| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 87,734 | 1,180,858 | +1,093,124 | 0.27 | 3.12 | +2.84 | buy |
| CLOUGH CAPITAL PARTNERS L P | 0 | 1,057,356 | +1,057,356 | 0.00 | 0.84 | +0.84 | buy |
| Sculptor Capital LP | 0 | 1,013,894 | +1,013,894 | 0.00 | 0.18 | +0.18 | buy |
| Quarry LP | 0 | 332,105 | +332,105 | 0.00 | 1.21 | +1.21 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 257,743 | +257,743 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 0 | 190,000 | +190,000 | 0.00 | 0.00 | +0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 181,484 | +181,484 | 0.00 | 0.43 | +0.43 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 168,296 | +168,296 | 0.00 | 0.06 | +0.06 | buy |
| SIT INVESTMENT ASSOCIATES INC | 10,824,345 | 10,975,470 | +151,125 | 2.39 | 1.93 | -0.46 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 146,076 | +146,076 | 0.00 | 0.02 | +0.02 | buy |
| Qube Research & Technologies Ltd | 0 | 110,703 | +110,703 | 0.00 | 0.00 | +0.00 | buy |
| Aptus Capital Advisors, LLC | 37,450 | 121,212 | +83,762 | 0.01 | 0.03 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 68,781 | +68,781 | 0.00 | 0.04 | +0.04 | buy |
| NOMURA HOLDINGS INC | 0 | 65,542 | +65,542 | 0.00 | 0.00 | +0.00 | buy |
| Ursa Fund Management, LLC | 122,000 | 182,000 | +60,000 | 5.96 | 2.58 | -3.38 | buy |
| LPL Financial LLC | 628,901 | 688,686 | +59,785 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 17,354 | 69,675 | +52,321 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 135,655 | 171,165 | +35,510 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 18,541 | 50,702 | +32,161 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 142,301 | 173,267 | +30,966 | 0.00 | 0.00 | -0.00 | buy |
| StoneX Group Inc. | 0 | 22,974 | +22,974 | 0.00 | 0.02 | +0.02 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 22,649 | +22,649 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 22,040 | +22,040 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 18,575 | +18,575 | 0.00 | 0.00 | +0.00 | buy |
| Pasadena Private Wealth, LLC | 19,170 | 37,261 | +18,091 | 0.05 | 0.07 | +0.02 | buy |
| Kestra Advisory Services, LLC | 0 | 17,294 | +17,294 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 26,001 | 42,432 | +16,431 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 31,361 | 47,201 | +15,840 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 926 | 16,296 | +15,370 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 96,712 | 110,631 | +13,919 | 0.00 | 0.00 | -0.00 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 74,666 | 85,868 | +11,202 | 0.07 | 0.06 | -0.01 | buy |
| STIFEL FINANCIAL CORP | 15,314 | 25,313 | +9,999 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 34,357 | 43,857 | +9,500 | 0.00 | 0.00 | +0.00 | buy |
| Perennial Investment Advisors, LLC | 368,370 | 374,851 | +6,481 | 0.54 | 0.45 | -0.09 | buy |
| Cambridge Investment Research Advisors, Inc. | 88,623 | 94,310 | +5,687 | 0.00 | 0.00 | -0.00 | buy |
| Center For Asset Management LLC | 18,388 | 23,589 | +5,201 | 0.15 | 0.15 | +0.01 | buy |
| Private Advisor Group, LLC | 46,940 | 51,302 | +4,362 | 0.00 | 0.00 | -0.00 | buy |
| Alpine Global Management, LLC | 5,381,672 | 5,385,351 | +3,679 | 9.99 | 10.58 | +0.58 | buy |
| Advisory Services Network, LLC | 0 | 3,207 | +3,207 | 0.00 | 0.00 | +0.00 | buy |
| Coppell Advisory Solutions LLC | 0 | 2,972 | +2,972 | 0.00 | 0.00 | +0.00 | buy |
| Garden State Investment Advisory Services LLC | 52,864 | 54,668 | +1,804 | 0.20 | 0.16 | -0.04 | buy |
| Capital Wealth Alliance, LLC | 38,935 | 40,248 | +1,313 | 0.24 | 0.20 | -0.04 | buy |
| GRIMES & COMPANY, INC. | 18,296 | 19,291 | +995 | 0.01 | 0.00 | -0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 13,174 | 14,035 | +861 | 0.00 | 0.00 | -0.00 | buy |
| HF Advisory Group, LLC | 17,699 | 18,339 | +640 | 0.11 | 0.08 | -0.02 | buy |
| SeaCrest Wealth Management, LLC | 33,426 | 34,027 | +601 | 0.03 | 0.03 | -0.00 | buy |
| CWM, LLC | 0 | 280 | +280 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 236 | +236 | 0.00 | 0.00 | +0.00 | buy |
| ADIRONDACK TRUST CO | 373 | 380 | +7 | 0.00 | 0.00 | -0.00 | buy |
| Focused Wealth Management, Inc | 728 | 734 | +6 | 0.00 | 0.00 | -0.00 | buy |
| AdvisorNet Financial, Inc | 36 | 38 | +2 | 0.00 | 0.00 | -0.00 | buy |
| PRIVATE TRUST CO NA | 15,916 | 15,916 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BOK Financial Private Wealth, Inc. | 1,250 | 1,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOR INVESTMENT ADVISORY, LLC | 10,480 | 10,480 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Prospera Financial Services Inc | 44,155 | 44,155 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Parallel Advisors, LLC | 55 | 55 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 1,325 | 1,325 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 6,810 | 6,810 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Outlook Wealth Advisors, LLC | 10,781 | 10,781 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Global Wealth Management Investment Advisory, Inc. | 1,470 | 1,470 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Charles Schwab Trust Co | 21,519 | 21,519 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TSFG, LLC | 17 | 17 | 0 | 0.00 | 0.00 | -0.00 | hold |
| N.E.W. Advisory Services LLC | 13,674 | 13,674 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Marshall Financial Group, LLC | 10,000 | 10,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Tradition Wealth Management, LLC | 9,100 | 9,100 | 0 | 0.01 | 0.01 | -0.00 | hold |
| US BANCORP \DE\ | 653 | 653 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 13,120 | 13,120 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 38 | 38 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOKF, NA | 1,005 | 1,005 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 11,470 | 11,400 | -70 | 0.00 | 0.00 | -0.00 | sell |
| Larson Financial Group LLC | 4,375 | 4,100 | -275 | 0.00 | 0.00 | -0.00 | sell |
| GODSEY & GIBB, INC | 2,258 | 1,873 | -385 | 0.00 | 0.00 | -0.00 | sell |
| AVANTAX ADVISORY SERVICES, INC. | 14,684 | 13,983 | -701 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 33,854 | 33,125 | -729 | 0.01 | 0.01 | -0.00 | sell |
| NewEdge Advisors, LLC | 8,636 | 7,027 | -1,609 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 5,392,739 | 5,390,265 | -2,474 | 1.38 | 1.31 | -0.06 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 17,270 | 14,722 | -2,548 | 0.00 | 0.00 | -0.00 | sell |
| Capital CS Group, LLC | 44,677 | 41,149 | -3,528 | 0.43 | 0.33 | -0.10 | sell |
| Vantage Financial Partners, LLC | 34,679 | 30,858 | -3,821 | 0.11 | 0.07 | -0.04 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 22,792 | 18,506 | -4,286 | 0.00 | 0.00 | -0.00 | sell |
| Chicago Partners Investment Group LLC | 35,490 | 26,568 | -8,922 | 0.01 | 0.01 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 227,664 | 217,406 | -10,258 | 0.03 | 0.02 | -0.01 | sell |
| FIRETHORN WEALTH PARTNERS, LLC | 23,330 | 12,997 | -10,333 | 0.14 | 0.06 | -0.08 | sell |
| AE Wealth Management LLC | 11,075 | 0 | -11,075 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 14,812 | 0 | -14,812 | 0.01 | 0.00 | -0.01 | sell |
| Mariner, LLC | 31,929 | 11,106 | -20,823 | 0.00 | 0.00 | -0.00 | sell |
| CoreCap Advisors, LLC | 21,099 | 0 | -21,099 | 0.01 | 0.00 | -0.01 | sell |
| PFG Investments, LLC | 21,236 | 0 | -21,236 | 0.03 | 0.00 | -0.03 | sell |
| Virtu Financial LLC | 26,079 | 0 | -26,079 | 0.02 | 0.00 | -0.02 | sell |
| Strategic Financial Concepts, LLC | 38,167 | 0 | -38,167 | 0.10 | 0.00 | -0.10 | sell |
| Global Retirement Partners, LLC | 38,764 | 0 | -38,764 | 0.02 | 0.00 | -0.02 | sell |
| Kovack Advisors, Inc. | 47,503 | 0 | -47,503 | 0.05 | 0.00 | -0.05 | sell |
| CSS LLC/IL | 69,854 | 18,854 | -51,000 | 0.05 | 0.01 | -0.04 | sell |
| MORGAN STANLEY | 361,530 | 260,285 | -101,245 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 2,191,743 | 1,229,191 | -962,552 | 1.53 | 0.67 | -0.86 | sell |
| OSAIC HOLDINGS, INC. | 3,795,292 | 2,205,813 | -1,589,479 | 0.05 | 0.03 | -0.02 | sell |