| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 473,390 | 1,103,527 | +630,137 | 0.01 | 0.03 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,918,823 | 2,411,067 | +492,244 | 0.55 | 0.76 | +0.20 | buy |
| Saba Capital Management, L.P. | 4,053,860 | 4,435,947 | +382,087 | 0.55 | 0.63 | +0.09 | buy |
| SIT INVESTMENT ASSOCIATES INC | 16,800 | 276,130 | +259,330 | 0.00 | 0.04 | +0.04 | buy |
| 1607 Capital Partners, LLC | 0 | 237,074 | +237,074 | 0.00 | 0.14 | +0.14 | buy |
| RIVERBRIDGE PARTNERS LLC | 0 | 139,588 | +139,588 | 0.00 | 0.01 | +0.01 | buy |
| COHEN & STEERS, INC. | 60,000 | 164,000 | +104,000 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 95,092 | 196,994 | +101,902 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 0 | 79,646 | +79,646 | 0.00 | 0.01 | +0.01 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 409,413 | 468,729 | +59,316 | 0.06 | 0.06 | +0.01 | buy |
| Logan Stone Capital, LLC | 1,182,056 | 1,237,424 | +55,368 | 1.87 | 2.01 | +0.14 | buy |
| Lee Financial Co | 0 | 38,012 | +38,012 | 0.00 | 0.04 | +0.04 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 56,455 | 93,340 | +36,885 | 0.07 | 0.12 | +0.04 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 35,789 | +35,789 | 0.00 | 0.08 | +0.08 | buy |
| Rockefeller Capital Management L.P. | 108,243 | 141,159 | +32,916 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 0 | 14,607 | +14,607 | 0.00 | 0.00 | +0.00 | buy |
| XML Financial, LLC | 0 | 10,310 | +10,310 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 103,652 | 113,606 | +9,954 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 6,973 | 15,830 | +8,857 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,295 | 8,237 | +5,942 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 56,453 | 61,693 | +5,240 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 737,320 | 741,516 | +4,196 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 562 | +562 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 824 | 1,137 | +313 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 37,881 | 38,100 | +219 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 39,008 | 39,214 | +206 | 0.00 | 0.00 | -0.00 | buy |
| Novak & Powell Financial Services, Inc. | 25,204 | 25,338 | +134 | 0.10 | 0.10 | -0.00 | buy |
| Cornerstone Advisory, LLC | 20,023 | 20,102 | +79 | 0.02 | 0.02 | -0.00 | buy |
| Verdence Capital Advisors LLC | 11,661 | 11,732 | +71 | 0.01 | 0.01 | -0.00 | buy |
| Prospera Financial Services Inc | 12,728 | 12,786 | +58 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 17,176 | 17,196 | +20 | 0.00 | 0.00 | -0.00 | buy |
| WealthTrust Axiom LLC | 24,396 | 24,411 | +15 | 0.05 | 0.05 | -0.00 | buy |
| NewEdge Advisors, LLC | 14,811 | 14,817 | +6 | 0.00 | 0.00 | -0.00 | buy |
| FIRST COMMUNITY TRUST NA | 1,700 | 1,700 | 0 | 0.01 | 0.01 | +0.00 | hold |
| WEDBUSH SECURITIES INC | 19,389 | 19,389 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 11,994 | 11,994 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Almitas Capital LLC | 57,374 | 57,374 | 0 | 0.15 | 0.13 | -0.01 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 11,100 | 11,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 273,100 | 273,100 | 0 | 0.83 | 0.86 | +0.04 | hold |
| Mascoma Wealth Management LLC | 557 | 557 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WealthBridge Capital Management, LLC | 37,907 | 37,907 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Arkos Global Advisors | 48,000 | 48,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 950 | 950 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Capital Market Strategies LLC | 24,621 | 24,621 | 0 | 0.10 | 0.10 | +0.00 | hold |
| Blue Trust, Inc. | 3,569 | 3,569 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 24,908 | 24,908 | 0 | 0.01 | 0.01 | +0.00 | hold |
| WMG Financial Advisors, LLC | 15,700 | 15,700 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Gridiron Partners, LLC | 403,774 | 403,774 | 0 | 1.57 | 1.59 | +0.02 | hold |
| Fortitude Advisory Group L.L.C. | 27,876 | 27,876 | 0 | 0.10 | 0.11 | +0.01 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 57,298 | 57,298 | 0 | 0.25 | 0.25 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 40,000 | 40,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CITADEL ADVISORS LLC | 14,991 | 14,628 | -363 | 0.00 | 0.00 | +0.00 | sell |
| Scarborough Advisors, LLC | 680 | 0 | -680 | 0.00 | 0.00 | 0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 32,710 | 31,935 | -775 | 0.16 | 0.16 | +0.00 | sell |
| Cetera Investment Advisers | 19,292 | 17,795 | -1,497 | 0.00 | 0.00 | -0.00 | sell |
| Gradient Investments LLC | 1,700 | 0 | -1,700 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 20,152 | 18,258 | -1,894 | 0.00 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 12,925 | 11,000 | -1,925 | 0.01 | 0.01 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 1,956 | 0 | -1,956 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 182,513 | 180,340 | -2,173 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 18,188 | 15,587 | -2,601 | 0.00 | 0.00 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 78,100 | 75,100 | -3,000 | 0.04 | 0.04 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 251,177 | 247,502 | -3,675 | 0.41 | 0.42 | +0.01 | sell |
| CENTAURUS FINANCIAL, INC. | 140,945 | 137,020 | -3,925 | 0.06 | 0.06 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 14,627 | 10,569 | -4,058 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 164,638 | 160,244 | -4,394 | 0.01 | 0.01 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 20,400 | 15,400 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 19,083 | 11,911 | -7,172 | 0.00 | 0.00 | -0.00 | sell |
| 180 WEALTH ADVISORS, LLC | 76,034 | 68,237 | -7,797 | 0.08 | 0.07 | -0.01 | sell |
| ROYAL BANK OF CANADA | 44,724 | 36,500 | -8,224 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 1,465,468 | 1,455,735 | -9,733 | 0.46 | 0.44 | -0.02 | sell |
| HRT FINANCIAL LP | 12,632 | 0 | -12,632 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 806,695 | 793,843 | -12,852 | 0.04 | 0.04 | +0.00 | sell |
| VAN ECK ASSOCIATES CORP | 517,157 | 502,204 | -14,953 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 101,209 | 86,016 | -15,193 | 0.00 | 0.00 | -0.00 | sell |
| NINE MASTS CAPITAL Ltd | 92,302 | 73,382 | -18,920 | 0.17 | 0.22 | +0.05 | sell |
| BANK OF AMERICA CORP /DE/ | 250,572 | 225,811 | -24,761 | 0.00 | 0.00 | -0.00 | sell |
| KINGSWOOD WEALTH ADVISORS, LLC | 25,530 | 0 | -25,530 | 0.01 | 0.00 | -0.01 | sell |
| Mariner, LLC | 43,788 | 18,188 | -25,600 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,030 | 0 | -31,030 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 49,500 | 0 | -49,500 | 0.00 | 0.00 | -0.00 | sell |
| Fort Point Capital Partners LLC | 65,976 | 0 | -65,976 | 0.05 | 0.00 | -0.05 | sell |
| WELLS FARGO & COMPANY/MN | 1,470,621 | 1,400,888 | -69,733 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 564,125 | 469,708 | -94,417 | 0.09 | 0.07 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 202,994 | 50,928 | -152,066 | 0.02 | 0.01 | -0.02 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 167,236 | 0 | -167,236 | 0.09 | 0.00 | -0.09 | sell |
| UBS Group AG | 377,366 | 127,138 | -250,228 | 0.00 | 0.00 | -0.00 | sell |