Stock TransactionsNUVEEN N Y MUN VALUE FD COM

Total Bought
140,302
10 transactions
Total Sold
147,749
7 transactions
Net
-7,447
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
LPL Financial LLC050,897+50,8970.000.00+0.00buy
UBS Group AG532,308565,802+33,4940.000.00-0.00buy
Arax Advisory Partners018,652+18,6520.000.00+0.00buy
OSAIC HOLDINGS, INC.85,78999,500+13,7110.000.00-0.00buy
Gladstone Institutional Advisory LLC010,674+10,6740.000.00+0.00buy
Herold Advisors, Inc.27,38932,495+5,1060.050.06+0.01buy
GUGGENHEIM CAPITAL LLC367,059370,877+3,8180.020.02-0.00buy
Cambridge Investment Research Advisors, Inc.66,79670,491+3,6950.000.00-0.00buy
Kestra Advisory Services, LLC18,71418,910+1960.000.00-0.00buy
Rockefeller Capital Management L.P.5,6615,720+590.000.00-0.00buy
ROYAL BANK OF CANADA15,52415,52400.000.00-0.00hold
Janney Montgomery Scott LLC27,67327,67300.000.00-0.00hold
CIM, LLC14,04914,04900.020.02-0.00hold
Penbrook Management LLC213,727213,72701.351.19-0.16hold
Prospera Financial Services Inc12,00012,00000.000.00-0.00hold
Grove Bank & Trust4,0004,00000.000.00-0.00hold
Avestar Capital, LLC10,00010,00000.010.01-0.00hold
Steward Partners Investment Advisory, LLC12,52612,52600.000.00+0.00hold
FNY Investment Advisers, LLC30030000.000.00-0.00hold
Pacific Wealth Strategies Group, Inc.10,00010,00000.050.05-0.00hold
Realta Investment Advisors17,33817,33800.050.05-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC6,5886,58800.000.00-0.00hold
Spire Wealth Management51951900.000.00-0.00hold
CoreCap Advisors, LLC1,7000-1,7000.000.00-0.00sell
Summit Trail Advisors, LLC50,18947,278-2,9110.010.01-0.00sell
Cetera Investment Advisers18,58515,572-3,0130.000.00-0.00sell
Fiera Capital Corp115,084109,052-6,0320.000.00+0.00sell
Hennion & Walsh Asset Management, Inc.422,805414,691-8,1140.120.10-0.02sell
Tortoise Investment Management, LLC549,648538,148-11,5000.380.35-0.03sell
1607 Capital Partners, LLC613,911499,432-114,4790.370.38+0.01sell
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