Stock Transactions — Total Return Securities Fund

Total Bought
349,508
13 transactions
Total Sold
331,804
7 transactions
Net
+17,704
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Saba Capital Management, L.P.261,182325,779+64,5970.050.06+0.01buy
Karpus Management, Inc.212,490275,120+62,6300.050.06+0.01buy
ENVESTNET ASSET MANAGEMENT INC96,377149,366+52,9890.000.00+0.00buy
1607 Capital Partners, LLC407,364459,592+52,2280.330.28-0.06buy
UHLMANN PRICE SECURITIES, LLC99,685140,919+41,2340.710.80+0.09buy
WOLVERINE ASSET MANAGEMENT LLC033,340+33,3400.000.00+0.00buy
Logan Stone Capital, LLC031,779+31,7790.000.08+0.08buy
GARDNER RUSSO & QUINN LLC283,350288,801+5,4510.030.02-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.2,5506,244+3,6940.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC123,876124,976+1,1000.000.00-0.00buy
LPL Financial LLC17,68617,910+2240.000.00-0.00buy
Uncommon Cents Investing LLC91,90092,100+2000.230.21-0.03buy
OSAIC HOLDINGS, INC.4,7774,819+420.000.00-0.00buy
CSS LLC/IL290,275290,27500.150.13-0.02hold
North Star Investment Management Corp.95195100.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC91,31791,31700.160.13-0.03hold
Capital Investment Counsel, Inc14,96114,96100.020.02-0.00hold
Ancora Advisors LLC1,0681,06800.000.00-0.00hold
Bulldog Investors, LLP237,472237,47200.710.46-0.25hold
CWM, LLC83583500.000.00-0.00hold
Kestra Advisory Services, LLC12,87612,87600.000.00-0.00hold
Federation des caisses Desjardins du Quebec1,8291,82900.000.00-0.00hold
US BANCORP \DE\18018000.000.00-0.00hold
WINMILL & CO. INC3,2703,27000.010.01-0.00hold
WELLS FARGO & COMPANY/MN10,23710,23700.000.00-0.00hold
GAMCO INVESTORS, INC. ET AL16,04816,04800.000.00-0.00hold
DELTA CAPITAL MANAGEMENT LLC33,36333,36300.170.14-0.03hold
AQR Arbitrage LLC39,36533,571-5,7940.010.01-0.00sell
UBS Group AG69,53458,818-10,7160.000.00-0.00sell
SageView Advisory Group, LLC11,8340-11,8340.010.00-0.01sell
Dynamic Advisor Solutions LLC20,4790-20,4790.010.00-0.01sell
LAZARD ASSET MANAGEMENT LLC744,544719,312-25,2320.010.01-0.00sell
Shaker Financial Services, LLC327,809252,561-75,2481.110.72-0.38sell
Allspring Global Investments Holdings, LLC2,149,8031,967,302-182,5010.030.02-0.01sell
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