| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rubric Capital Management LP | 26,713,503 | 29,100,728 | +2,387,225 | 0.89 | 0.49 | -0.40 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 7,852,000 | 10,239,225 | +2,387,225 | 0.03 | 0.02 | -0.01 | buy |
| BlackRock, Inc. | 10,101,715 | 9,987,460 | -114,255 | 0.00 | 0.00 | -0.00 | sell |
| Clearline Capital LP | 857,166 | 9,712,527 | +8,855,361 | 0.16 | 1.06 | +0.90 | buy |
| Velan Capital Investment Management LP | 6,986,744 | 8,753,290 | +1,766,546 | 14.47 | 10.36 | -4.11 | buy |
| VANGUARD GROUP INC | 8,471,460 | 8,459,784 | -11,676 | 0.00 | 0.00 | -0.00 | sell |
| PALISADE CAPITAL MANAGEMENT, LP | 5,086,903 | 7,327,447 | +2,240,544 | 0.30 | 0.25 | -0.05 | buy |
| Tejara Capital Ltd | 4,517,415 | 4,589,715 | +72,300 | 4.34 | 3.17 | -1.16 | buy |
| BAKER BROS. ADVISORS LP | 0 | 4,251,951 | +4,251,951 | 0.00 | 0.04 | +0.04 | buy |
| STATE STREET CORP | 3,462,266 | 3,651,503 | +189,237 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 3,566,813 | 3,642,982 | +76,169 | 0.00 | 0.00 | -0.00 | buy |
| TANG CAPITAL MANAGEMENT LLC | 2,135,459 | 3,450,000 | +1,314,541 | 0.22 | 0.17 | -0.06 | buy |
| JW Asset Management, LLC | 2,337,743 | 3,292,633 | +954,890 | 2.39 | 1.99 | -0.39 | buy |
| D. E. Shaw & Co., Inc. | 3,200,299 | 3,088,492 | -111,807 | 0.01 | 0.00 | -0.00 | sell |
| UBS Group AG | 3,184,965 | 2,934,081 | -250,884 | 0.00 | 0.00 | -0.00 | sell |
| Congress Park Capital LLC | 2,268,249 | 2,890,157 | +621,908 | 1.54 | 1.13 | -0.41 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 2,689,339 | 2,854,999 | +165,660 | 0.01 | 0.00 | -0.00 | buy |
| CITADEL ADVISORS LLC | 2,221,837 | 2,708,457 | +486,620 | 0.00 | 0.00 | -0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 1,760,045 | 2,576,716 | +816,671 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 51,953 | 2,476,529 | +2,424,576 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 2,761,591 | 2,468,041 | -293,550 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 61,749 | 1,936,689 | +1,874,940 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 1,043,310 | 1,324,802 | +281,492 | 0.00 | 0.00 | -0.00 | buy |
| MARSHALL WACE, LLP | 2,894,072 | 1,308,861 | -1,585,211 | 0.01 | 0.00 | -0.01 | sell |
| JPMORGAN CHASE & CO | 953,080 | 1,292,444 | +339,364 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,186,120 | 1,277,041 | +90,921 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 1,152,621 | 1,157,573 | +4,952 | 0.00 | 0.00 | -0.00 | buy |
| Monaco Asset Management SAM | 1,080,000 | 1,002,476 | -77,524 | 0.85 | 0.47 | -0.38 | sell |
| Stonepine Capital Management, LLC | 657,380 | 850,100 | +192,720 | 1.34 | 0.87 | -0.47 | buy |
| CM Management, LLC | 600,000 | 750,000 | +150,000 | 1.13 | 0.79 | -0.34 | buy |
| Caption Management, LLC | 0 | 734,297 | +734,297 | 0.00 | 0.05 | +0.05 | buy |
| BANK OF AMERICA CORP /DE/ | 1,075,269 | 732,073 | -343,196 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 700,000 | 700,000 | 0 | 0.03 | 0.02 | -0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 940,582 | 692,279 | -248,303 | 0.00 | 0.00 | -0.00 | sell |
| Orchard Capital Management, LLC | 659,933 | 677,290 | +17,357 | 1.51 | 1.13 | -0.38 | buy |
| Richmond Brothers, Inc. | 554,469 | 572,118 | +17,649 | 0.75 | 0.46 | -0.30 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 493,083 | 525,774 | +32,691 | 0.00 | 0.00 | -0.00 | buy |
| NEXPOINT ASSET MANAGEMENT, L.P. | 475,750 | 475,750 | 0 | 0.09 | 0.05 | -0.04 | hold |
| Pale Fire Capital SE | 0 | 471,190 | +471,190 | 0.00 | 0.07 | +0.07 | buy |
| Bank of New York Mellon Corp | 402,111 | 412,474 | +10,363 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 305,843 | 378,588 | +72,745 | 0.00 | 0.00 | -0.00 | buy |
| Nuveen, LLC | 347,065 | 347,065 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 432,036 | 328,967 | -103,069 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 321,424 | 279,357 | -42,067 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 492,337 | 248,503 | -243,834 | 0.00 | 0.00 | -0.00 | sell |
| Cyndeo Wealth Partners, LLC | 248,087 | 248,087 | 0 | 0.03 | 0.02 | -0.01 | hold |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 266,128 | 246,413 | -19,715 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 173,081 | 231,395 | +58,314 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 222,438 | 224,653 | +2,215 | 0.00 | 0.00 | -0.00 | buy |
| Apeiron RIA LLC | 260,378 | 222,878 | -37,500 | 0.14 | 0.07 | -0.07 | sell |
| JANE STREET GROUP, LLC | 331,386 | 220,308 | -111,078 | 0.00 | 0.00 | -0.00 | sell |
| Palumbo Wealth Management LLC | 132,433 | 216,506 | +84,073 | 0.08 | 0.09 | +0.00 | buy |
| Squarepoint Ops LLC | 59,991 | 215,107 | +155,116 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 198,550 | 198,550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA ADVISERS, LP | 533,771 | 182,071 | -351,700 | 0.00 | 0.00 | -0.00 | sell |
| Quinn Opportunity Partners LLC | 175,344 | 175,344 | 0 | 0.03 | 0.02 | -0.02 | hold |
| Capital Planning Advisors, LLC | 144,095 | 144,095 | 0 | 0.04 | 0.02 | -0.02 | hold |
| WELLS FARGO & COMPANY/MN | 258,248 | 123,132 | -135,116 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 111,222 | 111,672 | +450 | 0.00 | 0.00 | -0.00 | buy |
| Glenmede Investment Management, LP | 70,250 | 105,326 | +35,076 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 297,321 | 100,181 | -197,140 | 0.04 | 0.01 | -0.03 | sell |
| Biltmore Family Office, LLC | 101,467 | 100,000 | -1,467 | 0.04 | 0.02 | -0.02 | sell |
| Walleye Capital LLC | 299,790 | 99,335 | -200,455 | 0.01 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 94,405 | 97,595 | +3,190 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 92,426 | 92,426 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SEARLE & CO. | 86,250 | 86,250 | 0 | 0.05 | 0.03 | -0.02 | hold |
| DEUTSCHE BANK AG\ | 67,729 | 85,158 | +17,429 | 0.00 | 0.00 | -0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 83,695 | +83,695 | 0.00 | 0.00 | +0.00 | buy |
| IEQ CAPITAL, LLC | 0 | 79,025 | +79,025 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 2,881,677 | 76,638 | -2,805,039 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 94,811 | 73,365 | -21,446 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 83,756 | 71,860 | -11,896 | 0.00 | 0.00 | -0.00 | sell |
| Motiv8 Investments LLC | 69,245 | 69,245 | 0 | 0.09 | 0.05 | -0.04 | hold |
| J. Goldman & Co LP | 67,592 | 67,592 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 72,120 | 60,046 | -12,074 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Select Advisors, LLC | 49,670 | 59,070 | +9,400 | 0.09 | 0.05 | -0.04 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 241,048 | 51,968 | -189,080 | 0.00 | 0.00 | -0.00 | sell |
| Cerity Partners LLC | 0 | 51,712 | +51,712 | 0.00 | 0.00 | +0.00 | buy |
| Prospera Financial Services Inc | 49,665 | 51,665 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 47,621 | 48,956 | +1,335 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 51,320 | 47,394 | -3,926 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 5,372 | 45,015 | +39,643 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 38,352 | 38,352 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 0 | 35,899 | +35,899 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 36,465 | 34,465 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 48,285 | 33,434 | -14,851 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 0 | 33,374 | +33,374 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ALLIANCE, LLC | 32,000 | 32,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| XTX Topco Ltd | 0 | 30,497 | +30,497 | 0.00 | 0.00 | +0.00 | buy |
| Anfield Capital Management, LLC | 30,000 | 30,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| King Wealth Management Group | 28,799 | 29,799 | +1,000 | 0.01 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 28,463 | 28,409 | -54 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 26,569 | 28,187 | +1,618 | 0.00 | 0.00 | -0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 42,991 | 27,653 | -15,338 | 0.00 | 0.00 | -0.00 | sell |
| Voleon Capital Management LP | 0 | 26,940 | +26,940 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 62,460 | 26,870 | -35,590 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 26,709 | +26,709 | 0.00 | 0.00 | +0.00 | buy |
| Valeo Financial Advisors, LLC | 18,279 | 26,697 | +8,418 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 27,967 | 26,622 | -1,345 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 31,368 | 26,159 | -5,209 | 0.00 | 0.00 | -0.00 | sell |