| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 623,323 | 613,911 | -9,412 | 0.36 | 0.37 | +0.01 | sell |
| Tortoise Investment Management, LLC | 662,306 | 549,648 | -112,658 | 0.50 | 0.38 | -0.12 | sell |
| UBS Group AG | 538,911 | 532,308 | -6,603 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 412,635 | 422,805 | +10,170 | 0.12 | 0.12 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 414,328 | 367,059 | -47,269 | 0.03 | 0.02 | -0.00 | sell |
| MORGAN STANLEY | 272,853 | 253,448 | -19,405 | 0.00 | 0.00 | -0.00 | sell |
| Penbrook Management LLC | 213,727 | 213,727 | 0 | 1.26 | 1.35 | +0.09 | hold |
| LEIGH BALDWIN & CO., LLC | 116,732 | 119,818 | +3,086 | 0.66 | 0.65 | -0.01 | buy |
| Fiera Capital Corp | 204,509 | 115,084 | -89,425 | 0.01 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 117,848 | 85,789 | -32,059 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 69,416 | 84,233 | +14,817 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 75,138 | 79,981 | +4,843 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 66,525 | 66,796 | +271 | 0.00 | 0.00 | -0.00 | buy |
| Marshall & Sterling Wealth Advisors Inc. | 61,730 | 61,613 | -117 | 0.35 | 0.34 | -0.01 | sell |
| Summit Trail Advisors, LLC | 0 | 50,189 | +50,189 | 0.00 | 0.01 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 37,246 | 43,144 | +5,898 | 0.00 | 0.00 | +0.00 | buy |
| Breakwater Capital Group | 33,282 | 30,743 | -2,539 | 0.04 | 0.03 | -0.01 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 29,908 | 29,908 | 0 | 0.15 | 0.14 | -0.00 | hold |
| Janney Montgomery Scott LLC | 27,673 | 27,673 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Herold Advisors, Inc. | 26,320 | 27,389 | +1,069 | 0.05 | 0.05 | -0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 18,714 | +18,714 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 14,727 | 18,585 | +3,858 | 0.00 | 0.00 | +0.00 | buy |
| Realta Investment Advisors | 17,338 | 17,338 | 0 | 0.05 | 0.05 | +0.00 | hold |
| ROYAL BANK OF CANADA | 17,344 | 15,524 | -1,820 | 0.00 | 0.00 | -0.00 | sell |
| BCS Private Wealth Management, Inc. | 15,000 | 15,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| CIM, LLC | 14,049 | 14,049 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 12,626 | 12,526 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Prospera Financial Services Inc | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tyche Wealth Partners LLC | 11,393 | 11,393 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Avestar Capital, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Pacific Wealth Strategies Group, Inc. | 10,000 | 10,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 6,588 | 6,588 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 5,623 | 5,661 | +38 | 0.00 | 0.00 | -0.00 | buy |
| Grove Bank & Trust | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 2,388 | 2,388 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 0 | 1,700 | +1,700 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 519 | 519 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 13,195 | 0 | -13,195 | 0.00 | 0.00 | -0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 2,949 | 0 | -2,949 | 0.00 | 0.00 | -0.00 | sell |
| Elyxium Wealth, LLC | 3,059 | 0 | -3,059 | 0.01 | 0.00 | -0.01 | sell |
| BANK OF MONTREAL /CAN/ | 15,584 | 0 | -15,584 | 0.00 | 0.00 | -0.00 | sell |