Stock Transactions — BNY Mellon Strategic Municipal

Total Bought
2,570,603
48 transactions
Total Sold
555,032
27 transactions
Net
+2,015,571
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.4,435,9474,932,793+496,8460.630.75+0.11buy
Pathstone Holdings, LLC1,103,5271,488,106+384,5790.030.04+0.01buy
CAPSTONE INVESTMENT ADVISORS, LLC0287,487+287,4870.000.02+0.02buy
Advisors Asset Management, Inc.0239,979+239,9790.000.03+0.03buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD0234,188+234,1880.000.14+0.14buy
COHEN & STEERS, INC.164,000263,400+99,4000.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP073,275+73,2750.000.02+0.02buy
Ackerman Capital Advisors, LLC247,502317,221+69,7190.420.50+0.09buy
WELLS FARGO & COMPANY/MN1,400,8881,465,414+64,5260.000.00-0.00buy
NOMURA HOLDINGS INC060,000+60,0000.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC139,588196,515+56,9270.010.02+0.00buy
Almitas Capital LLC57,374106,854+49,4800.130.14+0.01buy
WOLVERINE ASSET MANAGEMENT LLC50,92896,711+45,7830.010.01+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC93,340136,150+42,8100.120.16+0.04buy
SIT INVESTMENT ASSOCIATES INC276,130313,643+37,5130.040.04+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC033,530+33,5300.000.02+0.02buy
BANK OF AMERICA CORP /DE/225,811256,083+30,2720.000.00+0.00buy
VAN ECK ASSOCIATES CORP502,204532,276+30,0720.000.00+0.00buy
GUGGENHEIM CAPITAL LLC793,843821,060+27,2170.040.04+0.00buy
HighTower Advisors, LLC61,69385,250+23,5570.000.00+0.00buy
Cornerstone Advisory, LLC20,10242,312+22,2100.020.03+0.01buy
Independent Advisor Alliance021,023+21,0230.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.020,899+20,8990.000.01+0.01buy
MAI Capital Management019,444+19,4440.000.00+0.00buy
Virtu Financial LLC018,563+18,5630.000.01+0.01buy
Thomas J. Herzfeld Advisors, Inc.35,78949,145+13,3560.080.10+0.02buy
PNC FINANCIAL SERVICES GROUP, INC.012,003+12,0030.000.00+0.00buy
Walleye Capital LLC011,818+11,8180.000.00+0.00buy
PARK AVENUE SECURITIES LLC160,244168,143+7,8990.010.01-0.00buy
Logan Stone Capital, LLC1,237,4241,244,554+7,1302.012.52+0.51buy
ENVESTNET ASSET MANAGEMENT INC180,340187,425+7,0850.000.00-0.00buy
Creative Planning39,21443,165+3,9510.000.00+0.00buy
WEDBUSH SECURITIES INC19,38922,389+3,0000.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.57,29860,298+3,0000.250.24-0.00buy
Capital Investment Advisors, LLC468,729471,361+2,6320.060.06-0.00buy
Avior Wealth Management, LLC15,83018,389+2,5590.000.00-0.00buy
ROYAL BANK OF CANADA36,50038,500+2,0000.000.00-0.00buy
Corient Private Wealth LLC14,60715,773+1,1660.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.17,19618,354+1,1580.000.00-0.00buy
BESSEMER GROUP INC1,1371,921+7840.000.00+0.00buy
&PARTNERS79,64680,256+6100.010.01-0.00buy
OSAIC HOLDINGS, INC.11,91112,412+5010.000.00-0.00buy
Novak & Powell Financial Services, Inc.25,33825,608+2700.100.09-0.00buy
Verdence Capital Advisors LLC11,73211,874+1420.010.01-0.00buy
Prospera Financial Services Inc12,78612,902+1160.000.00-0.00buy
Lee Financial Co38,01238,070+580.040.03-0.00buy
AMERIPRISE FINANCIAL INC86,01686,065+490.000.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.31,93531,952+170.160.15-0.01buy
KEYBANK NATIONAL ASSOCIATION/OH75,00075,00000.000.00-0.00hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV75,10075,10000.040.03-0.00hold
FIRST COMMUNITY TRUST NA1,7001,70000.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT11,99411,99400.000.00-0.00hold
Mariner, LLC18,18818,18800.000.00-0.00hold
IFP Advisors, Inc56256200.000.00-0.00hold
KESTRA PRIVATE WEALTH SERVICES, LLC11,10011,10000.000.00-0.00hold
Matisse Capital273,100273,10000.860.84-0.03hold
Mascoma Wealth Management LLC55755700.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,5001,50000.000.00-0.00hold
Global Retirement Partners, LLC5,0005,00000.000.00-0.00hold
WealthBridge Capital Management, LLC37,90737,90700.070.06-0.01hold
Prestige Wealth Management Group LLC95095000.000.00-0.00hold
Blue Trust, Inc.3,5693,56900.000.00-0.00hold
Spire Wealth Management24,90824,90800.010.00-0.00hold
Gridiron Partners, LLC403,774403,77401.591.54-0.05hold
Fortitude Advisory Group L.L.C.27,87627,87600.110.10-0.01hold
US BANCORP \DE\15,58715,58700.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
ROTHSCHILD INVESTMENT LLC40,00040,00000.020.02-0.00hold
Cetera Investment Advisers17,79517,754-410.000.00-0.00sell
NewEdge Advisors, LLC14,81714,728-890.000.00-0.00sell
Arkos Global Advisors48,00047,727-2730.050.04-0.00sell
XML Financial, LLC10,31010,000-3100.010.01-0.00sell
B. Riley Wealth Advisors, Inc.15,40014,400-1,0000.000.00+0.00sell
FNY Investment Advisers, LLC1,0000-1,0000.000.00-0.00sell
Bank of New York Mellon Corp196,994195,697-1,2970.000.00-0.00sell
LPL Financial LLC113,606111,805-1,8010.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC38,10034,860-3,2400.000.00-0.00sell
Kestra Advisory Services, LLC18,25813,055-5,2030.000.00-0.00sell
WealthTrust Axiom LLC24,41119,000-5,4110.050.03-0.01sell
180 WEALTH ADVISORS, LLC68,23762,743-5,4940.070.06-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO8,237870-7,3670.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.1,455,7351,445,288-10,4470.440.40-0.05sell
MERCER GLOBAL ADVISORS INC /ADV10,5690-10,5690.000.00-0.00sell
ProVise Management Group, LLC11,0000-11,0000.010.00-0.01sell
UBS Group AG127,138115,104-12,0340.000.00-0.00sell
Capital Market Strategies LLC24,62111,121-13,5000.100.04-0.06sell
CITADEL ADVISORS LLC14,6280-14,6280.000.00-0.00sell
WMG Financial Advisors, LLC15,7000-15,7000.050.00-0.05sell
CENTAURUS FINANCIAL, INC.137,020113,045-23,9750.060.04-0.02sell
1607 Capital Partners, LLC237,074206,145-30,9290.140.10-0.04sell
Rockefeller Capital Management L.P.141,15999,346-41,8130.000.00-0.00sell
NINE MASTS CAPITAL Ltd73,38226,608-46,7740.220.03-0.20sell
RIVERNORTH CAPITAL MANAGEMENT, LLC2,411,0672,344,781-66,2860.760.68-0.08sell
MORGAN STANLEY741,516637,717-103,7990.000.00-0.00sell
AQR Arbitrage LLC469,708348,656-121,0520.070.05-0.02sell
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