| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 168,296 | 2,320,121 | +2,151,825 | 0.06 | 0.84 | +0.79 | buy |
| Yakira Capital Management, Inc. | 181,484 | 435,110 | +253,626 | 0.43 | 0.99 | +0.56 | buy |
| COHEN & STEERS, INC. | 190,000 | 394,000 | +204,000 | 0.00 | 0.01 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,180,858 | 1,234,237 | +53,379 | 3.12 | 3.28 | +0.16 | buy |
| Alpine Global Management, LLC | 5,385,351 | 5,399,519 | +14,168 | 10.58 | 7.86 | -2.71 | buy |
| SeaCrest Wealth Management, LLC | 34,027 | 46,928 | +12,901 | 0.03 | 0.04 | +0.01 | buy |
| Capital Wealth Alliance, LLC | 40,248 | 50,680 | +10,432 | 0.20 | 0.23 | +0.03 | buy |
| Perennial Investment Advisors, LLC | 374,851 | 380,433 | +5,582 | 0.45 | 0.44 | -0.01 | buy |
| Clarity Capital Partners LLC | 86,697 | 89,547 | +2,850 | 0.44 | 0.44 | +0.00 | buy |
| GRIMES & COMPANY, INC. | 19,291 | 20,501 | +1,210 | 0.00 | 0.00 | +0.00 | buy |
| Tradition Wealth Management, LLC | 9,100 | 10,000 | +900 | 0.01 | 0.01 | +0.00 | buy |
| Capital CS Group, LLC | 41,149 | 42,008 | +859 | 0.33 | 0.32 | -0.01 | buy |
| HF Advisory Group, LLC | 18,339 | 19,183 | +844 | 0.08 | 0.08 | -0.00 | buy |
| FIRETHORN WEALTH PARTNERS, LLC | 12,997 | 13,812 | +815 | 0.06 | 0.06 | -0.00 | buy |
| Chicago Partners Investment Group LLC | 26,568 | 26,023 | -545 | 0.01 | 0.01 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 33,125 | 32,200 | -925 | 0.01 | 0.01 | -0.00 | sell |
| Vantage Financial Partners, LLC | 30,858 | 29,874 | -984 | 0.07 | 0.06 | -0.00 | sell |
| Cable Car Capital, LP | 661,827 | 660,001 | -1,826 | 4.94 | 6.86 | +1.92 | sell |
| Garden State Investment Advisory Services LLC | 54,668 | 34,930 | -19,738 | 0.16 | 0.10 | -0.06 | sell |
| Pasadena Private Wealth, LLC | 37,261 | 15,170 | -22,091 | 0.07 | 0.03 | -0.04 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 68,781 | 25,741 | -43,040 | 0.04 | 0.02 | -0.03 | sell |
| CENTAURUS FINANCIAL, INC. | 1,229,191 | 1,183,428 | -45,763 | 0.67 | 0.62 | -0.05 | sell |
| Significant Wealth Partners LLC | 547,643 | 475,332 | -72,311 | 2.87 | 2.35 | -0.52 | sell |
| SIT INVESTMENT ASSOCIATES INC | 10,975,470 | 5,517,205 | -5,458,265 | 1.93 | 0.95 | -0.98 | sell |