| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Gridiron Partners, LLC | 403,774 | 1,994,982 | +1,591,208 | 1.48 | 1.46 | -0.03 | buy |
| Pathstone Holdings, LLC | 3,115,983 | 3,839,659 | +723,676 | 0.07 | 0.09 | +0.02 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 330,327 | +330,327 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 685,986 | 964,236 | +278,250 | 0.03 | 0.04 | +0.01 | buy |
| Advisors Asset Management, Inc. | 508,074 | 694,270 | +186,196 | 0.05 | 0.07 | +0.02 | buy |
| SIT INVESTMENT ASSOCIATES INC | 656,346 | 815,926 | +159,580 | 0.08 | 0.10 | +0.02 | buy |
| Saba Capital Management, L.P. | 5,581,552 | 5,698,819 | +117,267 | 0.90 | 1.18 | +0.28 | buy |
| Bulldog Investors, LLP | 613,504 | 725,132 | +111,628 | 0.92 | 1.05 | +0.13 | buy |
| LPL Financial LLC | 114,279 | 163,089 | +48,810 | 0.00 | 0.00 | +0.00 | buy |
| Williams Jones Wealth Management, LLC. | 0 | 43,037 | +43,037 | 0.00 | 0.00 | +0.00 | buy |
| Lee Financial Co | 0 | 38,206 | +38,206 | 0.00 | 0.03 | +0.03 | buy |
| VAN ECK ASSOCIATES CORP | 434,835 | 453,270 | +18,435 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 14,842 | +14,842 | 0.00 | 0.00 | +0.00 | buy |
| Fort Point Capital Partners LLC | 0 | 10,885 | +10,885 | 0.00 | 0.01 | +0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 222,727 | 229,251 | +6,524 | 0.02 | 0.02 | +0.00 | buy |
| TORONTO DOMINION BANK | 388,398 | 394,431 | +6,033 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 94,807 | 100,807 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 87,795 | 93,605 | +5,810 | 0.19 | 0.20 | +0.02 | buy |
| 180 WEALTH ADVISORS, LLC | 60,063 | 64,967 | +4,904 | 0.05 | 0.05 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 222,128 | 225,241 | +3,113 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 3,651 | 6,305 | +2,654 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 14,977 | 17,439 | +2,462 | 0.00 | 0.00 | +0.00 | buy |
| Kilter Group LLC | 0 | 2,044 | +2,044 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 38,500 | 40,500 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 192,262 | 193,803 | +1,541 | 0.01 | 0.01 | -0.00 | buy |
| Almitas Capital LLC | 195,840 | 197,096 | +1,256 | 0.29 | 0.28 | -0.01 | buy |
| FNY Investment Advisers, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Sound Income Strategies, LLC | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 12,862 | 13,555 | +693 | 0.00 | 0.00 | -0.00 | buy |
| TRUIST FINANCIAL CORP | 10,694 | 11,264 | +570 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 562,541 | 563,107 | +566 | 0.00 | 0.00 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 43,305 | 43,869 | +564 | 0.20 | 0.19 | -0.00 | buy |
| Bank of New York Mellon Corp | 195,697 | 196,240 | +543 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 320 | +320 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 299 | +299 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 35,532 | 35,805 | +273 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 19,203 | 19,440 | +237 | 0.00 | 0.00 | -0.00 | buy |
| Prospera Financial Services Inc | 13,426 | 13,504 | +78 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 12,547 | 12,554 | +7 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 270,829 | 270,829 | 0 | 0.15 | 0.13 | -0.02 | hold |
| MAI Capital Management | 19,444 | 19,444 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EASTERN BANK | 3,443 | 3,443 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 22,389 | 22,389 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 11,994 | 11,994 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 305,421 | 305,421 | 0 | 0.05 | 0.04 | -0.01 | hold |
| COHEN & STEERS, INC. | 323,400 | 323,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Curi Capital, LLC | 125,000 | 125,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CAPSTONE INVESTMENT ADVISORS, LLC | 379,865 | 379,865 | 0 | 0.02 | 0.02 | +0.00 | hold |
| 1607 Capital Partners, LLC | 206,145 | 206,145 | 0 | 0.10 | 0.10 | -0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,174 | 24,174 | 0 | 0.01 | 0.01 | -0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 11,100 | 11,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 273,100 | 273,100 | 0 | 0.76 | 0.77 | +0.00 | hold |
| Mascoma Wealth Management LLC | 557 | 557 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arkos Global Advisors | 47,727 | 47,727 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 950 | 950 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Blue Trust, Inc. | 3,569 | 3,569 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Spire Wealth Management | 24,908 | 24,908 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Nuveen, LLC | 51,503 | 51,503 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Confluence Wealth Services, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 27,876 | 27,876 | 0 | 0.09 | 0.09 | -0.00 | hold |
| Daner Wealth Management, LLC | 51,900 | 51,900 | 0 | 0.21 | 0.21 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 60,298 | 60,298 | 0 | 0.23 | 0.22 | -0.00 | hold |
| Farther Finance Advisors, LLC | 6,062 | 6,062 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Promus Capital, LLC | 14 | 14 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 36,285 | 36,000 | -285 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 426 | 0 | -426 | 0.00 | 0.00 | -0.00 | sell |
| Merit Financial Group, LLC | 27,695 | 26,615 | -1,080 | 0.00 | 0.00 | -0.00 | sell |
| WealthTrust Axiom LLC | 17,000 | 15,000 | -2,000 | 0.03 | 0.03 | -0.00 | sell |
| HighTower Advisors, LLC | 65,778 | 63,365 | -2,413 | 0.00 | 0.00 | -0.00 | sell |
| WealthBridge Capital Management, LLC | 37,907 | 35,257 | -2,650 | 0.06 | 0.05 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 14,302 | 10,726 | -3,576 | 0.00 | 0.00 | -0.00 | sell |
| Traub Capital Management LLC | 123,038 | 119,038 | -4,000 | 0.67 | 0.74 | +0.06 | sell |
| Creative Planning | 59,904 | 55,670 | -4,234 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 132,277 | 127,896 | -4,381 | 0.13 | 0.12 | -0.01 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 32,100 | 27,700 | -4,400 | 0.01 | 0.01 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 67,777 | 63,014 | -4,763 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 160,140 | 153,445 | -6,695 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 20,000 | 12,500 | -7,500 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 111,251 | 102,426 | -8,825 | 0.04 | 0.03 | -0.01 | sell |
| US BANCORP \DE\ | 15,587 | 5,500 | -10,087 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 690,049 | 678,407 | -11,642 | 0.02 | 0.02 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 204,596 | 191,965 | -12,631 | 0.00 | 0.00 | -0.00 | sell |
| Koshinski Asset Management, Inc. | 14,516 | 0 | -14,516 | 0.01 | 0.00 | -0.01 | sell |
| Advisor OS, LLC | 14,516 | 0 | -14,516 | 0.01 | 0.00 | -0.01 | sell |
| Virtu Financial LLC | 14,995 | 0 | -14,995 | 0.00 | 0.00 | -0.00 | sell |
| Compass Financial Services Inc | 18,096 | 223 | -17,873 | 0.05 | 0.00 | -0.05 | sell |
| Novak & Powell Financial Services, Inc. | 26,055 | 0 | -26,055 | 0.11 | 0.00 | -0.11 | sell |
| Capital Investment Advisors, LLC | 433,867 | 405,116 | -28,751 | 0.05 | 0.04 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 257,302 | 225,261 | -32,041 | 0.35 | 0.29 | -0.06 | sell |
| Cornerstone Advisory, LLC | 48,409 | 13,766 | -34,643 | 0.03 | 0.01 | -0.02 | sell |
| ROTHSCHILD INVESTMENT LLC | 40,000 | 0 | -40,000 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 42,438 | 0 | -42,438 | 0.01 | 0.00 | -0.01 | sell |
| &PARTNERS | 85,250 | 18,691 | -66,559 | 0.00 | 0.00 | -0.00 | sell |
| Corient Private Wealth LLC | 118,306 | 46,371 | -71,935 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,212,510 | 2,075,153 | -137,357 | 0.72 | 0.74 | +0.02 | sell |
| WELLS FARGO & COMPANY/MN | 1,222,755 | 984,718 | -238,037 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 1,049,643 | 712,527 | -337,116 | 2.92 | 2.02 | -0.90 | sell |
| Hennion & Walsh Asset Management, Inc. | 1,321,096 | 776,740 | -544,356 | 0.32 | 0.18 | -0.14 | sell |