Stock Transactions — NUVEEN CALIFORNIA MUNI VLU F

Total Bought
389,173
23 transactions
Total Sold
450,352
13 transactions
Net
-61,179
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Atlas Private Wealth Advisors32,732100,988+68,2560.040.11+0.07buy
GUGGENHEIM CAPITAL LLC643,844711,069+67,2250.050.05-0.00buy
MORGAN STANLEY1,727,7631,794,232+66,4690.000.00-0.00buy
Hennion & Walsh Asset Management, Inc.223,042259,502+36,4600.090.09+0.01buy
Arax Advisory Partners025,011+25,0110.000.01+0.01buy
Advisors Asset Management, Inc.638,123658,926+20,8030.100.10-0.00buy
JONES FINANCIAL COMPANIES LLLP27,80545,131+17,3260.000.00+0.00buy
Investor's Fiduciary Advisor Network, LLC013,176+13,1760.000.04+0.04buy
COMMONWEALTH EQUITY SERVICES, LLC012,800+12,8000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC126,696138,046+11,3500.000.00-0.00buy
Mutual Advisors, LLC27,85039,150+11,3000.010.01+0.00buy
IEQ CAPITAL, LLC010,604+10,6040.000.00+0.00buy
PFG Investments, LLC010,034+10,0340.000.01+0.01buy
D.A. DAVIDSON & CO.19,25626,966+7,7100.000.00+0.00buy
ROYAL BANK OF CANADA144,263150,373+6,1100.000.00-0.00buy
WFA of San Diego, LLC01,500+1,5000.000.01+0.01buy
Steward Partners Investment Advisory, LLC15,00016,200+1,2000.000.00-0.00buy
OSAIC HOLDINGS, INC.18,17719,177+1,0000.000.00-0.00buy
WEDBUSH SECURITIES INC26,96427,464+5000.010.01-0.00buy
SWEENEY & MICHEL, LLC75,98776,124+1370.280.23-0.05buy
Janney Montgomery Scott LLC26,92527,047+1220.000.00-0.00buy
RB Capital Management, LLC12,73112,781+500.030.03-0.00buy
Capital Analysts, LLC2,9042,934+300.000.00-0.00buy
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC17,00017,00000.010.01-0.00hold
MAI Capital Management24,30024,30000.000.00-0.00hold
HighTower Advisors, LLC24,00024,00000.000.00-0.00hold
NWAM LLC20,95520,95500.020.01-0.01hold
Watts Gwilliam & Co., LLC11,70011,70000.020.02-0.01hold
Parallel Advisors, LLC4,6554,65500.000.00-0.00hold
CANTOR FITZGERALD INVESTMENT ADVISORS L.P.11,77211,77200.010.01-0.00hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
GARRISON POINT ADVISORS, LLC10,00010,00000.040.04-0.00hold
Sterling Group Wealth Management, LLC53,99353,99300.250.26+0.01hold
Allspring Global Investments Holdings, LLC134,526134,52600.000.00-0.00hold
REGATTA CAPITAL GROUP, LLC136,682136,68200.230.20-0.03hold
Corient Private Wealth LLC10,90110,90100.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.81,10181,10100.470.44-0.03hold
Farther Finance Advisors, LLC12,78612,78600.000.00-0.00hold
DKM Wealth Management, Inc.18,00018,00000.150.13-0.02hold
US BANCORP \DE\25,86725,86700.000.00-0.00hold
FIRST MANHATTAN CO. LLC.13,62113,62100.000.00-0.00hold
JAMES INVESTMENT RESEARCH, INC.10,23010,23000.010.01-0.00hold
COMERICA BANK7,1107,11000.000.00-0.00hold
Allworth Financial LP10,0007,500-2,5000.000.00-0.00sell
Creative Planning23,58020,712-2,8680.000.00-0.00sell
Cetera Investment Advisers38,53035,621-2,9090.000.00-0.00sell
LPL Financial LLC294,124288,325-5,7990.000.00-0.00sell
Tortoise Investment Management, LLC26,60813,473-13,1350.020.01-0.01sell
FIRST FOUNDATION ADVISORS234,392217,202-17,1900.080.07-0.01sell
BANK OF AMERICA CORP /DE/138,628118,984-19,6440.000.00-0.00sell
WELLS FARGO & COMPANY/MN335,211305,948-29,2630.000.00-0.00sell
UBS Group AG1,178,8601,143,697-35,1630.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.42,9140-42,9140.030.00-0.03sell
1607 Capital Partners, LLC379,495335,648-43,8470.260.24-0.03sell
Logan Stone Capital, LLC92,5780-92,5780.370.00-0.37sell
WOLVERINE ASSET MANAGEMENT LLC142,5420-142,5420.020.00-0.02sell
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