | 26,352 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Aptus Capital Advisors, LLC | 30,660 | 30,660 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TSFG, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 31,646 | 31,646 | 0 | 0.15 | 0.14 | -0.01 | hold |
| SILVERLAKE WEALTH MANAGEMENT LLC | 25,160 | 25,160 | 0 | 0.07 | 0.07 | -0.01 | hold |
| CALDWELL SUTTER CAPITAL, INC. | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 7,125 | 3,425 | -3,700 | 0.01 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 99,600 | 90,900 | -8,700 | 0.01 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 108,568 | 94,812 | -13,756 | 0.00 | 0.00 | -0.00 | sell |
| Gilman Hill Asset Management, LLC | 35,000 | 20,000 | -15,000 | 0.04 | 0.02 | -0.02 | sell |
| McGlone Suttner Wealth Management, Inc. | 17,924 | 0 | -17,924 | 0.02 | 0.00 | -0.02 | sell |
| Virtu Financial LLC | 24,368 | 0 | -24,368 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 25,584 | 0 | -25,584 | 0.00 | 0.00 | -0.00 | sell |
| Simplicity Wealth,LLC | 51,721 | 0 | -51,721 | 0.01 | 0.00 | -0.01 | sell |
| Cable Car Capital, LP | 111,410 | 0 | -111,410 | 0.82 | 0.00 | -0.82 | sell |
| BANK OF AMERICA CORP /DE/ | 143,062 | 0 | -143,062 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 250,000 | 0 | -250,000 | 0.05 | 0.00 | -0.05 | sell |
| Alpine Global Management, LLC | 250,000 | 0 | -250,000 | 0.30 | 0.00 | -0.30 | sell |