Stock Transactions — NUVEEN N Y MUN VALUE FD

Total Bought
151,626
12 transactions
Total Sold
331,622
18 transactions
Net
-179,996
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Hennion & Walsh Asset Management, Inc.208,324254,265+45,9410.070.08+0.01buy
GUGGENHEIM CAPITAL LLC367,343400,809+33,4660.020.02+0.00buy
RAYMOND JAMES FINANCIAL INC39,96768,416+28,4490.000.00+0.00buy
Cetera Investment Advisers013,815+13,8150.000.00+0.00buy
Prospera Financial Services Inc12,00018,500+6,5000.000.00+0.00buy
Rockefeller Capital Management L.P.05,545+5,5450.000.00+0.00buy
ROYAL BANK OF CANADA31,65836,478+4,8200.000.00+0.00buy
Janney Montgomery Scott LLC23,63527,673+4,0380.000.00+0.00buy
OSAIC HOLDINGS, INC.100,254103,354+3,1000.000.00-0.00buy
Marshall & Sterling Wealth Advisors Inc.56,00658,798+2,7920.310.31+0.00buy
JONES FINANCIAL COMPANIES LLLP02,000+2,0000.000.00+0.00buy
WELLS FARGO & COMPANY/MN68,65369,813+1,1600.000.00-0.00buy
CIM, LLC14,04914,04900.020.02-0.00hold
Penbrook Management LLC213,727213,72701.301.23-0.07hold
Grove Bank & Trust4,0004,00000.000.00-0.00hold
Avestar Capital, LLC10,00010,00000.010.01-0.00hold
FNY Investment Advisers, LLC30030000.000.00-0.00hold
Pacific Wealth Strategies Group, Inc.10,00010,00000.050.05-0.00hold
Realta Investment Advisors17,33817,33800.060.05-0.01hold
Spire Wealth Management51951900.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.29,90829,90800.150.14-0.01hold
Tyche Wealth Partners LLC11,39311,39300.020.02-0.00hold
BCS Private Wealth Management, Inc.15,00015,00000.050.04-0.00hold
CITIGROUP INC2,3882,38800.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO8900-8900.000.00-0.00sell
Capital Analysts, LLC1,4000-1,4000.000.00-0.00sell
CoreCap Advisors, LLC1,5000-1,5000.000.00-0.00sell
Elequin Capital, LP1,6870-1,6870.000.00-0.00sell
Herold Advisors, Inc.27,07224,680-2,3920.050.05+0.00sell
LEIGH BALDWIN & CO., LLC112,467109,571-2,8960.600.41-0.19sell
MORGAN STANLEY284,122280,796-3,3260.000.00-0.00sell
STIFEL FINANCIAL CORP48,29243,944-4,3480.000.00-0.00sell
Opal Wealth Advisors, LLC4,4310-4,4310.010.00-0.01sell
Cambridge Investment Research Advisors, Inc.33,66026,807-6,8530.000.00-0.00sell
UBS Group AG527,107518,562-8,5450.000.00-0.00sell
LPL Financial LLC71,65962,274-9,3850.000.00-0.00sell
Steward Partners Investment Advisory, LLC23,97011,970-12,0000.000.00-0.00sell
Kestra Advisory Services, LLC18,1300-18,1300.000.00-0.00sell
Breakwater Capital Group65,76131,274-34,4870.090.04-0.05sell
1607 Capital Partners, LLC716,944682,206-34,7380.470.42-0.05sell
Tortoise Investment Management, LLC872,360804,281-68,0790.670.59-0.08sell
RIVERNORTH CAPITAL MANAGEMENT, LLC231,516114,981-116,5350.100.05-0.05sell
Page 1 of 1