| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 510,030 | 605,481 | +95,451 | 0.00 | 0.00 | -0.00 | buy |
| Tortoise Investment Management, LLC | 777,777 | 849,532 | +71,755 | 0.87 | 0.86 | -0.02 | buy |
| Hennion & Walsh Asset Management, Inc. | 253,552 | 296,497 | +42,945 | 0.12 | 0.13 | +0.01 | buy |
| Breakwater Capital Group | 92,389 | 119,063 | +26,674 | 0.22 | 0.25 | +0.03 | buy |
| NOMURA HOLDINGS INC | 0 | 17,020 | +17,020 | 0.00 | 0.00 | +0.00 | buy |
| TOWNSQUARE CAPITAL LLC | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 63,169 | 72,514 | +9,345 | 0.01 | 0.01 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 54,067 | 60,488 | +6,421 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 1,800 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 21,187 | 22,377 | +1,190 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 21,000 | 21,600 | +600 | 0.00 | 0.00 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Herold Advisors, Inc. | 28,512 | 28,573 | +61 | 0.07 | 0.06 | -0.01 | buy |
| CIM, LLC | 14,049 | 14,049 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Penbrook Management LLC | 213,727 | 213,727 | 0 | 1.19 | 1.10 | -0.09 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 265,120 | 265,120 | 0 | 0.11 | 0.11 | +0.00 | hold |
| Wealthspire Advisors, LLC | 25,500 | 25,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OSAIC HOLDINGS, INC. | 14,571 | 14,571 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avestar Capital, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Realta Investment Advisors | 28,127 | 28,127 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Spire Wealth Management | 519 | 519 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 29,908 | 29,908 | 0 | 0.23 | 0.18 | -0.05 | hold |
| Tyche Wealth Partners LLC | 11,393 | 11,393 | 0 | 0.02 | 0.02 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,425 | 11,425 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST MANHATTAN CO. LLC. | 197 | 197 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 2,388 | 2,388 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROYAL BANK OF CANADA | 28,383 | 27,958 | -425 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 33,636 | 33,107 | -529 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 50,799 | 49,985 | -814 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 31,768 | 30,429 | -1,339 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 374,136 | 372,649 | -1,487 | 0.02 | 0.02 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 52,273 | 40,648 | -11,625 | 0.04 | 0.03 | -0.01 | sell |
| JOHNSON INVESTMENT COUNSEL INC | 15,529 | 0 | -15,529 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 364,358 | 327,151 | -37,207 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 797,958 | 667,327 | -130,631 | 0.46 | 0.45 | -0.01 | sell |