| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | 804,281 | 662,306 | -141,975 | 0.59 | 0.50 | -0.09 | sell |
| 1607 Capital Partners, LLC | 682,206 | 623,323 | -58,883 | 0.42 | 0.36 | -0.06 | sell |
| UBS Group AG | 518,562 | 538,911 | +20,349 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 400,809 | 414,328 | +13,519 | 0.02 | 0.03 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 254,265 | 412,635 | +158,370 | 0.08 | 0.12 | +0.05 | buy |
| MORGAN STANLEY | 280,796 | 272,853 | -7,943 | 0.00 | 0.00 | -0.00 | sell |
| Penbrook Management LLC | 213,727 | 213,727 | 0 | 1.23 | 1.26 | +0.03 | hold |
| Fiera Capital Corp | 0 | 204,509 | +204,509 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 103,354 | 117,848 | +14,494 | 0.00 | 0.00 | +0.00 | buy |
| LEIGH BALDWIN & CO., LLC | 109,571 | 116,732 | +7,161 | 0.41 | 0.66 | +0.25 | buy |
| WELLS FARGO & COMPANY/MN | 69,813 | 75,138 | +5,325 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 68,416 | 69,416 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 26,807 | 66,525 | +39,718 | 0.00 | 0.00 | +0.00 | buy |
| Marshall & Sterling Wealth Advisors Inc. | 58,798 | 61,730 | +2,932 | 0.31 | 0.35 | +0.04 | buy |
| STIFEL FINANCIAL CORP | 43,944 | 37,246 | -6,698 | 0.00 | 0.00 | -0.00 | sell |
| Breakwater Capital Group | 31,274 | 33,282 | +2,008 | 0.04 | 0.04 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 29,908 | 29,908 | 0 | 0.14 | 0.15 | +0.00 | hold |
| Janney Montgomery Scott LLC | 27,673 | 27,673 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Herold Advisors, Inc. | 24,680 | 26,320 | +1,640 | 0.05 | 0.05 | +0.00 | buy |
| ROYAL BANK OF CANADA | 36,478 | 17,344 | -19,134 | 0.00 | 0.00 | -0.00 | sell |
| Realta Investment Advisors | 17,338 | 17,338 | 0 | 0.05 | 0.05 | +0.00 | hold |
| BANK OF MONTREAL /CAN/ | 0 | 15,584 | +15,584 | 0.00 | 0.00 | +0.00 | buy |
| BCS Private Wealth Management, Inc. | 15,000 | 15,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Cetera Investment Advisers | 13,815 | 14,727 | +912 | 0.00 | 0.00 | +0.00 | buy |
| CIM, LLC | 14,049 | 14,049 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Virtu Financial LLC | 0 | 13,195 | +13,195 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 11,970 | 12,626 | +656 | 0.00 | 0.00 | +0.00 | buy |
| Prospera Financial Services Inc | 18,500 | 12,000 | -6,500 | 0.00 | 0.00 | -0.00 | sell |
| Tyche Wealth Partners LLC | 11,393 | 11,393 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Avestar Capital, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Pacific Wealth Strategies Group, Inc. | 10,000 | 10,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 6,588 | +6,588 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 5,545 | 5,623 | +78 | 0.00 | 0.00 | -0.00 | buy |
| Grove Bank & Trust | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Elyxium Wealth, LLC | 0 | 3,059 | +3,059 | 0.00 | 0.01 | +0.01 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 0 | 2,949 | +2,949 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 2,388 | 2,388 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 519 | 519 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LPL Financial LLC | 62,274 | 0 | -62,274 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 114,981 | 0 | -114,981 | 0.05 | 0.00 | -0.05 | sell |
| FNY Investment Advisers, LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |