Stock Transactions — Total Return Securities Fund

Total Bought
361,853
18 transactions
Total Sold
120,234
8 transactions
Net
+241,619
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Allspring Global Investments Holdings, LLC2,025,9552,174,265+148,3100.030.03+0.00buy
DELTA CAPITAL MANAGEMENT LLC033,363+33,3630.000.16+0.16buy
Shaker Financial Services, LLC292,378323,974+31,5960.901.06+0.16buy
Atlas Wealth LLC024,129+24,1290.000.03+0.03buy
Logan Stone Capital, LLC020,166+20,1660.000.04+0.04buy
SageView Advisory Group, LLC017,777+17,7770.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC66,87380,974+14,1010.000.00+0.00buy
NORTHERN TRUST CORP013,017+13,0170.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC23,31836,192+12,8740.000.01+0.00buy
1607 Capital Partners, LLC352,012363,863+11,8510.230.26+0.04buy
AQR Arbitrage LLC39,27350,423+11,1500.010.01-0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.15,34123,298+7,9570.010.02+0.01buy
OSAIC HOLDINGS, INC.05,276+5,2760.000.00+0.00buy
GARDNER RUSSO & QUINN LLC274,948279,368+4,4200.020.02+0.00buy
Karpus Management, Inc.223,655226,075+2,4200.050.05+0.00buy
Uncommon Cents Investing LLC89,64491,800+2,1560.220.23+0.02buy
WELLS FARGO & COMPANY/MN9,12310,237+1,1140.000.00+0.00buy
LPL Financial LLC13,35013,526+1760.000.00-0.00buy
North Star Investment Management Corp.95195100.000.00+0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC91,31791,31700.160.15-0.00hold
Capital Investment Counsel, Inc14,96114,96100.020.02-0.00hold
Ancora Advisors LLC1,0681,06800.000.00+0.00hold
CWM, LLC83583500.000.00-0.00hold
Kestra Advisory Services, LLC12,87612,87600.000.00-0.00hold
Federation des caisses Desjardins du Quebec1,8291,82900.000.00-0.00hold
WINMILL & CO. INC3,2703,27000.010.01+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,5502,55000.000.00-0.00hold
GAMCO INVESTORS, INC. ET AL16,04816,04800.000.00+0.00hold
Bulldog Investors, LLP237,472236,992-4800.620.71+0.09sell
Dynamic Advisor Solutions LLC23,07222,039-1,0330.010.01-0.00sell
US BANCORP \DE\1,4640-1,4640.000.00-0.00sell
CSS LLC/IL304,804301,168-3,6360.200.18-0.02sell
COMMONWEALTH EQUITY SERVICES, LLC129,623124,122-5,5010.000.00-0.00sell
UBS Group AG83,93571,384-12,5510.000.00-0.00sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD75,05145,679-29,3720.050.03-0.02sell
LAZARD ASSET MANAGEMENT LLC770,537704,340-66,1970.010.01-0.00sell
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