Stock Transactions — HIGH INCOME SECS FD

Total Bought
202,312
19 transactions
Total Sold
114,395
12 transactions
Net
+87,917
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RAYMOND JAMES FINANCIAL INC340,228394,391+54,1630.000.00+0.00buy
Shaker Financial Services, LLC28,50377,415+48,9120.070.17+0.10buy
MORGAN STANLEY509,198530,804+21,6060.000.00-0.00buy
Samalin Investment Counsel, LLC71,55691,976+20,4200.170.20+0.03buy
BENJAMIN EDWARDS INC015,398+15,3980.000.00+0.00buy
Mach-1 Financial Group, LLC011,196+11,1960.000.01+0.01buy
Invesco Ltd.260,718268,495+7,7770.000.00-0.00buy
OSAIC HOLDINGS, INC.57,28964,911+7,6220.000.00-0.00buy
Cetera Investment Advisers27,39732,191+4,7940.000.00-0.00buy
Kingstone Capital Partners Texas, LLC27,61630,791+3,1750.070.11+0.04buy
Tactive Advisors, LLC15,86218,767+2,9050.030.03+0.00buy
SeaCrest Wealth Management, LLC29,14030,656+1,5160.020.02+0.00buy
HARBOUR INVESTMENTS, INC.50,64251,684+1,0420.010.01-0.00buy
HIGHLINE WEALTH PARTNERS LLC0600+6000.000.00+0.00buy
TRUST CO OF VERMONT0500+5000.000.00+0.00buy
Merit Financial Group, LLC17,39317,818+4250.000.00-0.00buy
WELLS FARGO & COMPANY/MN40,92641,175+2490.000.00-0.00buy
WPG Advisers, LLC378386+80.000.00-0.00buy
MAI Capital Management144148+40.000.00-0.00buy
EASTERN BANK8,0008,00000.000.00-0.00hold
CIBC Private Wealth Group LLC1,2631,26300.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC50,23750,23700.050.05-0.00hold
K2 PRINCIPAL FUND, L.P.16,71716,71700.020.01-0.01hold
Bulldog Investors, LLP10,70510,70500.020.02-0.00hold
Gilman Hill Asset Management, LLC20,00020,00000.020.02-0.00hold
Aptus Capital Advisors, LLC30,66030,66000.000.00-0.00hold
Hunting Hill Global Capital, LLC14,31714,31700.050.03-0.01hold
CoreCap Advisors, LLC1,2001,20000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.30,72230,72200.120.11-0.01hold
SILVERLAKE WEALTH MANAGEMENT LLC24,72124,72100.050.04-0.01hold
Millstone Evans Group, LLC1,6001,60000.010.01-0.00hold
NWF Advisory Services Inc.16,70016,70000.010.01-0.00hold
WINMILL & CO. INC66266200.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.2200.000.00-0.00hold
COMERICA BANK494900.000.00-0.00hold
MGO ONE SEVEN LLC35,35935,283-760.010.01-0.00sell
Tower Research Capital LLC (TRC)1310-1310.000.00-0.00sell
HighTower Advisors, LLC13,75813,031-7270.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC39,78738,936-8510.000.00-0.00sell
Advisors Asset Management, Inc.122,592121,714-8780.010.01-0.00sell
NewEdge Advisors, LLC82,10080,700-1,4000.000.00-0.00sell
Geneos Wealth Management Inc.2,1760-2,1760.000.00-0.00sell
UHLMANN PRICE SECURITIES, LLC13,83411,350-2,4840.060.04-0.02sell
Cambridge Investment Research Advisors, Inc.12,7110-12,7110.000.00-0.00sell
Naviter Wealth, LLC15,1690-15,1690.010.00-0.01sell
JANE STREET GROUP, LLC31,3120-31,3120.000.00-0.00sell
LPL Financial LLC1,514,3481,467,868-46,4800.000.00-0.00sell
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