| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 798,274 | 1,683,135 | +884,861 | 0.17 | 0.31 | +0.14 | buy |
| Fiera Capital Corp | 170,221 | 246,842 | +76,621 | 0.00 | 0.01 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 71,181 | +71,181 | 0.00 | 0.02 | +0.02 | buy |
| Gridiron Partners, LLC | 340,762 | 404,971 | +64,209 | 1.31 | 1.37 | +0.06 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 58,283 | +58,283 | 0.00 | 0.12 | +0.12 | buy |
| GUGGENHEIM CAPITAL LLC | 1,294,233 | 1,351,087 | +56,854 | 0.06 | 0.06 | -0.01 | buy |
| JANE STREET GROUP, LLC | 0 | 43,403 | +43,403 | 0.00 | 0.00 | +0.00 | buy |
| Summit Trail Advisors, LLC | 83,059 | 114,659 | +31,600 | 0.01 | 0.01 | +0.00 | buy |
| &PARTNERS | 157,399 | 180,730 | +23,331 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,985,192 | 2,006,388 | +21,196 | 0.62 | 0.62 | -0.01 | buy |
| Virtu Financial LLC | 0 | 20,196 | +20,196 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 17,795 | +17,795 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 1,142,845 | 1,155,820 | +12,975 | 0.12 | 0.11 | -0.01 | buy |
| Kestra Advisory Services, LLC | 0 | 11,842 | +11,842 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 11,684 | +11,684 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 29,038 | 32,690 | +3,652 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| Merit Financial Group, LLC | 29,526 | 31,057 | +1,531 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 161,364 | 162,811 | +1,447 | 0.00 | 0.00 | -0.00 | buy |
| Summit Financial, LLC | 17,839 | 18,332 | +493 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 299 | +299 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 56,233 | 56,379 | +146 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 18,849 | 18,954 | +105 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 270,829 | 270,829 | 0 | 0.12 | 0.11 | -0.02 | hold |
| MAI Capital Management | 19,444 | 19,444 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20,200 | 20,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| EASTERN BANK | 3,443 | 3,443 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 22,389 | 22,389 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 11,994 | 11,994 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Curi Capital, LLC | 18,000 | 18,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WealthTrust Axiom LLC | 13,000 | 13,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CAPSTONE INVESTMENT ADVISORS, LLC | 379,865 | 379,865 | 0 | 0.02 | 0.02 | -0.00 | hold |
| 1607 Capital Partners, LLC | 206,145 | 206,145 | 0 | 0.09 | 0.12 | +0.02 | hold |
| Saba Capital Management, L.P. | 6,076,820 | 6,076,820 | 0 | 1.22 | 1.20 | -0.02 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,174 | 24,174 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Fort Point Capital Partners LLC | 10,885 | 10,885 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 877,072 | 877,072 | 0 | 2.48 | 2.50 | +0.02 | hold |
| NewEdge Advisors, LLC | 12,572 | 12,572 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 750 | 750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Altium Capital Management LLC | 438,676 | 438,676 | 0 | 6.57 | 5.97 | -0.60 | hold |
| Global Retirement Partners, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WealthBridge Capital Management, LLC | 35,257 | 35,257 | 0 | 0.05 | 0.05 | -0.01 | hold |
| Prestige Wealth Management Group LLC | 950 | 950 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 3,569 | 3,569 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 24,908 | 24,908 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Nuveen, LLC | 51,503 | 51,503 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 527,746 | 527,746 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Confluence Wealth Services, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 27,876 | 27,876 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Capital Analysts, LLC | 4,152 | 4,091 | -61 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 14,684 | 14,576 | -108 | 0.00 | 0.00 | -0.00 | sell |
| Sound Income Strategies, LLC | 700 | 0 | -700 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 193,285 | 188,636 | -4,649 | 0.01 | 0.01 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 225,896 | 220,675 | -5,221 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 126,210 | 120,229 | -5,981 | 0.11 | 0.10 | -0.02 | sell |
| 180 WEALTH ADVISORS, LLC | 63,181 | 57,188 | -5,993 | 0.05 | 0.04 | -0.01 | sell |
| Corient Private Wealth LLC | 22,273 | 14,607 | -7,666 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 43,383 | 34,638 | -8,745 | 0.18 | 0.16 | -0.03 | sell |
| Capital Investment Advisors, LLC | 379,299 | 370,005 | -9,294 | 0.03 | 0.03 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 10,931 | 0 | -10,931 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 33,290 | 22,231 | -11,059 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Independent Advisor Alliance | 20,674 | 0 | -20,674 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 113,340 | 82,963 | -30,377 | 0.15 | 0.11 | -0.04 | sell |
| COHEN & STEERS, INC. | 298,400 | 248,400 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 1,576,371 | 1,510,131 | -66,240 | 2.23 | 2.15 | -0.08 | sell |
| Bank of New York Mellon Corp | 196,252 | 106,646 | -89,606 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 197,096 | 82,066 | -115,030 | 0.28 | 0.13 | -0.15 | sell |
| RIVERBRIDGE PARTNERS LLC | 358,313 | 138,053 | -220,260 | 0.06 | 0.02 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 305,421 | 0 | -305,421 | 0.03 | 0.00 | -0.03 | sell |