| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 1,488,106 | 2,369,240 | +881,134 | 0.04 | 0.06 | +0.02 | buy |
| Verition Fund Management LLC | 0 | 683,735 | +683,735 | 0.00 | 0.02 | +0.02 | buy |
| Advisors Asset Management, Inc. | 239,979 | 690,872 | +450,893 | 0.03 | 0.08 | +0.05 | buy |
| WHITEBOX ADVISORS LLC | 0 | 267,300 | +267,300 | 0.00 | 0.05 | +0.05 | buy |
| SIT INVESTMENT ASSOCIATES INC | 313,643 | 540,651 | +227,008 | 0.04 | 0.08 | +0.03 | buy |
| Saba Capital Management, L.P. | 4,932,793 | 5,114,769 | +181,976 | 0.75 | 0.86 | +0.11 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 234,188 | 340,306 | +106,118 | 0.14 | 0.22 | +0.08 | buy |
| Corient Private Wealth LLC | 15,773 | 111,806 | +96,033 | 0.00 | 0.00 | +0.00 | buy |
| CAPSTONE INVESTMENT ADVISORS, LLC | 287,487 | 379,865 | +92,378 | 0.02 | 0.02 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 1,465,414 | 1,549,422 | +84,008 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 263,400 | 313,400 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 106,854 | 145,014 | +38,160 | 0.14 | 0.29 | +0.15 | buy |
| RAYMOND JAMES FINANCIAL INC | 152,250 | 186,697 | +34,447 | 0.00 | 0.00 | +0.00 | buy |
| Merit Financial Group, LLC | 0 | 26,133 | +26,133 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 49,145 | 71,290 | +22,145 | 0.10 | 0.15 | +0.05 | buy |
| LPL Financial LLC | 111,805 | 132,879 | +21,074 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 196,515 | 213,667 | +17,152 | 0.02 | 0.02 | +0.00 | buy |
| Virtu Financial LLC | 18,563 | 35,267 | +16,704 | 0.01 | 0.01 | +0.01 | buy |
| Creative Planning | 43,165 | 58,942 | +15,777 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 18,389 | 32,493 | +14,104 | 0.00 | 0.01 | +0.00 | buy |
| Confluence Wealth Services, Inc. | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 0 | 11,593 | +11,593 | 0.00 | 0.00 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 0 | 10,694 | +10,694 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 187,425 | 193,616 | +6,191 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 6,062 | +6,062 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 31,952 | 36,675 | +4,723 | 0.15 | 0.18 | +0.03 | buy |
| EASTERN BANK | 0 | 3,443 | +3,443 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,899 | 24,174 | +3,275 | 0.01 | 0.01 | -0.00 | buy |
| Capital Market Strategies LLC | 11,121 | 13,121 | +2,000 | 0.04 | 0.05 | +0.01 | buy |
| PARK AVENUE SECURITIES LLC | 168,143 | 169,551 | +1,408 | 0.01 | 0.01 | +0.00 | buy |
| &PARTNERS | 80,256 | 80,657 | +401 | 0.01 | 0.01 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 34,860 | 35,174 | +314 | 0.00 | 0.00 | -0.00 | buy |
| Compass Financial Services Inc | 29,104 | 29,373 | +269 | 0.10 | 0.09 | -0.01 | buy |
| Prospera Financial Services Inc | 12,902 | 12,990 | +88 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 14,728 | 14,737 | +9 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 38,500 | 38,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MAI Capital Management | 19,444 | 19,444 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 870 | 870 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 22,389 | 22,389 | 0 | 0.00 | 0.01 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 11,994 | 11,994 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bank of New York Mellon Corp | 195,697 | 195,697 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WealthTrust Axiom LLC | 19,000 | 19,000 | 0 | 0.03 | 0.04 | +0.00 | hold |
| 1607 Capital Partners, LLC | 206,145 | 206,145 | 0 | 0.10 | 0.10 | +0.00 | hold |
| IFP Advisors, Inc | 562 | 562 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 11,100 | 11,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 273,100 | 273,100 | 0 | 0.84 | 0.88 | +0.04 | hold |
| Mascoma Wealth Management LLC | 557 | 557 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WealthBridge Capital Management, LLC | 37,907 | 37,907 | 0 | 0.06 | 0.07 | +0.00 | hold |
| Arkos Global Advisors | 47,727 | 47,727 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Prestige Wealth Management Group LLC | 950 | 950 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Blue Trust, Inc. | 3,569 | 3,569 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Spire Wealth Management | 24,908 | 24,908 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gridiron Partners, LLC | 403,774 | 403,774 | 0 | 1.54 | 1.58 | +0.04 | hold |
| Fortitude Advisory Group L.L.C. | 27,876 | 27,876 | 0 | 0.10 | 0.12 | +0.01 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 60,298 | 60,298 | 0 | 0.24 | 0.25 | +0.01 | hold |
| NOVUS ADVISORS, LLC | 23,900 | 23,900 | 0 | 0.14 | 0.15 | +0.00 | hold |
| Promus Capital, LLC | 14 | 14 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 15,587 | 15,587 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 40,000 | 40,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Cetera Investment Advisers | 17,754 | 17,738 | -16 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 18,188 | 18,066 | -122 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 86,065 | 85,522 | -543 | 0.00 | 0.00 | +0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 136,150 | 135,000 | -1,150 | 0.16 | 0.16 | -0.00 | sell |
| FIRST COMMUNITY TRUST NA | 1,700 | 0 | -1,700 | 0.01 | 0.00 | -0.01 | sell |
| BESSEMER GROUP INC | 1,921 | 0 | -1,921 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Advisory, LLC | 42,312 | 39,633 | -2,679 | 0.03 | 0.03 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 99,346 | 96,282 | -3,064 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 12,412 | 8,414 | -3,998 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 18,354 | 14,302 | -4,052 | 0.00 | 0.00 | -0.00 | sell |
| 180 WEALTH ADVISORS, LLC | 62,743 | 58,458 | -4,285 | 0.06 | 0.06 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 113,045 | 107,761 | -5,284 | 0.04 | 0.04 | -0.00 | sell |
| XML Financial, LLC | 10,000 | 0 | -10,000 | 0.01 | 0.00 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 1,445,288 | 1,433,478 | -11,810 | 0.40 | 0.39 | -0.01 | sell |
| Walleye Capital LLC | 11,818 | 0 | -11,818 | 0.00 | 0.00 | -0.00 | sell |
| Verdence Capital Advisors LLC | 11,874 | 0 | -11,874 | 0.01 | 0.00 | -0.01 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 12,003 | 0 | -12,003 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 85,250 | 72,403 | -12,847 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 13,055 | 0 | -13,055 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 471,361 | 457,960 | -13,401 | 0.06 | 0.05 | -0.00 | sell |
| KINGSWOOD WEALTH ADVISORS, LLC | 33,530 | 20,000 | -13,530 | 0.02 | 0.00 | -0.01 | sell |
| B. Riley Wealth Advisors, Inc. | 14,400 | 0 | -14,400 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 317,221 | 296,722 | -20,499 | 0.50 | 0.48 | -0.02 | sell |
| Independent Advisor Alliance | 21,023 | 0 | -21,023 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 115,104 | 94,020 | -21,084 | 0.00 | 0.00 | -0.00 | sell |
| Novak & Powell Financial Services, Inc. | 25,608 | 0 | -25,608 | 0.09 | 0.00 | -0.09 | sell |
| NINE MASTS CAPITAL Ltd | 26,608 | 0 | -26,608 | 0.03 | 0.00 | -0.03 | sell |
| Lee Financial Co | 38,070 | 0 | -38,070 | 0.03 | 0.00 | -0.03 | sell |
| GUGGENHEIM CAPITAL LLC | 821,060 | 782,170 | -38,890 | 0.04 | 0.04 | +0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 75,100 | 32,100 | -43,000 | 0.03 | 0.01 | -0.02 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,344,781 | 2,293,542 | -51,239 | 0.68 | 0.74 | +0.06 | sell |
| NOMURA HOLDINGS INC | 60,000 | 0 | -60,000 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 256,083 | 195,786 | -60,297 | 0.00 | 0.00 | -0.00 | sell |
| READYSTATE ASSET MANAGEMENT LP | 73,275 | 0 | -73,275 | 0.02 | 0.00 | -0.02 | sell |
| KEYBANK NATIONAL ASSOCIATION/OH | 75,000 | 0 | -75,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 96,711 | 0 | -96,711 | 0.01 | 0.00 | -0.01 | sell |
| VAN ECK ASSOCIATES CORP | 532,276 | 426,378 | -105,898 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 637,717 | 521,740 | -115,977 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 348,656 | 201,664 | -146,992 | 0.05 | 0.03 | -0.02 | sell |