Stock Transactions — NUVEEN CALIFORNIA MUNI VLU F

Total Bought
449,810
23 transactions
Total Sold
262,894
11 transactions
Net
+186,916
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG1,143,6971,291,449+147,7520.000.00+0.00buy
Advisors Asset Management, Inc.658,926764,596+105,6700.100.12+0.01buy
Arlington Financial Advisors, LLC040,000+40,0000.000.05+0.05buy
Hennion & Walsh Asset Management, Inc.259,502298,195+38,6930.090.10+0.01buy
Gerber Kawasaki Wealth & Investment Management020,500+20,5000.000.01+0.01buy
OSAIC HOLDINGS, INC.19,17738,816+19,6390.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP45,13163,962+18,8310.000.00+0.00buy
MORGAN STANLEY1,794,2321,812,756+18,5240.000.00-0.00buy
SUMMITRY LLC012,500+12,5000.000.00+0.00buy
WEDBUSH SECURITIES INC27,46433,764+6,3000.010.01+0.00buy
Cetera Investment Advisers35,62140,819+5,1980.000.00-0.00buy
Advisory Services Network, LLC03,727+3,7270.000.00+0.00buy
LPL Financial LLC288,325291,521+3,1960.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC138,046141,178+3,1320.000.00-0.00buy
HighTower Advisors, LLC24,00026,400+2,4000.000.00+0.00buy
IEQ CAPITAL, LLC10,60412,610+2,0060.000.00-0.00buy
D.A. DAVIDSON & CO.26,96627,697+7310.000.00-0.00buy
Steward Partners Investment Advisory, LLC16,20016,606+4060.000.00-0.00buy
Mutual Advisors, LLC39,15039,342+1920.010.01-0.00buy
SWEENEY & MICHEL, LLC76,12476,262+1380.230.23-0.01buy
Janney Montgomery Scott LLC27,04727,170+1230.000.00-0.00buy
PFG Investments, LLC10,03410,137+1030.010.00-0.00buy
RB Capital Management, LLC12,78112,830+490.030.02-0.00buy
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC17,00017,00000.010.01-0.00hold
MAI Capital Management24,30024,30000.000.00-0.00hold
Creative Planning20,71220,71200.000.00-0.00hold
Allworth Financial LP7,5007,50000.000.00-0.00hold
Arax Advisory Partners25,01125,01100.010.00-0.01hold
NWAM LLC20,95520,95500.010.01-0.00hold
Watts Gwilliam & Co., LLC11,70011,70000.020.02+0.00hold
Parallel Advisors, LLC4,6554,65500.000.00-0.00hold
CANTOR FITZGERALD INVESTMENT ADVISORS L.P.11,77211,77200.010.01-0.00hold
FNY Investment Advisers, LLC50050000.000.00-0.00hold
GARRISON POINT ADVISORS, LLC10,00010,00000.040.04-0.00hold
WFA of San Diego, LLC1,5001,50000.010.01-0.00hold
Sterling Group Wealth Management, LLC53,99353,99300.260.24-0.02hold
REGATTA CAPITAL GROUP, LLC136,682136,68200.200.19-0.01hold
Corient Private Wealth LLC10,90110,90100.000.00+0.00hold
MELFA WEALTH MANAGEMENT, INC.81,10181,10100.440.42-0.02hold
Farther Finance Advisors, LLC12,78612,78600.000.00-0.00hold
Investor's Fiduciary Advisor Network, LLC13,17613,17600.040.04-0.00hold
DKM Wealth Management, Inc.18,00018,00000.130.13-0.01hold
US BANCORP \DE\25,86725,86700.000.00-0.00hold
FIRST MANHATTAN CO. LLC.13,62113,62100.000.00-0.00hold
JAMES INVESTMENT RESEARCH, INC.10,23010,23000.010.01-0.00hold
COMERICA BANK7,1107,11000.000.00-0.00hold
WELLS FARGO & COMPANY/MN305,948305,686-2620.000.00-0.00sell
GUGGENHEIM CAPITAL LLC711,069710,499-5700.050.05-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC12,80011,330-1,4700.000.00-0.00sell
Capital Analysts, LLC2,9340-2,9340.000.00-0.00sell
Tortoise Investment Management, LLC13,4733,830-9,6430.010.00-0.01sell
ROYAL BANK OF CANADA150,373140,325-10,0480.000.00-0.00sell
Atlas Private Wealth Advisors100,98879,783-21,2050.110.17+0.06sell
BANK OF AMERICA CORP /DE/118,98495,980-23,0040.000.00-0.00sell
Allspring Global Investments Holdings, LLC134,52678,905-55,6210.000.00-0.00sell
FIRST FOUNDATION ADVISORS217,202159,193-58,0090.070.05-0.02sell
1607 Capital Partners, LLC335,648255,520-80,1280.240.17-0.06sell
Page 1 of 1