| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,104,133 | 1,918,882 | +814,749 | 0.14 | 0.25 | +0.11 | buy |
| Hennion & Walsh Asset Management, Inc. | 393,680 | 798,274 | +404,594 | 0.09 | 0.17 | +0.08 | buy |
| WHITEBOX ADVISORS LLC | 0 | 305,421 | +305,421 | 0.00 | 0.03 | +0.03 | buy |
| Altium Capital Management LLC | 262,052 | 438,676 | +176,624 | 6.59 | 6.57 | -0.02 | buy |
| Fiera Capital Corp | 0 | 170,221 | +170,221 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 986,207 | 1,142,845 | +156,638 | 0.11 | 0.12 | +0.01 | buy |
| TORONTO DOMINION BANK | 0 | 121,630 | +121,630 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 1,480,512 | 1,576,371 | +95,859 | 2.10 | 2.23 | +0.13 | buy |
| Summit Trail Advisors, LLC | 0 | 83,059 | +83,059 | 0.00 | 0.01 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 511,653 | 579,935 | +68,282 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 188,345 | 248,561 | +60,216 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 956,047 | 1,002,643 | +46,596 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 487,296 | 527,746 | +40,450 | 0.01 | 0.01 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 321,817 | 358,313 | +36,496 | 0.04 | 0.06 | +0.02 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 846,916 | 877,072 | +30,156 | 2.26 | 2.48 | +0.22 | buy |
| LORD, ABBETT & CO. LLC | 160,000 | 183,547 | +23,547 | 0.00 | 0.00 | +0.00 | buy |
| Independent Advisor Alliance | 0 | 20,674 | +20,674 | 0.00 | 0.00 | +0.00 | buy |
| Curi Capital, LLC | 0 | 18,000 | +18,000 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 144,589 | 157,399 | +12,810 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 10,931 | +10,931 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 10,150 | +10,150 | 0.00 | 0.00 | +0.00 | buy |
| Clear Point Advisors Inc. | 0 | 4,571 | +4,571 | 0.00 | 0.44 | +0.44 | buy |
| AMERIPRISE FINANCIAL INC | 57,152 | 60,252 | +3,100 | 0.00 | 0.00 | +0.00 | buy |
| Merit Financial Group, LLC | 27,009 | 29,526 | +2,517 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 224,290 | 225,896 | +1,606 | 0.00 | 0.00 | -0.00 | buy |
| PARK AVENUE SECURITIES LLC | 191,861 | 193,285 | +1,424 | 0.01 | 0.01 | -0.00 | buy |
| Cetera Investment Advisers | 13,853 | 14,684 | +831 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 195,697 | 196,252 | +555 | 0.00 | 0.00 | +0.00 | buy |
| Novak & Powell Financial Services, Inc. | 26,578 | 26,857 | +279 | 0.09 | 0.09 | +0.00 | buy |
| Summit Financial, LLC | 17,705 | 17,839 | +134 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 56,188 | 56,233 | +45 | 0.00 | 0.00 | -0.00 | buy |
| Capital Analysts, LLC | 4,121 | 4,152 | +31 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 35,933 | 35,959 | +26 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 60,298 | 60,323 | +25 | 0.22 | 0.22 | -0.00 | buy |
| NewEdge Advisors, LLC | 12,568 | 12,572 | +4 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 270,829 | 270,829 | 0 | 0.13 | 0.12 | -0.01 | hold |
| MAI Capital Management | 19,444 | 19,444 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20,200 | 20,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| EASTERN BANK | 3,443 | 3,443 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 22,389 | 22,389 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 11,994 | 11,994 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WealthTrust Axiom LLC | 13,000 | 13,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CAPSTONE INVESTMENT ADVISORS, LLC | 379,865 | 379,865 | 0 | 0.02 | 0.02 | +0.00 | hold |
| 1607 Capital Partners, LLC | 206,145 | 206,145 | 0 | 0.09 | 0.09 | +0.00 | hold |
| Saba Capital Management, L.P. | 6,076,820 | 6,076,820 | 0 | 1.30 | 1.22 | -0.07 | hold |
| CWM, LLC | 2,654 | 2,654 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,174 | 24,174 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Fort Point Capital Partners LLC | 10,885 | 10,885 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Almitas Capital LLC | 197,096 | 197,096 | 0 | 0.28 | 0.28 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 750 | 750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 700 | 700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WealthBridge Capital Management, LLC | 35,257 | 35,257 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 950 | 950 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Blue Trust, Inc. | 3,569 | 3,569 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Spire Wealth Management | 24,908 | 24,908 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Nuveen, LLC | 51,503 | 51,503 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Confluence Wealth Services, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 27,876 | 27,876 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Corient Private Wealth LLC | 22,273 | 22,273 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daner Wealth Management, LLC | 51,900 | 51,900 | 0 | 0.21 | 0.20 | -0.01 | hold |
| Farther Finance Advisors, LLC | 6,062 | 6,062 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Traub Capital Management LLC | 119,038 | 119,038 | 0 | 0.73 | 0.74 | +0.01 | hold |
| US BANCORP \DE\ | 5,500 | 5,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOKF, NA | 12,295 | 12,295 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 18,983 | 18,849 | -134 | 0.00 | 0.00 | -0.00 | sell |
| Compass Financial Services Inc | 226 | 0 | -226 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 299 | 0 | -299 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 11,264 | 10,797 | -467 | 0.00 | 0.00 | -0.00 | sell |
| 180 WEALTH ADVISORS, LLC | 63,875 | 63,181 | -694 | 0.05 | 0.05 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 94,951 | 93,805 | -1,146 | 0.03 | 0.03 | +0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 127,408 | 126,210 | -1,198 | 0.12 | 0.11 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,200 | 0 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 30,421 | 29,038 | -1,383 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 153,761 | 152,209 | -1,552 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 45,145 | 43,383 | -1,762 | 0.19 | 0.18 | -0.01 | sell |
| Kilter Group LLC | 2,074 | 0 | -2,074 | 0.01 | 0.00 | -0.01 | sell |
| Kestra Advisory Services, LLC | 3,700 | 0 | -3,700 | 0.00 | 0.00 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 18,150 | 14,419 | -3,731 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 24,375 | 20,000 | -4,375 | 0.00 | 0.00 | +0.00 | sell |
| LPL Financial LLC | 168,318 | 161,364 | -6,954 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 389,123 | 379,299 | -9,824 | 0.04 | 0.03 | -0.00 | sell |
| HighTower Advisors, LLC | 52,651 | 33,290 | -19,361 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 323,400 | 298,400 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 26,738 | 0 | -26,738 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 3,786,017 | 3,743,950 | -42,067 | 0.09 | 0.09 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 205,697 | 162,622 | -43,075 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 156,917 | 113,340 | -43,577 | 0.20 | 0.15 | -0.05 | sell |
| Arkos Global Advisors | 45,627 | 0 | -45,627 | 0.04 | 0.00 | -0.04 | sell |
| Logan Stone Capital, LLC | 66,020 | 0 | -66,020 | 0.10 | 0.00 | -0.10 | sell |
| Gridiron Partners, LLC | 409,774 | 340,762 | -69,012 | 1.48 | 1.31 | -0.18 | sell |
| JANE STREET GROUP, LLC | 82,760 | 0 | -82,760 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 94,265 | 0 | -94,265 | 0.20 | 0.00 | -0.20 | sell |
| Matisse Capital | 117,935 | 0 | -117,935 | 0.34 | 0.00 | -0.34 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,195,115 | 1,985,192 | -209,923 | 0.66 | 0.62 | -0.04 | sell |
| Verition Fund Management LLC | 218,601 | 0 | -218,601 | 0.01 | 0.00 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 1,545,694 | 1,294,233 | -251,461 | 0.07 | 0.06 | -0.01 | sell |
| MORGAN STANLEY | 565,469 | 279,389 | -286,080 | 0.00 | 0.00 | -0.00 | sell |