| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Point72 Asset Management, L.P. | 0 | 3,075,809 | +3,075,809 | 0.00 | 0.01 | +0.01 | buy |
| MORGAN STANLEY | 1,768,353 | 2,794,190 | +1,025,837 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 0 | 700,000 | +700,000 | 0.00 | 0.86 | +0.86 | buy |
| Congress Park Capital LLC | 1,978,078 | 2,455,495 | +477,417 | 1.46 | 1.36 | -0.09 | buy |
| Quinn Opportunity Partners LLC | 0 | 380,000 | +380,000 | 0.00 | 0.04 | +0.04 | buy |
| JPMORGAN CHASE & CO | 206,711 | 562,764 | +356,053 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.01 | +0.01 | buy |
| TANG CAPITAL MANAGEMENT LLC | 1,850,000 | 2,140,271 | +290,271 | 0.26 | 0.22 | -0.05 | buy |
| J. Goldman & Co LP | 0 | 270,100 | +270,100 | 0.00 | 0.01 | +0.01 | buy |
| CM Management, LLC | 500,000 | 700,000 | +200,000 | 0.79 | 0.96 | +0.16 | buy |
| Richmond Brothers, Inc. | 510,782 | 642,339 | +131,557 | 0.63 | 0.63 | +0.00 | buy |
| Biltmore Family Office, LLC | 0 | 101,467 | +101,467 | 0.00 | 0.03 | +0.03 | buy |
| BANK OF AMERICA CORP /DE/ | 955,928 | 1,046,790 | +90,862 | 0.00 | 0.00 | -0.00 | buy |
| Integrated Wealth Concepts LLC | 48,778 | 111,083 | +62,305 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 8,534,567 | 8,590,742 | +56,175 | 0.00 | 0.00 | -0.00 | buy |
| Aristides Capital LLC | 0 | 52,849 | +52,849 | 0.00 | 0.03 | +0.03 | buy |
| Arkadios Wealth Advisors | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 1,279,944 | 1,321,006 | +41,062 | 0.00 | 0.00 | -0.00 | buy |
| Capital Planning Advisors, LLC | 75,562 | 106,565 | +31,003 | 0.02 | 0.03 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 27,607 | +27,607 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 4,415 | 29,736 | +25,321 | 0.00 | 0.01 | +0.00 | buy |
| BARCLAYS PLC | 218,455 | 241,346 | +22,891 | 0.00 | 0.00 | -0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 35,988 | 58,242 | +22,254 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 989,987 | 1,011,756 | +21,769 | 0.00 | 0.00 | -0.00 | buy |
| Argent Advisors, Inc. | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| Focus Partners Wealth | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 51,661 | 71,399 | +19,738 | 0.00 | 0.00 | +0.00 | buy |
| Apeiron RIA LLC | 243,542 | 262,542 | +19,000 | 0.14 | 0.11 | -0.03 | buy |
| Point72 (DIFC) Ltd | 0 | 18,924 | +18,924 | 0.00 | 0.00 | +0.00 | buy |
| NICOLET ADVISORY SERVICES, LLC | 0 | 16,000 | +16,000 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| CAROLINAS WEALTH CONSULTING LLC | 27,687 | 41,356 | +13,669 | 0.01 | 0.01 | +0.00 | buy |
| Cutter & CO Brokerage, Inc. | 19,535 | 33,135 | +13,600 | 0.01 | 0.01 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 61,195 | 74,763 | +13,568 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA ADVISERS, LP | 811,371 | 823,871 | +12,500 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 10,986 | +10,986 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 102,651 | 113,560 | +10,909 | 0.00 | 0.00 | -0.00 | buy |
| ProShare Advisors LLC | 22,183 | 33,063 | +10,880 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,096,385 | 1,105,803 | +9,418 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 37,495 | 46,179 | +8,684 | 0.00 | 0.00 | -0.00 | buy |
| Quadcap Wealth Management, LLC | 0 | 7,000 | +7,000 | 0.00 | 0.00 | +0.00 | buy |
| Anfield Capital Management, LLC | 112,712 | 118,976 | +6,264 | 0.09 | 0.07 | -0.02 | buy |
| CITIGROUP INC | 85,983 | 91,014 | +5,031 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 63,676 | 68,226 | +4,550 | 0.00 | 0.00 | -0.00 | buy |
| King Wealth Management Group | 23,299 | 26,799 | +3,500 | 0.01 | 0.01 | -0.00 | buy |
| Sterling Capital Management LLC | 349 | 3,624 | +3,275 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 64,360 | 67,248 | +2,888 | 0.00 | 0.00 | -0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 13,138 | 15,777 | +2,639 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 175,786 | 177,681 | +1,895 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 275,946 | 277,344 | +1,398 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE TRADING, LLC | 11,465 | 12,330 | +865 | 0.00 | 0.00 | -0.00 | buy |
| SG Americas Securities, LLC | 70,917 | 71,623 | +706 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 72,055 | 72,690 | +635 | 0.00 | 0.00 | -0.00 | buy |
| Valeo Financial Advisors, LLC | 12,918 | 13,533 | +615 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 476 | +476 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 18,282 | 18,680 | +398 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 0 | 177 | +177 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 35 | +35 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 33 | +33 | 0.00 | 0.00 | +0.00 | buy |
| INGALLS & SNYDER LLC | 13,415 | 13,415 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 1,425 | 1,425 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 11,502 | 11,502 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EVERMAY WEALTH MANAGEMENT LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 8,507 | 8,507 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 198,550 | 198,550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 110 | 110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Counsel, Inc | 14,625 | 14,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 12,602 | 12,602 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEXPOINT ASSET MANAGEMENT, L.P. | 475,750 | 475,750 | 0 | 0.11 | 0.08 | -0.03 | hold |
| Zweig-DiMenna Associates LLC | 128,592 | 128,592 | 0 | 0.03 | 0.02 | -0.01 | hold |
| JW Asset Management, LLC | 2,292,418 | 2,292,418 | 0 | 2.06 | 1.67 | -0.39 | hold |
| Winch Advisory Services, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Moors & Cabot, Inc. | 10,750 | 10,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 26,550 | 26,550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Venturi Wealth Management, LLC | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rubric Capital Management LP | 26,713,503 | 26,713,503 | 0 | 0.87 | 0.74 | -0.13 | hold |
| Parallel Advisors, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CNB Bank | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 4,018 | 4,018 | 0 | 0.00 | 0.00 | -0.00 | hold |
| XML Financial, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Future Financial Wealth Managment LLC | 3,500 | 3,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gleason Group, Inc. | 6,670 | 6,670 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SYNOVUS FINANCIAL CORP | 31,847 | 31,847 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ACT Advisors, LLC. | 25,581 | 25,581 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Velan Capital Investment Management LP | 6,986,744 | 6,986,744 | 0 | 15.09 | 9.22 | -5.87 | hold |
| Eagle Bay Advisors LLC | 193 | 193 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JTC Employer Solutions Trustee Ltd | 6,500 | 6,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SJS Investment Consulting Inc. | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HB Wealth Management, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Family Office, LLC | 281 | 281 | 0 | 0.00 | 0.00 | -0.00 | hold |
| New England Capital Financial Advisors LLC | 475 | 475 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FRANKLIN RESOURCES INC | 23,026 | 23,026 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SEARLE & CO. | 86,250 | 86,250 | 0 | 0.04 | 0.04 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 1,280 | 1,280 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 10,432 | 10,432 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clearstead Advisors, LLC | 3,200 | 3,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 5,019 | 5,019 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 3,604 | 3,604 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 26,894 | 26,894 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 59,786 | 59,786 | 0 | 0.00 | 0.00 | -0.00 | hold |