| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Matisse Capital | 0 | 607,000 | +607,000 | 0.00 | 1.66 | +1.66 | buy |
| Allspring Global Investments Holdings, LLC | 1,930,805 | 2,127,310 | +196,505 | 0.02 | 0.02 | +0.00 | buy |
| Shaker Financial Services, LLC | 140,360 | 298,862 | +158,502 | 0.32 | 0.62 | +0.30 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 105,008 | 192,703 | +87,695 | 0.11 | 0.18 | +0.07 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 87,500 | +87,500 | 0.00 | 0.01 | +0.01 | buy |
| Alpine Global Management, LLC | 0 | 87,500 | +87,500 | 0.00 | 0.10 | +0.10 | buy |
| Quarry LP | 0 | 75,080 | +75,080 | 0.00 | 0.11 | +0.11 | buy |
| Saba Capital Management, L.P. | 245,033 | 302,612 | +57,579 | 0.04 | 0.06 | +0.02 | buy |
| Yakira Capital Management, Inc. | 139,377 | 192,016 | +52,639 | 0.33 | 0.43 | +0.11 | buy |
| North Ground Capital | 150,058 | 193,523 | +43,465 | 1.21 | 0.72 | -0.49 | buy |
| CSS LLC/IL | 524,928 | 544,683 | +19,755 | 0.21 | 0.20 | -0.01 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 13,850 | +13,850 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 0 | 10,954 | +10,954 | 0.00 | 0.00 | +0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 104,609 | 111,654 | +7,045 | 0.47 | 0.42 | -0.06 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Uncommon Cents Investing LLC | 123,930 | 123,955 | +25 | 0.21 | 0.19 | -0.02 | buy |
| PRIVATE MANAGEMENT GROUP INC | 10,545 | 10,545 | 0 | 0.01 | 0.01 | -0.00 | hold |
| North Star Investment Management Corp. | 951 | 951 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ancora Advisors LLC | 1,068 | 1,068 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 106,902 | 106,902 | 0 | 0.17 | 0.15 | -0.02 | hold |
| CWM, LLC | 835 | 835 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Integris Wealth Management, LLC | 12,001 | 12,001 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Kestra Advisory Services, LLC | 18,819 | 18,819 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 1,829 | 1,829 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MCCARTER PRIVATE WEALTH SERVICES LLC | 14,459 | 14,459 | 0 | 0.05 | 0.05 | -0.01 | hold |
| WINMILL & CO. INC | 3,270 | 3,270 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 3,718 | 3,718 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMCO INVESTORS, INC. ET AL | 16,048 | 16,048 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GARDNER RUSSO & QUINN LLC | 434,237 | 434,237 | 0 | 0.03 | 0.03 | -0.00 | hold |
| DELTA CAPITAL MANAGEMENT LLC | 33,363 | 33,363 | 0 | 0.12 | 0.10 | -0.01 | hold |
| Capital Investment Counsel, Inc | 14,961 | 0 | -14,961 | 0.01 | 0.00 | -0.01 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 19,116 | 0 | -19,116 | 0.00 | 0.00 | -0.00 | sell |
| Beverly Hills Private Wealth, LLC | 19,248 | 0 | -19,248 | 0.02 | 0.00 | -0.02 | sell |
| Karpus Management, Inc. | 237,345 | 206,753 | -30,592 | 0.05 | 0.04 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 154,149 | 122,794 | -31,355 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 669,946 | 378,637 | -291,309 | 0.23 | 0.13 | -0.10 | sell |
| LAZARD ASSET MANAGEMENT LLC | 666,252 | 0 | -666,252 | 0.01 | 0.00 | -0.01 | sell |