| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PALISADE CAPITAL MANAGEMENT, LP | 3,926,389 | 5,286,931 | +1,360,542 | 0.16 | 0.33 | +0.17 | buy |
| Stonepine Capital Management, LLC | 700,000 | 796,100 | +96,100 | 0.86 | 1.70 | +0.84 | buy |
| TANG CAPITAL MANAGEMENT LLC | 2,140,271 | 2,235,459 | +95,188 | 0.22 | 0.27 | +0.06 | buy |
| JW Asset Management, LLC | 2,292,418 | 2,337,743 | +45,325 | 1.67 | 2.91 | +1.24 | buy |
| Capital Planning Advisors, LLC | 106,565 | 138,095 | +31,530 | 0.03 | 0.05 | +0.02 | buy |
| Anfield Capital Management, LLC | 118,976 | 141,185 | +22,209 | 0.07 | 0.11 | +0.05 | buy |
| Valeo Financial Advisors, LLC | 13,533 | 18,152 | +4,619 | 0.00 | 0.00 | +0.00 | buy |
| Cutter & CO Brokerage, Inc. | 33,135 | 36,465 | +3,330 | 0.01 | 0.02 | +0.01 | buy |
| Moors & Cabot, Inc. | 10,750 | 11,250 | +500 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Select Advisors, LLC | 50,755 | 49,855 | -900 | 0.07 | 0.10 | +0.03 | sell |
| INGALLS & SNYDER LLC | 13,415 | 11,415 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| Tejara Capital Ltd | 4,661,547 | 4,577,407 | -84,140 | 4.67 | 4.96 | +0.29 | sell |
| Richmond Brothers, Inc. | 642,339 | 544,901 | -97,438 | 0.63 | 0.76 | +0.13 | sell |
| CM Management, LLC | 700,000 | 600,000 | -100,000 | 0.96 | 1.33 | +0.37 | sell |
| Quinn Opportunity Partners LLC | 380,000 | 280,000 | -100,000 | 0.04 | 0.04 | +0.00 | sell |
| J. Goldman & Co LP | 270,100 | 67,592 | -202,508 | 0.01 | 0.00 | -0.01 | sell |
| Monaco Asset Management SAM | 1,212,743 | 960,000 | -252,743 | 0.83 | 1.07 | +0.24 | sell |
| Congress Park Capital LLC | 2,455,495 | 2,035,617 | -419,878 | 1.36 | 1.70 | +0.33 | sell |
| Orchard Capital Management, LLC | 1,876,460 | 1,431,758 | -444,702 | 1.12 | 2.15 | +1.04 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 8,500,000 | 7,852,000 | -648,000 | 0.02 | 0.03 | +0.01 | sell |
| Clearline Capital LP | 1,810,483 | 1,059,911 | -750,572 | 0.37 | 0.14 | -0.23 | sell |