| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | 872,360 | 804,281 | -68,079 | 0.67 | 0.59 | -0.08 | sell |
| 1607 Capital Partners, LLC | 716,944 | 682,206 | -34,738 | 0.47 | 0.42 | -0.05 | sell |
| UBS Group AG | 527,107 | 518,562 | -8,545 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 367,343 | 400,809 | +33,466 | 0.02 | 0.02 | +0.00 | buy |
| MORGAN STANLEY | 284,122 | 280,796 | -3,326 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 208,324 | 254,265 | +45,941 | 0.07 | 0.08 | +0.01 | buy |
| Penbrook Management LLC | 213,727 | 213,727 | 0 | 1.30 | 1.23 | -0.07 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 231,516 | 114,981 | -116,535 | 0.10 | 0.05 | -0.05 | sell |
| LEIGH BALDWIN & CO., LLC | 112,467 | 109,571 | -2,896 | 0.60 | 0.41 | -0.19 | sell |
| OSAIC HOLDINGS, INC. | 100,254 | 103,354 | +3,100 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 68,653 | 69,813 | +1,160 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 39,967 | 68,416 | +28,449 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 71,659 | 62,274 | -9,385 | 0.00 | 0.00 | -0.00 | sell |
| Marshall & Sterling Wealth Advisors Inc. | 56,006 | 58,798 | +2,792 | 0.31 | 0.31 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 48,292 | 43,944 | -4,348 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 31,658 | 36,478 | +4,820 | 0.00 | 0.00 | +0.00 | buy |
| Breakwater Capital Group | 65,761 | 31,274 | -34,487 | 0.09 | 0.04 | -0.05 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 29,908 | 29,908 | 0 | 0.15 | 0.14 | -0.01 | hold |
| Janney Montgomery Scott LLC | 23,635 | 27,673 | +4,038 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 33,660 | 26,807 | -6,853 | 0.00 | 0.00 | -0.00 | sell |
| Herold Advisors, Inc. | 27,072 | 24,680 | -2,392 | 0.05 | 0.05 | +0.00 | sell |
| Prospera Financial Services Inc | 12,000 | 18,500 | +6,500 | 0.00 | 0.00 | +0.00 | buy |
| Realta Investment Advisors | 17,338 | 17,338 | 0 | 0.06 | 0.05 | -0.01 | hold |
| BCS Private Wealth Management, Inc. | 15,000 | 15,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| CIM, LLC | 14,049 | 14,049 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Cetera Investment Advisers | 0 | 13,815 | +13,815 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 23,970 | 11,970 | -12,000 | 0.00 | 0.00 | -0.00 | sell |
| Tyche Wealth Partners LLC | 11,393 | 11,393 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Avestar Capital, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Pacific Wealth Strategies Group, Inc. | 10,000 | 10,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 0 | 5,545 | +5,545 | 0.00 | 0.00 | +0.00 | buy |
| Grove Bank & Trust | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 2,388 | 2,388 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 519 | 519 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 890 | 0 | -890 | 0.00 | 0.00 | -0.00 | sell |
| Capital Analysts, LLC | 1,400 | 0 | -1,400 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 1,687 | 0 | -1,687 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 18,130 | 0 | -18,130 | 0.00 | 0.00 | -0.00 | sell |
| Opal Wealth Advisors, LLC | 4,431 | 0 | -4,431 | 0.01 | 0.00 | -0.01 | sell |
| CoreCap Advisors, LLC | 1,500 | 0 | -1,500 | 0.00 | 0.00 | -0.00 | sell |