| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rubric Capital Management LP | 30,046,828 | 30,046,828 | 0 | 0.29 | 0.12 | -0.18 | hold |
| Clearline Capital LP | 12,235,239 | 11,383,961 | -851,278 | 0.76 | 0.31 | -0.45 | sell |
| BlackRock, Inc. | 10,106,422 | 10,550,750 | +444,328 | 0.00 | 0.00 | -0.00 | buy |
| Velan Capital Investment Management LP | 8,753,290 | 8,753,290 | 0 | 4.39 | 2.29 | -2.10 | hold |
| Tejara Capital Ltd | 6,336,755 | 6,510,795 | +174,040 | 1.67 | 1.14 | -0.53 | buy |
| TANG CAPITAL MANAGEMENT LLC | 6,250,000 | 6,250,000 | 0 | 0.25 | 0.12 | -0.13 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 4,010,087 | 4,270,980 | +260,893 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 7,630,527 | 4,070,101 | -3,560,426 | 0.00 | 0.00 | -0.00 | sell |
| JW Asset Management, LLC | 3,751,073 | 3,751,073 | 0 | 1.23 | 0.50 | -0.73 | hold |
| STATE STREET CORP | 3,843,672 | 3,228,557 | -615,115 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 2,285,883 | 2,997,073 | +711,190 | 0.00 | 0.00 | -0.00 | buy |
| Pale Fire Capital SE | 2,716,328 | 2,511,478 | -204,850 | 0.19 | 0.08 | -0.11 | sell |
| MARSHALL WACE, LLP | 0 | 2,354,193 | +2,354,193 | 0.00 | 0.00 | +0.00 | buy |
| Congress Park Capital LLC | 4,032,737 | 2,016,447 | -2,016,290 | 0.99 | 0.23 | -0.76 | sell |
| Richmond Brothers, Inc. | 1,436,705 | 1,792,319 | +355,614 | 0.77 | 0.40 | -0.37 | buy |
| AQR CAPITAL MANAGEMENT LLC | 641,587 | 1,553,857 | +912,270 | 0.00 | 0.00 | -0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 1,718,300 | 1,506,900 | -211,400 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 1,056,944 | 1,329,754 | +272,810 | 0.00 | 0.00 | -0.00 | buy |
| PANAGORA ASSET MANAGEMENT INC | 962,505 | 1,281,796 | +319,291 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 1,172,525 | 1,223,480 | +50,955 | 0.00 | 0.00 | -0.00 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 1,217,463 | +1,217,463 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,376,367 | 1,217,463 | -158,904 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 105,064 | 1,042,892 | +937,828 | 0.01 | 0.03 | +0.02 | buy |
| Qube Research & Technologies Ltd | 30,355 | 1,021,092 | +990,737 | 0.00 | 0.00 | +0.00 | buy |
| Caption Management, LLC | 313,681 | 1,000,000 | +686,319 | 0.01 | 0.02 | +0.00 | buy |
| CM Management, LLC | 1,000,000 | 1,000,000 | 0 | 0.67 | 0.27 | -0.40 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,576,716 | 694,165 | -1,882,551 | 0.00 | 0.00 | -0.00 | sell |
| Stonepine Capital Management, LLC | 1,402,191 | 490,787 | -911,404 | 0.99 | 0.16 | -0.83 | sell |
| NEXPOINT ASSET MANAGEMENT, L.P. | 475,750 | 475,750 | 0 | 0.03 | 0.01 | -0.01 | hold |
| DIADEMA PARTNERS LP | 0 | 458,723 | +458,723 | 0.00 | 0.07 | +0.07 | buy |
| Invesco Ltd. | 326,512 | 406,668 | +80,156 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 406,806 | 395,838 | -10,968 | 0.00 | 0.00 | -0.00 | sell |
| Apeiron RIA LLC | 305,668 | 370,579 | +64,911 | 0.06 | 0.04 | -0.02 | buy |
| Squarepoint Ops LLC | 859,958 | 321,177 | -538,781 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 95,498 | 318,903 | +223,405 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 198,550 | 299,910 | +101,360 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 0 | 283,239 | +283,239 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 317,400 | 266,314 | -51,086 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 58,195 | 226,803 | +168,608 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 526,293 | 221,787 | -304,506 | 0.00 | 0.00 | -0.00 | sell |
| Abel Hall, LLC | 16,907 | 213,185 | +196,278 | 0.00 | 0.02 | +0.01 | buy |
| RHUMBLINE ADVISERS | 184,549 | 195,537 | +10,988 | 0.00 | 0.00 | -0.00 | buy |
| Quinn Opportunity Partners LLC | 175,344 | 175,344 | 0 | 0.01 | 0.00 | -0.00 | hold |
| ACADIAN ASSET MANAGEMENT LLC | 513,168 | 153,011 | -360,157 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 2,600,990 | 120,435 | -2,480,555 | 0.00 | 0.00 | -0.00 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 243,003 | 120,293 | -122,710 | 0.00 | 0.00 | -0.00 | sell |
| Persistent Asset Partners Ltd | 0 | 117,090 | +117,090 | 0.00 | 0.02 | +0.02 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 111,504 | 111,504 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Biltmore Family Office, LLC | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.01 | hold |
| IEQ CAPITAL, LLC | 66,966 | 96,612 | +29,646 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 93,081 | 96,300 | +3,219 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 91,394 | 91,022 | -372 | 0.00 | 0.00 | -0.00 | sell |
| SEARLE & CO. | 86,250 | 86,250 | 0 | 0.02 | 0.01 | -0.01 | hold |
| CITIGROUP INC | 7,240 | 74,940 | +67,700 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 73,125 | 73,585 | +460 | 0.00 | 0.00 | -0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 41,038 | 68,291 | +27,253 | 0.00 | 0.00 | -0.00 | buy |
| Cerity Partners LLC | 17,243 | 60,341 | +43,098 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 59,726 | 59,176 | -550 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 35,353 | 55,972 | +20,619 | 0.00 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 47,281 | 51,547 | +4,266 | 0.00 | 0.00 | -0.00 | buy |
| Chicago Partners Investment Group LLC | 26,764 | 51,254 | +24,490 | 0.00 | 0.00 | -0.00 | buy |
| R Squared Ltd | 33,615 | 46,708 | +13,093 | 0.01 | 0.01 | -0.00 | buy |
| Centiva Capital, LP | 0 | 45,507 | +45,507 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 42,150 | 42,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HORAN Wealth, LLC | 41,590 | 41,590 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Prospera Financial Services Inc | 40,565 | 40,565 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cornerstone Select Advisors, LLC | 59,414 | 39,964 | -19,450 | 0.03 | 0.01 | -0.02 | sell |
| Neuberger Berman Group LLC | 0 | 38,987 | +38,987 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 38,352 | 38,352 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 86,809 | 37,947 | -48,862 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 0 | 35,862 | +35,862 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 31,482 | 35,567 | +4,085 | 0.00 | 0.00 | -0.00 | buy |
| HSBC HOLDINGS PLC | 33,381 | 33,381 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DDFG, Inc | 0 | 32,903 | +32,903 | 0.00 | 0.00 | +0.00 | buy |
| King Wealth Management Group | 32,799 | 32,799 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 16,604 | 32,397 | +15,793 | 0.00 | 0.00 | -0.00 | buy |
| Concurrent Investment Advisors, LLC | 31,923 | 31,923 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 28,409 | 28,409 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 22,297 | 27,995 | +5,698 | 0.00 | 0.00 | -0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 13,428 | 27,276 | +13,848 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 27,024 | +27,024 | 0.00 | 0.00 | +0.00 | buy |
| Diversified Trust Co | 26,492 | 26,492 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pallas Capital Advisors LLC | 0 | 25,699 | +25,699 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 17,612 | 24,617 | +7,005 | 0.00 | 0.00 | -0.00 | buy |
| &PARTNERS | 22,927 | 23,632 | +705 | 0.00 | 0.00 | -0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 23,495 | 23,495 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 32,454 | 22,507 | -9,947 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 22,275 | 20,918 | -1,357 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 0 | 20,754 | +20,754 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 21,233 | 20,226 | -1,007 | 0.00 | 0.00 | -0.00 | sell |
| Argent Advisors, Inc. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PKS Advisory Services, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 1,918 | 19,580 | +17,662 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Counsel, Inc | 18,325 | 18,325 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLK Investment Management, LLC | 11,690 | 17,890 | +6,200 | 0.00 | 0.03 | +0.02 | buy |
| Cetera Investment Advisers | 13,991 | 17,861 | +3,870 | 0.00 | 0.00 | -0.00 | buy |
| Ameritas Investment Partners, Inc. | 15,618 | 15,618 | 0 | 0.00 | 0.00 | -0.00 | hold |
| J.W. COLE ADVISORS, INC. | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 9,523 | 14,341 | +4,818 | 0.00 | 0.00 | -0.00 | buy |
| Pekin Hardy Strauss, Inc. | 15,992 | 13,992 | -2,000 | 0.00 | 0.00 | -0.00 | sell |