Stock Transactions — NUVEEN N Y MUN VALUE FD

Total Bought
114,953
13 transactions
Total Sold
356,194
15 transactions
Net
-241,241
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Summit Trail Advisors, LLC050,189+50,1890.000.01+0.01buy
Kestra Advisory Services, LLC018,714+18,7140.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC69,41684,233+14,8170.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.412,635422,805+10,1700.120.12-0.00buy
STIFEL FINANCIAL CORP37,24643,144+5,8980.000.00+0.00buy
WELLS FARGO & COMPANY/MN75,13879,981+4,8430.000.00+0.00buy
Cetera Investment Advisers14,72718,585+3,8580.000.00+0.00buy
LEIGH BALDWIN & CO., LLC116,732119,818+3,0860.660.65-0.01buy
CoreCap Advisors, LLC01,700+1,7000.000.00+0.00buy
Herold Advisors, Inc.26,32027,389+1,0690.050.05-0.00buy
FNY Investment Advisers, LLC0300+3000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.66,52566,796+2710.000.00-0.00buy
Rockefeller Capital Management L.P.5,6235,661+380.000.00-0.00buy
Janney Montgomery Scott LLC27,67327,67300.000.00+0.00hold
CIM, LLC14,04914,04900.020.02+0.00hold
Penbrook Management LLC213,727213,72701.261.35+0.09hold
Prospera Financial Services Inc12,00012,00000.000.00-0.00hold
Grove Bank & Trust4,0004,00000.000.00-0.00hold
Avestar Capital, LLC10,00010,00000.010.01-0.00hold
Pacific Wealth Strategies Group, Inc.10,00010,00000.050.05+0.00hold
Realta Investment Advisors17,33817,33800.050.05+0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC6,5886,58800.000.00+0.00hold
Spire Wealth Management51951900.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.29,90829,90800.150.14-0.00hold
Tyche Wealth Partners LLC11,39311,39300.020.01-0.00hold
BCS Private Wealth Management, Inc.15,00015,00000.040.04-0.01hold
JONES FINANCIAL COMPANIES LLLP2,0002,00000.000.00-0.00hold
CITIGROUP INC2,3882,38800.000.00-0.00hold
Steward Partners Investment Advisory, LLC12,62612,526-1000.000.00-0.00sell
Marshall & Sterling Wealth Advisors Inc.61,73061,613-1170.350.34-0.01sell
ROYAL BANK OF CANADA17,34415,524-1,8200.000.00-0.00sell
Breakwater Capital Group33,28230,743-2,5390.040.03-0.01sell
FLAGSHIP HARBOR ADVISORS, LLC2,9490-2,9490.000.00-0.00sell
Elyxium Wealth, LLC3,0590-3,0590.010.00-0.01sell
UBS Group AG538,911532,308-6,6030.000.00-0.00sell
1607 Capital Partners, LLC623,323613,911-9,4120.360.37+0.01sell
Virtu Financial LLC13,1950-13,1950.000.00-0.00sell
BANK OF MONTREAL /CAN/15,5840-15,5840.000.00-0.00sell
MORGAN STANLEY272,853253,448-19,4050.000.00-0.00sell
OSAIC HOLDINGS, INC.117,84885,789-32,0590.000.00-0.00sell
GUGGENHEIM CAPITAL LLC414,328367,059-47,2690.030.02-0.00sell
Fiera Capital Corp204,509115,084-89,4250.010.00-0.00sell
Tortoise Investment Management, LLC662,306549,648-112,6580.500.38-0.12sell
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