Stock Transactions — NUVEEN CALIFORNIA MUNI VLU F

Total Bought
967,844
25 transactions
Total Sold
457,446
23 transactions
Net
+510,398
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
RIVERNORTH CAPITAL MANAGEMENT, LLC0251,339+251,3390.000.10+0.10buy
Logan Stone Capital, LLC0170,598+170,5980.000.48+0.48buy
Allspring Global Investments Holdings, LLC0134,526+134,5260.000.00+0.00buy
Atria Wealth Solutions, Inc.063,098+63,0980.000.01+0.01buy
1607 Capital Partners, LLC304,786364,971+60,1850.250.25-0.01buy
READYSTATE ASSET MANAGEMENT LP056,459+56,4590.000.02+0.02buy
BANK OF AMERICA CORP /DE/121,435163,651+42,2160.000.00+0.00buy
NOMURA HOLDINGS INC040,500+40,5000.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC54,85380,597+25,7440.010.01+0.00buy
MAI Capital Management025,000+25,0000.000.00+0.00buy
CITADEL ADVISORS LLC023,450+23,4500.000.00+0.00buy
UBS Group AG1,158,9661,174,928+15,9620.000.00-0.00buy
HRT FINANCIAL LP015,287+15,2870.000.00+0.00buy
Creative Planning17,45829,469+12,0110.000.00+0.00buy
Janney Montgomery Scott LLC21,69129,688+7,9970.000.00+0.00buy
Van Hulzen Asset Management, LLC04,634+4,6340.000.00+0.00buy
Elequin Capital, LP04,619+4,6190.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP13,95717,855+3,8980.000.00+0.00buy
WEDBUSH SECURITIES INC21,95425,764+3,8100.010.01+0.00buy
HighTower Advisors, LLC17,50020,000+2,5000.000.00+0.00buy
Mutual Advisors, LLC16,65618,752+2,0960.000.00+0.00buy
Cetera Investment Advisers34,76436,566+1,8020.000.00-0.00buy
RB Capital Management, LLC14,11214,173+610.030.03-0.00buy
Capital Analysts, LLC2,8472,885+380.000.00-0.00buy
OSAIC HOLDINGS, INC.7,5287,542+140.000.00-0.00buy
D.A. DAVIDSON & CO.19,25619,25600.000.00-0.00hold
FIRST FOUNDATION ADVISORS236,087236,08700.080.08-0.01hold
Allworth Financial LP10,00010,00000.000.00-0.00hold
NWAM LLC20,95520,95500.010.01-0.00hold
Watts Gwilliam & Co., LLC10,70010,70000.020.02-0.00hold
Parallel Advisors, LLC4,6554,65500.000.00-0.00hold
CANTOR FITZGERALD INVESTMENT ADVISORS L.P.11,77211,77200.010.01-0.00hold
Steward Partners Investment Advisory, LLC13,00013,00000.000.00-0.00hold
GARRISON POINT ADVISORS, LLC10,00010,00000.060.04-0.02hold
IEQ CAPITAL, LLC15,00015,00000.000.00-0.00hold
Sterling Group Wealth Management, LLC53,99353,99300.260.24-0.02hold
REGATTA CAPITAL GROUP, LLC136,682136,68200.240.22-0.02hold
Corient Private Wealth LLC10,90110,90100.000.00-0.00hold
Farther Finance Advisors, LLC12,78612,78600.000.00-0.00hold
Caitlin John, LLC90090000.010.01+0.00hold
US BANCORP \DE\25,86725,86700.000.00-0.00hold
JAMES INVESTMENT RESEARCH, INC.10,23010,23000.010.01-0.00hold
Bank of New York Mellon Corp10,20510,071-1340.000.00-0.00sell
FNY Investment Advisers, LLC5000-5000.000.00-0.00sell
MELFA WEALTH MANAGEMENT, INC.81,66681,101-5650.490.46-0.03sell
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC19,00017,000-2,0000.010.01-0.00sell
IFP Advisors, Inc2,3700-2,3700.000.00-0.00sell
Tortoise Investment Management, LLC36,73834,063-2,6750.040.03-0.00sell
HOLLENCREST CAPITAL MANAGEMENT2,8600-2,8600.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.27,06923,999-3,0700.030.02-0.00sell
Advisors Asset Management, Inc.585,102580,459-4,6430.100.09-0.01sell
Perigon Wealth Management, LLC10,5600-10,5600.000.00-0.00sell
WELLS FARGO & COMPANY/MN385,249372,020-13,2290.000.00-0.00sell
Cerity Partners LLC13,8180-13,8180.000.00-0.00sell
ROYAL BANK OF CANADA156,182138,191-17,9910.000.00-0.00sell
MGO ONE SEVEN LLC18,1360-18,1360.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC19,1380-19,1380.000.00-0.00sell
WEALTHGARDEN F.S. LLC20,9550-20,9550.020.00-0.02sell
Hennion & Walsh Asset Management, Inc.259,533236,331-23,2020.110.09-0.02sell
MISSION WEALTH MANAGEMENT, LP24,0000-24,0000.010.00-0.01sell
Miracle Mile Advisors, LLC27,0000-27,0000.010.00-0.01sell
MORGAN STANLEY1,655,4041,623,927-31,4770.000.00-0.00sell
LPL Financial LLC238,190202,034-36,1560.000.00-0.00sell
Fortress Wealth Management, Inc.51,1600-51,1600.230.00-0.23sell
GUGGENHEIM CAPITAL LLC751,968620,161-131,8070.050.04-0.01sell
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