| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 846,916 | +846,916 | 0.00 | 2.26 | +2.26 | buy |
| Bulldog Investors, LLP | 725,132 | 1,480,512 | +755,380 | 1.05 | 2.10 | +1.05 | buy |
| GUGGENHEIM CAPITAL LLC | 964,236 | 1,545,694 | +581,458 | 0.04 | 0.07 | +0.03 | buy |
| Saba Capital Management, L.P. | 5,698,819 | 6,076,820 | +378,001 | 1.18 | 1.30 | +0.12 | buy |
| Advisors Asset Management, Inc. | 694,270 | 986,207 | +291,937 | 0.07 | 0.11 | +0.03 | buy |
| SIT INVESTMENT ASSOCIATES INC | 815,926 | 1,104,133 | +288,207 | 0.10 | 0.14 | +0.03 | buy |
| Altium Capital Management LLC | 0 | 262,052 | +262,052 | 0.00 | 6.59 | +6.59 | buy |
| LORD, ABBETT & CO. LLC | 0 | 160,000 | +160,000 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 330,327 | 487,296 | +156,969 | 0.00 | 0.01 | +0.00 | buy |
| &PARTNERS | 18,691 | 144,589 | +125,898 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,075,153 | 2,195,115 | +119,962 | 0.74 | 0.66 | -0.08 | buy |
| RIVERBRIDGE PARTNERS LLC | 229,251 | 321,817 | +92,566 | 0.02 | 0.04 | +0.01 | buy |
| Invesco Ltd. | 100,807 | 188,345 | +87,538 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 82,760 | +82,760 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 453,270 | 511,653 | +58,383 | 0.00 | 0.00 | +0.00 | buy |
| Novak & Powell Financial Services, Inc. | 0 | 26,578 | +26,578 | 0.00 | 0.09 | +0.09 | buy |
| Summit Financial, LLC | 0 | 17,705 | +17,705 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 14,842 | 30,421 | +15,579 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 191,965 | 205,697 | +13,732 | 0.00 | 0.00 | +0.00 | buy |
| BOKF, NA | 0 | 12,295 | +12,295 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 12,500 | 24,375 | +11,875 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 163,089 | 168,318 | +5,229 | 0.00 | 0.00 | -0.00 | buy |
| Capital Analysts, LLC | 0 | 4,121 | +4,121 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 3,700 | +3,700 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 563,107 | 565,469 | +2,362 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 43,869 | 45,145 | +1,276 | 0.19 | 0.19 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 320 | 1,200 | +880 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 17,439 | 18,150 | +711 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 93,605 | 94,265 | +660 | 0.20 | 0.20 | +0.00 | buy |
| Creative Planning | 55,670 | 56,188 | +518 | 0.00 | 0.00 | -0.00 | buy |
| Merit Financial Group, LLC | 26,615 | 27,009 | +394 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 153,445 | 153,761 | +316 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 13,555 | 13,853 | +298 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 35,805 | 35,933 | +128 | 0.00 | 0.00 | +0.00 | buy |
| Kilter Group LLC | 2,044 | 2,074 | +30 | 0.01 | 0.01 | -0.00 | buy |
| NewEdge Advisors, LLC | 12,554 | 12,568 | +14 | 0.00 | 0.00 | -0.00 | buy |
| Compass Financial Services Inc | 223 | 226 | +3 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 270,829 | 270,829 | 0 | 0.13 | 0.13 | +0.00 | hold |
| MAI Capital Management | 19,444 | 19,444 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EASTERN BANK | 3,443 | 3,443 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 22,389 | 22,389 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 11,994 | 11,994 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 323,400 | 323,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAPSTONE INVESTMENT ADVISORS, LLC | 379,865 | 379,865 | 0 | 0.02 | 0.02 | -0.00 | hold |
| 1607 Capital Partners, LLC | 206,145 | 206,145 | 0 | 0.10 | 0.09 | -0.01 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,174 | 24,174 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Arax Advisory Partners | 299 | 299 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fort Point Capital Partners LLC | 10,885 | 10,885 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Almitas Capital LLC | 197,096 | 197,096 | 0 | 0.28 | 0.28 | -0.01 | hold |
| Sound Income Strategies, LLC | 700 | 700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WealthBridge Capital Management, LLC | 35,257 | 35,257 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 950 | 950 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Blue Trust, Inc. | 3,569 | 3,569 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Spire Wealth Management | 24,908 | 24,908 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Nuveen, LLC | 51,503 | 51,503 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Confluence Wealth Services, Inc. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 27,876 | 27,876 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Daner Wealth Management, LLC | 51,900 | 51,900 | 0 | 0.21 | 0.21 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 60,298 | 60,298 | 0 | 0.22 | 0.22 | +0.00 | hold |
| Farther Finance Advisors, LLC | 6,062 | 6,062 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Traub Capital Management LLC | 119,038 | 119,038 | 0 | 0.74 | 0.73 | -0.01 | hold |
| US BANCORP \DE\ | 5,500 | 5,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TRUIST FINANCIAL CORP | 11,264 | 11,264 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mariner, LLC | 19,440 | 18,983 | -457 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 127,896 | 127,408 | -488 | 0.12 | 0.12 | -0.00 | sell |
| Bank of New York Mellon Corp | 196,240 | 195,697 | -543 | 0.00 | 0.00 | -0.00 | sell |
| Mascoma Wealth Management LLC | 557 | 0 | -557 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 1,500 | 750 | -750 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 225,241 | 224,290 | -951 | 0.00 | 0.00 | +0.00 | sell |
| FNY Investment Advisers, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| 180 WEALTH ADVISORS, LLC | 64,967 | 63,875 | -1,092 | 0.05 | 0.05 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 193,803 | 191,861 | -1,942 | 0.01 | 0.01 | +0.00 | sell |
| WealthTrust Axiom LLC | 15,000 | 13,000 | -2,000 | 0.03 | 0.02 | -0.00 | sell |
| Arkos Global Advisors | 47,727 | 45,627 | -2,100 | 0.04 | 0.04 | -0.00 | sell |
| CWM, LLC | 6,305 | 2,654 | -3,651 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 63,014 | 57,152 | -5,862 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 102,426 | 94,951 | -7,475 | 0.03 | 0.03 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 27,700 | 20,200 | -7,500 | 0.01 | 0.01 | -0.00 | sell |
| HighTower Advisors, LLC | 63,365 | 52,651 | -10,714 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 10,726 | 0 | -10,726 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 36,000 | 25,000 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 11,100 | 0 | -11,100 | 0.00 | 0.00 | -0.00 | sell |
| Prospera Financial Services Inc | 13,504 | 0 | -13,504 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 40,500 | 26,738 | -13,762 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Advisory, LLC | 13,766 | 0 | -13,766 | 0.01 | 0.00 | -0.01 | sell |
| Capital Investment Advisors, LLC | 405,116 | 389,123 | -15,993 | 0.04 | 0.04 | -0.00 | sell |
| Corient Private Wealth LLC | 46,371 | 22,273 | -24,098 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 984,718 | 956,047 | -28,671 | 0.00 | 0.00 | -0.00 | sell |
| Lee Financial Co | 38,206 | 0 | -38,206 | 0.03 | 0.00 | -0.03 | sell |
| Williams Jones Wealth Management, LLC. | 43,037 | 0 | -43,037 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 3,839,659 | 3,786,017 | -53,642 | 0.09 | 0.09 | +0.00 | sell |
| Ackerman Capital Advisors, LLC | 225,261 | 156,917 | -68,344 | 0.29 | 0.20 | -0.09 | sell |
| Curi Capital, LLC | 125,000 | 0 | -125,000 | 0.01 | 0.00 | -0.01 | sell |
| Matisse Capital | 273,100 | 117,935 | -155,165 | 0.77 | 0.34 | -0.43 | sell |
| WHITEBOX ADVISORS LLC | 305,421 | 0 | -305,421 | 0.04 | 0.00 | -0.04 | sell |
| Hennion & Walsh Asset Management, Inc. | 776,740 | 393,680 | -383,060 | 0.18 | 0.09 | -0.09 | sell |
| TORONTO DOMINION BANK | 394,431 | 0 | -394,431 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 678,407 | 218,601 | -459,806 | 0.02 | 0.01 | -0.02 | sell |
| Logan Stone Capital, LLC | 712,527 | 66,020 | -646,507 | 2.02 | 0.10 | -1.92 | sell |