| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 1,130,496 | 1,305,928 | +175,432 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 572,591 | 637,638 | +65,047 | 0.04 | 0.04 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 52,752 | +52,752 | 0.00 | 0.04 | +0.04 | buy |
| Virtu Financial LLC | 0 | 32,391 | +32,391 | 0.00 | 0.02 | +0.02 | buy |
| US BANCORP \DE\ | 500 | 26,367 | +25,867 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 22,650 | +22,650 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 343,363 | 364,072 | +20,709 | 0.18 | 0.19 | +0.01 | buy |
| MGO ONE SEVEN LLC | 0 | 18,136 | +18,136 | 0.00 | 0.01 | +0.01 | buy |
| Miracle Mile Advisors, LLC | 0 | 17,000 | +17,000 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 0 | 14,204 | +14,204 | 0.00 | 0.00 | +0.00 | buy |
| Fortress Wealth Management, Inc. | 35,586 | 49,721 | +14,135 | 0.19 | 0.24 | +0.05 | buy |
| Mariner, LLC | 0 | 13,334 | +13,334 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 0 | 11,500 | +11,500 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 162,993 | 167,954 | +4,961 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 107,430 | 112,264 | +4,834 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 3,727 | +3,727 | 0.00 | 0.00 | +0.00 | buy |
| Scarborough Advisors, LLC | 0 | 2,250 | +2,250 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 180,599 | 182,545 | +1,946 | 0.00 | 0.00 | -0.00 | buy |
| IEQ CAPITAL, LLC | 15,000 | 16,000 | +1,000 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 18,462 | 19,389 | +927 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 23,855 | 24,780 | +925 | 0.00 | 0.00 | -0.00 | buy |
| FIRST FOUNDATION ADVISORS | 207,332 | 208,177 | +845 | 0.08 | 0.08 | +0.01 | buy |
| Mutual Advisors, LLC | 14,289 | 14,383 | +94 | 0.00 | 0.00 | -0.00 | buy |
| Capital Analysts, LLC | 2,735 | 2,773 | +38 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 2,300 | 2,316 | +16 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 16,054 | 16,054 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 2,860 | 2,860 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 10,405 | 10,405 | 0 | 0.00 | 0.00 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 28,395 | 28,395 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Creative Planning | 17,458 | 17,458 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cerity Partners LLC | 13,818 | 13,818 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Perigon Wealth Management, LLC | 10,560 | 10,560 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 4,655 | 4,655 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GARRISON POINT ADVISORS, LLC | 16,697 | 16,697 | 0 | 0.11 | 0.11 | -0.00 | hold |
| Realta Investment Advisors | 10,562 | 10,562 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hexagon Capital Partners LLC | 3,637 | 3,637 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Sterling Group Wealth Management, LLC | 53,993 | 53,993 | 0 | 0.42 | 0.38 | -0.04 | hold |
| REGATTA CAPITAL GROUP, LLC | 136,682 | 136,682 | 0 | 0.36 | 0.32 | -0.03 | hold |
| CALDWELL SUTTER CAPITAL, INC. | 1,100 | 1,100 | 0 | 0.00 | 0.01 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 82,997 | 82,869 | -128 | 0.74 | 0.70 | -0.04 | sell |
| COMERICA BANK | 2,201 | 1,918 | -283 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| RB Capital Management, LLC | 15,328 | 13,932 | -1,396 | 0.04 | 0.04 | -0.00 | sell |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,884 | 0 | -1,884 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 52,728 | 49,969 | -2,759 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 18,396 | 15,597 | -2,799 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 538,181 | 532,830 | -5,351 | 0.10 | 0.10 | +0.00 | sell |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC | 32,000 | 24,400 | -7,600 | 0.02 | 0.01 | -0.01 | sell |
| D.A. DAVIDSON & CO. | 37,916 | 27,578 | -10,338 | 0.00 | 0.00 | -0.00 | sell |
| HCR Wealth Advisors | 11,070 | 0 | -11,070 | 0.02 | 0.00 | -0.02 | sell |
| Mission Creek Capital Partners, Inc. | 25,000 | 12,500 | -12,500 | 0.07 | 0.03 | -0.04 | sell |
| Tortoise Investment Management, LLC | 123,591 | 105,245 | -18,346 | 0.15 | 0.13 | -0.02 | sell |
| 1607 Capital Partners, LLC | 649,425 | 620,973 | -28,452 | 0.40 | 0.39 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 552,514 | 520,462 | -32,052 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 1,025,429 | 982,058 | -43,371 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 46,818 | 918 | -45,900 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 425,712 | 205,914 | -219,798 | 0.18 | 0.09 | -0.09 | sell |