Stock Transactions — Total Return Securities Fund

Total Bought
87,059
13 transactions
Total Sold
129,920
9 transactions
Net
-42,861
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Karpus Management, Inc.182,830223,655+40,8250.050.05+0.01buy
ENVESTNET ASSET MANAGEMENT INC53,21466,873+13,6590.000.00+0.00buy
CSS LLC/IL298,083304,804+6,7210.190.20+0.01buy
AQR Arbitrage LLC32,97939,273+6,2940.010.01-0.00buy
GARDNER RUSSO & QUINN LLC270,504274,948+4,4440.020.02-0.00buy
Shaker Financial Services, LLC288,658292,378+3,7200.970.90-0.07buy
LPL Financial LLC10,75613,350+2,5940.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.02,550+2,5500.000.00+0.00buy
1607 Capital Partners, LLC349,903352,012+2,1090.200.23+0.03buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.13,79515,341+1,5460.010.01+0.00buy
US BANCORP \DE\01,464+1,4640.000.00+0.00buy
CWM, LLC0835+8350.000.00+0.00buy
Dynamic Advisor Solutions LLC22,77423,072+2980.010.01-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD75,05175,05100.050.05-0.00hold
North Star Investment Management Corp.95195100.000.00-0.00hold
Capital Investment Counsel, Inc14,96114,96100.020.02-0.00hold
Ancora Advisors LLC1,0681,06800.000.00-0.00hold
Uncommon Cents Investing LLC89,64489,64400.240.22-0.03hold
Kestra Advisory Services, LLC12,87612,87600.000.00-0.00hold
Federation des caisses Desjardins du Quebec1,8291,82900.000.00-0.00hold
WINMILL & CO. INC3,2703,27000.010.01-0.00hold
GAMCO INVESTORS, INC. ET AL16,04816,04800.000.00-0.00hold
WELLS FARGO & COMPANY/MN9,1249,123-10.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC129,824129,623-2010.000.00-0.00sell
Bulldog Investors, LLP237,952237,472-4800.640.62-0.02sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC91,92291,317-6050.180.16-0.02sell
UBS Group AG90,21583,935-6,2800.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC29,89223,318-6,5740.000.00-0.00sell
LAZARD ASSET MANAGEMENT LLC789,546770,537-19,0090.010.01-0.00sell
SageView Advisory Group, LLC31,9000-31,9000.010.00-0.01sell
Allspring Global Investments Holdings, LLC2,090,8252,025,955-64,8700.030.03-0.00sell
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