Stock Transactions — NUVEEN N Y MUN VALUE FD

Total Bought
429,859
15 transactions
Total Sold
244,306
13 transactions
Net
+185,553
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Tortoise Investment Management, LLC896,9861,015,670+118,6840.810.86+0.06buy
Logan Stone Capital, LLC095,116+95,1160.000.26+0.26buy
WOLVERINE ASSET MANAGEMENT LLC99,656167,757+68,1010.020.02+0.01buy
1607 Capital Partners, LLC663,627705,978+42,3510.520.46-0.07buy
HRT FINANCIAL LP026,357+26,3570.000.00+0.00buy
NOMURA HOLDINGS INC024,409+24,4090.000.00+0.00buy
GUGGENHEIM CAPITAL LLC317,866337,840+19,9740.020.02+0.00buy
Prospera Financial Services Inc012,000+12,0000.000.00+0.00buy
Pacific Wealth Strategies Group, Inc.010,000+10,0000.000.06+0.06buy
OSAIC HOLDINGS, INC.25,42131,147+5,7260.000.00+0.00buy
ROYAL BANK OF CANADA28,65831,658+3,0000.000.00+0.00buy
WELLS FARGO & COMPANY/MN62,93764,720+1,7830.000.00-0.00buy
STIFEL FINANCIAL CORP37,27238,712+1,4400.000.00-0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.16,46417,198+7340.010.01+0.00buy
JONES FINANCIAL COMPANIES LLLP100284+1840.000.00+0.00buy
CIM, LLC14,04914,04900.020.02-0.00hold
Penbrook Management LLC213,727213,72701.201.17-0.02hold
RIVERNORTH CAPITAL MANAGEMENT, LLC264,220264,22000.110.10-0.01hold
Avestar Capital, LLC10,00010,00000.010.01-0.00hold
TOWNSQUARE CAPITAL LLC12,50012,50000.000.00-0.00hold
Realta Investment Advisors10,12010,12000.040.03-0.01hold
Spire Wealth Management51951900.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.29,90829,90800.170.16-0.01hold
Tyche Wealth Partners LLC11,39311,39300.020.02-0.00hold
Drucker Wealth 3.0, LLC12,50012,50000.030.02-0.00hold
CITIGROUP INC2,3882,38800.000.00-0.00hold
FNY Investment Advisers, LLC3000-3000.000.00-0.00sell
Janney Montgomery Scott LLC26,71225,763-9490.000.00-0.00sell
Steward Partners Investment Advisory, LLC23,15021,000-2,1500.000.00-0.00sell
Herold Advisors, Inc.31,76329,398-2,3650.060.05-0.01sell
Breakwater Capital Group79,36276,715-2,6470.140.12-0.01sell
LPL Financial LLC53,88849,598-4,2900.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.42,94032,512-10,4280.000.00-0.00sell
Everstar Asset Management, LLC12,0000-12,0000.070.00-0.07sell
MORGAN STANLEY297,372276,069-21,3030.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC24,4610-24,4610.010.00-0.01sell
BANK OF AMERICA CORP /DE/46,6750-46,6750.000.00-0.00sell
UBS Group AG617,648569,039-48,6090.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.283,266215,137-68,1290.110.08-0.04sell
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