Stock Transactions — NUVEEN N Y MUN VALUE FD

Total Bought
92,538
17 transactions
Total Sold
422,363
15 transactions
Net
-329,825
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
GUGGENHEIM CAPITAL LLC335,071367,343+32,2720.030.02-0.00buy
Hennion & Walsh Asset Management, Inc.186,808208,324+21,5160.070.07-0.00buy
MORGAN STANLEY271,292284,122+12,8300.000.00-0.00buy
Realta Investment Advisors10,12017,338+7,2180.040.06+0.02buy
LEIGH BALDWIN & CO., LLC107,592112,467+4,8750.720.60-0.12buy
WELLS FARGO & COMPANY/MN63,90968,653+4,7440.000.00-0.00buy
Elequin Capital, LP01,687+1,6870.000.00+0.00buy
CoreCap Advisors, LLC01,500+1,5000.000.00+0.00buy
Capital Analysts, LLC01,400+1,4000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.32,38833,660+1,2720.000.00-0.00buy
Steward Partners Investment Advisory, LLC22,97023,970+1,0000.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0890+8900.000.00+0.00buy
STIFEL FINANCIAL CORP47,55548,292+7370.000.00-0.00buy
LPL Financial LLC71,34471,659+3150.000.00-0.00buy
Kestra Advisory Services, LLC18,00018,130+1300.000.00+0.00buy
Herold Advisors, Inc.26,96727,072+1050.050.05-0.00buy
Opal Wealth Advisors, LLC4,3844,431+470.010.01-0.00buy
ROYAL BANK OF CANADA31,65831,65800.000.00-0.00hold
CIM, LLC14,04914,04900.020.02-0.00hold
Penbrook Management LLC213,727213,72701.331.30-0.03hold
Prospera Financial Services Inc12,00012,00000.000.00-0.00hold
Grove Bank & Trust4,0004,00000.000.00-0.00hold
Avestar Capital, LLC10,00010,00000.010.01-0.00hold
FNY Investment Advisers, LLC30030000.000.00-0.00hold
Pacific Wealth Strategies Group, Inc.10,00010,00000.060.05-0.01hold
Spire Wealth Management51951900.000.00+0.00hold
MELFA WEALTH MANAGEMENT, INC.29,90829,90800.170.15-0.01hold
Tyche Wealth Partners LLC11,39311,39300.020.02-0.00hold
CITIGROUP INC2,3882,38800.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP1000-1000.000.00-0.00sell
Janney Montgomery Scott LLC25,13523,635-1,5000.000.00-0.00sell
OSAIC HOLDINGS, INC.105,505100,254-5,2510.000.00-0.00sell
Breakwater Capital Group71,30665,761-5,5450.100.09-0.02sell
RAYMOND JAMES FINANCIAL INC46,41739,967-6,4500.000.00-0.00sell
XTX Topco Ltd10,4920-10,4920.000.00-0.00sell
TOWNSQUARE CAPITAL LLC12,5000-12,5000.000.00-0.00sell
Drucker Wealth 3.0, LLC12,5000-12,5000.020.00-0.02sell
1607 Capital Partners, LLC730,465716,944-13,5210.490.47-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.14,8600-14,8600.010.00-0.01sell
Marshall & Sterling Wealth Advisors Inc.76,02956,006-20,0230.430.31-0.12sell
RIVERNORTH CAPITAL MANAGEMENT, LLC251,888231,516-20,3720.110.10-0.01sell
UBS Group AG556,913527,107-29,8060.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC119,3740-119,3740.020.00-0.02sell
Tortoise Investment Management, LLC1,022,429872,360-150,0690.880.67-0.20sell
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