| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 44,833 | 669,946 | +625,113 | 0.02 | 0.23 | +0.21 | buy |
| CSS LLC/IL | 377,658 | 524,928 | +147,270 | 0.24 | 0.21 | -0.03 | buy |
| North Ground Capital | 4,800 | 150,058 | +145,258 | 0.03 | 1.21 | +1.18 | buy |
| GARDNER RUSSO & QUINN LLC | 293,403 | 434,237 | +140,834 | 0.03 | 0.03 | -0.00 | buy |
| Yakira Capital Management, Inc. | 30,105 | 139,377 | +109,272 | 0.11 | 0.33 | +0.21 | buy |
| Shaker Financial Services, LLC | 86,088 | 140,360 | +54,272 | 0.31 | 0.32 | +0.01 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 124,828 | 154,149 | +29,321 | 0.00 | 0.00 | -0.00 | buy |
| Uncommon Cents Investing LLC | 100,130 | 123,930 | +23,800 | 0.27 | 0.21 | -0.06 | buy |
| Beverly Hills Private Wealth, LLC | 0 | 19,248 | +19,248 | 0.00 | 0.02 | +0.02 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 19,116 | +19,116 | 0.00 | 0.00 | +0.00 | buy |
| MCCARTER PRIVATE WEALTH SERVICES LLC | 0 | 14,459 | +14,459 | 0.00 | 0.05 | +0.05 | buy |
| Integris Wealth Management, LLC | 0 | 12,001 | +12,001 | 0.00 | 0.02 | +0.02 | buy |
| PRIVATE MANAGEMENT GROUP INC | 0 | 10,545 | +10,545 | 0.00 | 0.01 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 98,002 | 105,008 | +7,006 | 0.17 | 0.11 | -0.06 | buy |
| Kestra Advisory Services, LLC | 12,876 | 18,819 | +5,943 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 242,139 | 245,033 | +2,894 | 0.06 | 0.04 | -0.02 | buy |
| North Star Investment Management Corp. | 951 | 951 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Counsel, Inc | 14,961 | 14,961 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Ancora Advisors LLC | 1,068 | 1,068 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 835 | 835 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 1,930,805 | 1,930,805 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Federation des caisses Desjardins du Quebec | 1,829 | 1,829 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WINMILL & CO. INC | 3,270 | 3,270 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GAMCO INVESTORS, INC. ET AL | 16,048 | 16,048 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTA CAPITAL MANAGEMENT LLC | 33,363 | 33,363 | 0 | 0.18 | 0.12 | -0.06 | hold |
| US BANCORP \DE\ | 135 | 0 | -135 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 6,268 | 3,718 | -2,550 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 7,591 | 0 | -7,591 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 9,104 | 0 | -9,104 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 247,460 | 237,345 | -10,115 | 0.07 | 0.05 | -0.03 | sell |
| AQR Arbitrage LLC | 10,867 | 0 | -10,867 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 25,856 | 0 | -25,856 | 0.00 | 0.00 | -0.00 | sell |
| Tabor Asset Management, LP | 30,105 | 0 | -30,105 | 0.07 | 0.00 | -0.07 | sell |
| UHLMANN PRICE SECURITIES, LLC | 143,837 | 104,609 | -39,228 | 0.98 | 0.47 | -0.50 | sell |
| 1607 Capital Partners, LLC | 39,979 | 0 | -39,979 | 0.03 | 0.00 | -0.03 | sell |
| UBS Group AG | 44,587 | 0 | -44,587 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 237,472 | 106,902 | -130,570 | 0.59 | 0.17 | -0.42 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 164,184 | 0 | -164,184 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 1,528,468 | 666,252 | -862,216 | 0.02 | 0.01 | -0.02 | sell |