| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 2,369,240 | 3,115,983 | +746,743 | 0.06 | 0.07 | +0.01 | buy |
| Bulldog Investors, LLP | 0 | 613,504 | +613,504 | 0.00 | 0.92 | +0.92 | buy |
| Saba Capital Management, L.P. | 5,114,769 | 5,581,552 | +466,783 | 0.86 | 0.90 | +0.04 | buy |
| TORONTO DOMINION BANK | 0 | 388,398 | +388,398 | 0.00 | 0.00 | +0.00 | buy |
| Curi Capital, LLC | 0 | 125,000 | +125,000 | 0.00 | 0.01 | +0.01 | buy |
| SIT INVESTMENT ASSOCIATES INC | 540,651 | 656,346 | +115,695 | 0.08 | 0.08 | +0.01 | buy |
| Invesco Ltd. | 0 | 94,807 | +94,807 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 145,014 | 195,840 | +50,826 | 0.29 | 0.29 | -0.00 | buy |
| MORGAN STANLEY | 521,740 | 562,541 | +40,801 | 0.00 | 0.00 | -0.00 | buy |
| WHITEBOX ADVISORS LLC | 267,300 | 305,421 | +38,121 | 0.05 | 0.05 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 193,616 | 222,128 | +28,512 | 0.00 | 0.00 | +0.00 | buy |
| Novak & Powell Financial Services, Inc. | 0 | 26,055 | +26,055 | 0.00 | 0.11 | +0.11 | buy |
| PARK AVENUE SECURITIES LLC | 169,551 | 192,262 | +22,711 | 0.01 | 0.01 | -0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 71,290 | 87,795 | +16,505 | 0.15 | 0.19 | +0.04 | buy |
| Koshinski Asset Management, Inc. | 0 | 14,516 | +14,516 | 0.00 | 0.01 | +0.01 | buy |
| Advisor OS, LLC | 0 | 14,516 | +14,516 | 0.00 | 0.01 | +0.01 | buy |
| COHEN & STEERS, INC. | 313,400 | 323,400 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 213,667 | 222,727 | +9,060 | 0.02 | 0.02 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 195,786 | 204,596 | +8,810 | 0.00 | 0.00 | -0.00 | buy |
| Cornerstone Advisory, LLC | 39,633 | 48,409 | +8,776 | 0.03 | 0.03 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 426,378 | 434,835 | +8,457 | 0.00 | 0.00 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 36,675 | 43,305 | +6,630 | 0.18 | 0.20 | +0.02 | buy |
| Corient Private Wealth LLC | 111,806 | 118,306 | +6,500 | 0.00 | 0.00 | -0.00 | buy |
| Verition Fund Management LLC | 683,735 | 690,049 | +6,314 | 0.02 | 0.02 | -0.00 | buy |
| &PARTNERS | 80,657 | 85,250 | +4,593 | 0.01 | 0.00 | -0.00 | buy |
| CWM, LLC | 0 | 3,651 | +3,651 | 0.00 | 0.00 | +0.00 | buy |
| CENTAURUS FINANCIAL, INC. | 107,761 | 111,251 | +3,490 | 0.04 | 0.04 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 11,593 | 14,977 | +3,384 | 0.00 | 0.00 | +0.00 | buy |
| 180 WEALTH ADVISORS, LLC | 58,458 | 60,063 | +1,605 | 0.06 | 0.05 | -0.01 | buy |
| Merit Financial Group, LLC | 26,133 | 27,695 | +1,562 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 18,066 | 19,203 | +1,137 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 58,942 | 59,904 | +962 | 0.00 | 0.00 | -0.00 | buy |
| Prospera Financial Services Inc | 12,990 | 13,426 | +436 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 426 | +426 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 35,174 | 35,532 | +358 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 38,500 | 38,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 19,444 | 19,444 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 32,100 | 32,100 | 0 | 0.01 | 0.01 | -0.00 | hold |
| EASTERN BANK | 3,443 | 3,443 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 22,389 | 22,389 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 11,994 | 11,994 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bank of New York Mellon Corp | 195,697 | 195,697 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 14,302 | 14,302 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAPSTONE INVESTMENT ADVISORS, LLC | 379,865 | 379,865 | 0 | 0.02 | 0.02 | -0.00 | hold |
| 1607 Capital Partners, LLC | 206,145 | 206,145 | 0 | 0.10 | 0.10 | -0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,174 | 24,174 | 0 | 0.01 | 0.01 | -0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 11,100 | 11,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 273,100 | 273,100 | 0 | 0.88 | 0.76 | -0.12 | hold |
| Mascoma Wealth Management LLC | 557 | 557 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WealthBridge Capital Management, LLC | 37,907 | 37,907 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Arkos Global Advisors | 47,727 | 47,727 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 950 | 950 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 3,569 | 3,569 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 24,908 | 24,908 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Nuveen, LLC | 51,503 | 51,503 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Confluence Wealth Services, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gridiron Partners, LLC | 403,774 | 403,774 | 0 | 1.58 | 1.48 | -0.10 | hold |
| Fortitude Advisory Group L.L.C. | 27,876 | 27,876 | 0 | 0.12 | 0.09 | -0.02 | hold |
| Daner Wealth Management, LLC | 51,900 | 51,900 | 0 | 0.23 | 0.21 | -0.02 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 60,298 | 60,298 | 0 | 0.25 | 0.23 | -0.02 | hold |
| Farther Finance Advisors, LLC | 6,062 | 6,062 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Promus Capital, LLC | 14 | 14 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 15,587 | 15,587 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 40,000 | 40,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 10,694 | 10,694 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 562 | 0 | -562 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 870 | 0 | -870 | 0.00 | 0.00 | -0.00 | sell |
| Capital Market Strategies LLC | 13,121 | 11,701 | -1,420 | 0.05 | 0.05 | -0.01 | sell |
| WealthTrust Axiom LLC | 19,000 | 17,000 | -2,000 | 0.04 | 0.03 | -0.01 | sell |
| NewEdge Advisors, LLC | 14,737 | 12,547 | -2,190 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 135,000 | 132,277 | -2,723 | 0.16 | 0.13 | -0.03 | sell |
| Cetera Investment Advisers | 17,738 | 12,862 | -4,876 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 72,403 | 65,778 | -6,625 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 8,414 | 0 | -8,414 | 0.00 | 0.00 | -0.00 | sell |
| Compass Financial Services Inc | 29,373 | 18,096 | -11,277 | 0.09 | 0.05 | -0.04 | sell |
| AMERIPRISE FINANCIAL INC | 85,522 | 67,777 | -17,745 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 132,879 | 114,279 | -18,600 | 0.00 | 0.00 | -0.00 | sell |
| KINGSWOOD WEALTH ADVISORS, LLC | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 35,267 | 14,995 | -20,272 | 0.01 | 0.00 | -0.01 | sell |
| Logan Stone Capital, LLC | 1,072,819 | 1,049,643 | -23,176 | 3.06 | 2.92 | -0.14 | sell |
| NOVUS ADVISORS, LLC | 23,900 | 0 | -23,900 | 0.15 | 0.00 | -0.15 | sell |
| Capital Investment Advisors, LLC | 457,960 | 433,867 | -24,093 | 0.05 | 0.05 | -0.01 | sell |
| RAYMOND JAMES FINANCIAL INC | 186,697 | 160,140 | -26,557 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 32,493 | 0 | -32,493 | 0.01 | 0.00 | -0.01 | sell |
| Ackerman Capital Advisors, LLC | 296,722 | 257,302 | -39,420 | 0.48 | 0.35 | -0.13 | sell |
| Rockefeller Capital Management L.P. | 96,282 | 36,285 | -59,997 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 340,306 | 270,829 | -69,477 | 0.22 | 0.15 | -0.07 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,293,542 | 2,212,510 | -81,032 | 0.74 | 0.72 | -0.02 | sell |
| UBS Group AG | 94,020 | 0 | -94,020 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 782,170 | 685,986 | -96,184 | 0.04 | 0.03 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 1,433,478 | 1,321,096 | -112,382 | 0.39 | 0.32 | -0.07 | sell |
| AQR Arbitrage LLC | 201,664 | 42,438 | -159,226 | 0.03 | 0.01 | -0.02 | sell |
| Advisors Asset Management, Inc. | 690,872 | 508,074 | -182,798 | 0.08 | 0.05 | -0.02 | sell |
| WELLS FARGO & COMPANY/MN | 1,549,422 | 1,222,755 | -326,667 | 0.00 | 0.00 | -0.00 | sell |